Compliance — April 2025
Compliance platforms, consultants, archiving, and cyber (Hadrius, Greenboard, Smartria, COMPLY).
4030 firms opened this window in the April 2025 SEC roster: 1400 state expansion, 1396 headcount up, 362 custody started, 346 aum crossed 1b, 223 new registration, 123 disclosure added, 80 private funds started, 59 pending approved, 29 wrap program started, 11 reorganization, 1 acquisition.
98
CAPSTONE WEALTH — (BILLINGS, MT) is newly SEC-registered with $301.1M RAUM and 4 advisory reps. IAPD ↗
95
DENALI ADVISORS, LLC — filed an Item 4A succession naming MCKINLEY CAPITAL MANAGEMENT, LLC (CRD 106173) — one firm absorbed the other. IAPD ↗
95
J.V.B. INVESTMENT COMPANY — (JACKSON, MI) is newly SEC-registered with $130.4M RAUM and 5 advisory reps. IAPD ↗
95
HEXIMER INVESTMENT MANAGEMENT INC. — (DUBLIN, OH) is newly SEC-registered with $113.9M RAUM and 2 advisory reps. IAPD ↗
95
CANTLON FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $113.1M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED — (BOCA RATON, FL) is newly SEC-registered with $115.3M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL NETWORK SPECIALISTS LLC — (location n/a) is newly SEC-registered with $115.2M RAUM and 1 advisory reps. IAPD ↗
95
INTEGRATED BENEFITS, INCORPORATED — (location n/a) is newly SEC-registered with $100.5M RAUM and 2 advisory reps. IAPD ↗
95
ALPHA ASSET MANAGEMENT — (AKRON, OH) is newly SEC-registered with $128.7M RAUM and 1 advisory reps. IAPD ↗
95
STOCK MANAGEMENT LLC — (location n/a) is newly SEC-registered with $128.0M RAUM and 2 advisory reps. IAPD ↗
95
PARADIGM ADVISORS, LLC — (DALLAS, TX) is newly SEC-registered with $112.1M RAUM and 2 advisory reps. IAPD ↗
95
THE WEALTH CONSERVATORY — (LEBANON, NH) is newly SEC-registered with $117.4M RAUM and 3 advisory reps. IAPD ↗
95
RMG ADVISORS — (ROCKVILLE, MD) is newly SEC-registered with $137.2M RAUM and 2 advisory reps. IAPD ↗
95
SOUND FINANCIAL MANAGEMENT, INC. — (RALEIGH, NC) is newly SEC-registered with $110.7M RAUM and 2 advisory reps. IAPD ↗
95
INTERNATIONAL ASSET MANAGEMENT — (SAN MATEO, CA) is newly SEC-registered with $106.0M RAUM and 5 advisory reps. IAPD ↗
95
INGRAM ADVISORY SERVICES, LLC — (WINTER HAVEN, FL) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗
95
COOKE WEALTH MANAGEMENT, LLC — (IRVINE, CA) is newly SEC-registered with $115.8M RAUM and 2 advisory reps. IAPD ↗
95
INVESTMENT MANAGEMENT TRUST, LLC — (FITCHBURG, MA) is newly SEC-registered with $106.6M RAUM and 1 advisory reps. IAPD ↗
95
MARCUS CAPITAL, LLC — (NORTHFIELD, IL) is newly SEC-registered with $113.0M RAUM and 2 advisory reps. IAPD ↗
95
EAGLESON ARNDT FINANCIAL ADVISORS — (THOUSAND OAKS, CA) is newly SEC-registered with $121.3M RAUM and 2 advisory reps. IAPD ↗
95
BENOLD FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $126.1M RAUM and 2 advisory reps. IAPD ↗
95
ROYAL PALMS CAPITAL, LLC — (ROLLING HILLS EST., CA) is newly SEC-registered with $101.1M RAUM and 1 advisory reps. IAPD ↗
95
CURTIS FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗
95
SHANKLAND FINANCIAL ADVISORS, LLC — (HENDERSONVILLE, NC) is newly SEC-registered with $118.3M RAUM and 5 advisory reps. IAPD ↗
95
VIDA WEALTH PARTNERS, INC. — (SANTA BARBARA, CA) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
COORDINATED WEALTH MANAGEMENT, L.L.C. — (HENDERSONVILLE, TN) is newly SEC-registered with $104.6M RAUM and 1 advisory reps. IAPD ↗
95
HONU WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $136.2M RAUM and 4 advisory reps. IAPD ↗
95
KRUSE ASSET MANAGEMENT, LLC — (CHICAGO, IL) is newly SEC-registered with $137.0M RAUM and 2 advisory reps. IAPD ↗
95
MCKINLEY MONEY, LLC — (EAU-CLAIRE, WI) is newly SEC-registered with $134.8M RAUM and 2 advisory reps. IAPD ↗
95
WOLVERINE WEALTH ADVISORY SERVICES INC. — (BLOOMFIELD HILLS, MI) is newly SEC-registered with $120.6M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL ELEMENTS, INC — (ROLLING MEADOWS, IL) is newly SEC-registered with $102.1M RAUM and 1 advisory reps. IAPD ↗
95
COMPASS CAPITAL MANAGEMENT, LLC — (MCALESTER, OK) is newly SEC-registered with $107.3M RAUM and 1 advisory reps. IAPD ↗
95
BAER INVESTMENT ADVISORY LLC — (location n/a) is newly SEC-registered with $107.5M RAUM and 3 advisory reps. IAPD ↗
95
LANEVE FINANCIAL GUIDANCE LLC — (LYNCHBURG, VA) is newly SEC-registered with $111.9M RAUM and 1 advisory reps. IAPD ↗
95
LEWINTER WEALTH ADVISORS, LLC — (location n/a) is newly SEC-registered with $130.3M RAUM and 1 advisory reps. IAPD ↗
95
GEREMIA FINANCIAL SERVICES, LLC — (EDISON, NJ) is newly SEC-registered with $103.4M RAUM and 2 advisory reps. IAPD ↗
95
TENBRIDGE PARTNERS LLC — (PORTLAND, OR) is newly SEC-registered with $103.3M RAUM and 2 advisory reps. IAPD ↗
95
DARK HORSE WEALTH LLC — (CAZENOVIA, NY) is newly SEC-registered with $29.4M RAUM and 1 advisory reps. IAPD ↗
95
EMERALD BAY WEALTH MANAGEMENT LLC — (TAHOE CITY, CA) is newly SEC-registered with $184.2M RAUM and 2 advisory reps. IAPD ↗
95
TODD WEALTH MANAGEMENT LLC — (VENICE, FL) is newly SEC-registered with $133.1M RAUM and 1 advisory reps. IAPD ↗
95
REVALUE LLC — (YPSILANTI, MI) is newly SEC-registered with $103.9M RAUM and 5 advisory reps. IAPD ↗
95
PEAKVALLEY WEALTH, LLC — (ROANOKE, VA) is newly SEC-registered with $107.3M RAUM and 4 advisory reps. IAPD ↗
95
CASCADE FINANCIAL STRATEGIES — (BEND, OR) is newly SEC-registered with $120.5M RAUM and 2 advisory reps. IAPD ↗
95
IMMACULATE WEALTH MANAGEMENT, LLC — (MESA, AZ) is newly SEC-registered with $119.0M RAUM and 2 advisory reps. IAPD ↗
95
MACKAY FINANCIAL PLANNING, LLC — (SPRINGFIELD, MO) is newly SEC-registered with $140.1M RAUM and 2 advisory reps. IAPD ↗
95
OPUS PRIVATE WEALTH GROUP, LLC — (ORANGE, CA) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗
95
CALIXTO GLOBAL INVESTORS, LP — (CORAL GABLES, FL) is newly SEC-registered with $55.8M RAUM and 2 advisory reps. IAPD ↗
95
SCHMITT WEALTH ADVISERS, LLC — (CINCINNATI, OH) is newly SEC-registered with $117.8M RAUM and 2 advisory reps. IAPD ↗
95
LEGACY WEALTH ADVISORS, LLC — (CLINTON TOWNSHIP, MI) is newly SEC-registered with $102.8M RAUM and 2 advisory reps. IAPD ↗
95
PROVISION ASSET, LLC — (location n/a) is newly SEC-registered with $100.8M RAUM and 6 advisory reps. IAPD ↗
95
ENCOMPASS ADVISORY SERVICES, LLC — (KATY, TX) is newly SEC-registered with $102.6M RAUM and 7 advisory reps. IAPD ↗
95
CHASTAIN WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
95
MWM WEALTH ADVISORY, LLC — (PLYMOUTH, MN) is newly SEC-registered with $119.1M RAUM and 1 advisory reps. IAPD ↗
95
CHARLES RIVER WEALTH MANAGEMENT, LLC — (BURLINGTON, MA) is newly SEC-registered with $100.8M RAUM and 1 advisory reps. IAPD ↗
95
BOSMAN WEALTH MANAGEMENT, LLC — (REDLANDS, CA) is newly SEC-registered with $122.5M RAUM and 1 advisory reps. IAPD ↗
95
TOPTIER WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $135.3M RAUM and 2 advisory reps. IAPD ↗
95
BURNE FINANCIAL CONCEPTS, LLC — (WATERTOWN, CT) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
95
STITES FINANCIAL CONSULTING — (ROSEVILLE, CA) is newly SEC-registered with $105.2M RAUM and 2 advisory reps. IAPD ↗
95
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC — (BENTONVILLE, AR) is newly SEC-registered with $100.0M RAUM and 3 advisory reps. IAPD ↗
95
THE PENSION GROUP — (DUBLIN, OH) is newly SEC-registered with $142.0M RAUM and 2 advisory reps. IAPD ↗
95
SUMMIT HILL WEALTH MANAGEMENT, LLC — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $118.1M RAUM and 2 advisory reps. IAPD ↗
95
NEWCORP WEALTH MANAGEMENT — (ALPHARETTA, GA) is newly SEC-registered with $143.4M RAUM and 2 advisory reps. IAPD ↗
95
QM ADVISORS LLC — (location n/a) is newly SEC-registered with $118.1M RAUM and 9 advisory reps. IAPD ↗
95
SILA FINANCIAL, LLC — (location n/a) is newly SEC-registered with $113.8M RAUM and 1 advisory reps. IAPD ↗
95
WASSAW SOUND MANAGEMENT, LLC — (SAVANNAH, GA) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗
95
HUDSON OAK WEALTH ADVISORY LLC — (HOBOKEN, NJ) is newly SEC-registered with $110.3M RAUM and 1 advisory reps. IAPD ↗
95
TRILLIUM INVESTMENTS — (EMERYVILLE, CA) is newly SEC-registered with $114.2M RAUM and 1 advisory reps. IAPD ↗
95
RHEECO, INC. — (NATICK, MA) is newly SEC-registered with $116.2M RAUM and 2 advisory reps. IAPD ↗
95
ALTUM WEALTH ADVISORS — (CHICO, CA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
95
BESTGATE WEALTH ADVISORS, LLC — (FREDERICK, MD) is newly SEC-registered with $129.2M RAUM and 4 advisory reps. IAPD ↗
95
ALPHYN CAPITAL MANAGEMENT LLC — (HICKSVILLE, NY) is newly SEC-registered with $28.5M RAUM and 1 advisory reps. IAPD ↗
95
BRIGHTREE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
PARABLE WEALTH ADVISORS — (ST AUGUSTINE, FL) is newly SEC-registered with $140.9M RAUM and 4 advisory reps. IAPD ↗
95
SHEPHERD STREET ADVISORS — (LARKSPUR, CA) is newly SEC-registered with $107.6M RAUM and 2 advisory reps. IAPD ↗
95
SABBIA FARO WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $37.0M RAUM and 1 advisory reps. IAPD ↗
95
IRONOAK WEALTH — (CEDAR PARK, TX) is newly SEC-registered with $114.5M RAUM and 5 advisory reps. IAPD ↗
95
MUELLER WEALTH — (MISHICOT, WI) is newly SEC-registered with $121.3M RAUM and 2 advisory reps. IAPD ↗
95
WRIGHT COVE CAPITAL — (PORTLAND, ME) is newly SEC-registered with $100.6M RAUM and 2 advisory reps. IAPD ↗
95
AVANTIA INVESTMENT SERVICES, LLC — (SEATTLE, WA) is newly SEC-registered with $105.6M RAUM and 3 advisory reps. IAPD ↗
95
ALIGN FINANCIAL, LLC — (HERMANTOWN, MN) is newly SEC-registered with $101.5M RAUM and 1 advisory reps. IAPD ↗
95
ABACUS CAPITAL ADVISORS — (PLANTATION, FL) is newly SEC-registered with $103.3M RAUM and 3 advisory reps. IAPD ↗
95
GLOVER PARK WEALTH MANAGEMENT, LLC — (ARLINGTON, VA) is newly SEC-registered with $119.8M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH ENGAGEMENT — (ATLANTA, GA) is newly SEC-registered with $100.4M RAUM and 1 advisory reps. IAPD ↗
95
DIAMOND CLIENT GROUP, LLC — (THE WOODLANDS, TX) is newly SEC-registered with $117.3M RAUM and 8 advisory reps. IAPD ↗
95
PURPOSE COMPREHENSIVE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $131.0M RAUM and 7 advisory reps. IAPD ↗
95
GRAVER CAPITAL MANAGEMENT, LLC — (COLUMBUS, OH) is newly SEC-registered with $122.0M RAUM and 2 advisory reps. IAPD ↗
95
ETHOS CAPITAL MANAGEMENT, INC. — (NEWTOWN, PA) is newly SEC-registered with $129.1M RAUM and 3 advisory reps. IAPD ↗
95
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC — (CARY, NC) is newly SEC-registered with $140.0M RAUM and 4 advisory reps. IAPD ↗
95
CONVEXITAS — (CHICAGO, IL) is newly SEC-registered with $163.7M RAUM and 2 advisory reps. IAPD ↗
95
WERNER FINANCIAL — (INDIANAPOLIS, IN) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗
95
COMPASS PRIVATE WEALTH GROUP LLC — (SHORT HILLS, NJ) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗
95
INVERSIONES SURA — (MIAMI, FL) is newly SEC-registered with $103.0M RAUM and 1 advisory reps. IAPD ↗
95
GREYSTONE FINANCIAL & ESTATE SERVICES, INC. — (KIRKLAND, WA) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
95
ENTELEVEST, LLC — (CORAL GABLES, FL) is newly SEC-registered with $110.3M RAUM and 2 advisory reps. IAPD ↗
95
GAMBIT CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $101.3M RAUM and 4 advisory reps. IAPD ↗
95
PREVE INVERSIONES — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
BURNHAM & COMPANY LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $117.7M RAUM and 4 advisory reps. IAPD ↗
95
J.R. PRUNIER CAPITAL MANAGEMENT LLC — (HOLDEN, MA) is newly SEC-registered with $126.2M RAUM and 1 advisory reps. IAPD ↗
95
ADDIGENCE CORPORATION — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
RSG INVESTMENTS LLC — (OVERLAND PARK, KS) is newly SEC-registered with $116.4M RAUM and 9 advisory reps. IAPD ↗
95
MACK & CO. PARTNERS, LP — (DALLAS, TX) is newly SEC-registered with $102.5M RAUM and 3 advisory reps. IAPD ↗
95
CAROLINA STRATEGY, LLC — (location n/a) is newly SEC-registered with $111.8M RAUM and 1 advisory reps. IAPD ↗
95
GENERATIONAL PRIVATE WEALTH — (location n/a) is newly SEC-registered with $145.0M RAUM and 1 advisory reps. IAPD ↗
95
PELTOMA CAPITAL PARTNERS — (location n/a) is newly SEC-registered with $108.8M RAUM and 2 advisory reps. IAPD ↗
95
IVANOFF WEALTH MANAGEMENT INC. — (CYPRESS, CA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
95
SUNRISE FINANCIAL SERVICES LLC — (BURIEN, WA) is newly SEC-registered with $114.4M RAUM and 2 advisory reps. IAPD ↗
95
RIGDEN CAPITAL STRATEGIES — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
E-WEALTH PARTNERS — (MINNETONKA, MN) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
95
INTREPID TECHNOLOGY LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MANWARING WEALTH MANAGEMENT — (GILBERT, AZ) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗
95
BAM WEALTH MANAGEMENT LLC — (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
CURTIS CAPITAL ADVISORS — (OVERLAND PARK, KS) is newly SEC-registered with $125.5M RAUM and 2 advisory reps. IAPD ↗
95
TWENTYTHREE ADVISORY — (location n/a) is newly SEC-registered with $31.5M RAUM and 1 advisory reps. IAPD ↗
95
ACTIVO CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MANENTIA WEALTH CONSULTING INC. — (GREAT NECK, NY) is newly SEC-registered with $45.2M RAUM and 5 advisory reps. IAPD ↗
95
SHAPOSHNIK CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
A|C MANAGEMENT TECH LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
GAINSPOLETTI WEALTH PLANNERS — (CLEVELAND, MS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HORAN WEALTH, LLC — (CINCINNATI, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗
95
MARKET INVESTMENT GROUP, LLC — (WICHITA, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 17 advisory reps. IAPD ↗
95
MANHATTAN GLOBAL ASSET MANAGEMENT LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CARROLL ADVISORY GROUP — (TEXARKANA, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FNEX WEALTH, LLC — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MFG PRIVATE WEALTH — (CANONSBURG, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FINTURO INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TREEVIEW CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EVE WEALTH — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
W&S ADVISORY SERVICES, LLC — (CINCINNATI, OH) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗
95
STORMS & ROWDON FINANCIAL SERVICES, INC. — (ORMOND BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CEDARWOOD WEALTH — (HIGHLANDS RANCH, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FLFS ADVISORY LLC — (VICTOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AGMAN CAPITAL — (OMAHA, NE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SANTA BARBARA MANAGEMENT — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WEALTHETIC LLC — (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KINGDOM LEGACY ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ETZ ADVISORY LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BARZIDEH & NADEAU WEALTH MANAGEMENT LLC — (BARRINGTON, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
WARNER WEALTH — (MADISON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
AI ALPHA LLC — (GRAND RAPIDS, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ALCYON WEALTH ADVISORS, LLC — (YOUNGSTOWN, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXPONENT WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CEDRUS WEALTH GROUP — (ANDOVER, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARTIN, JAVAN VON — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACTIVA FINANCIAL — (KEY BISCAYNE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ALTERIS CAPITAL PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
TIAA WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
MERAMEC FINANCIAL PLANNERS, LLC — (CLAYTON, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
CAMBIENT FAMILY OFFICE, LLC — (FRUITPORT, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTHMEUP ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PLAGENS & TAYLOR WEALTH MANAGEMENT — (SAN ANGELO, TX) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
YARASH GLOBAL SOLUTIONS INC. — (GLENDALE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PELICAN FINANCIAL PLANNING AND WEALTH, PLLC — (JUPITER, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VERITA STRATEGIC WEALTH PARTNERS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SUMMIT WEALTH GROUP — (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps. IAPD ↗
95
ELEVATED PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
ENCLAVE DIGITAL WEALTH, LLC — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ROOTED FINANCIAL GROUP, LLC — (TIGARD, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
QUESTMONT VIRTUAL FAMILY OFFICE, LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CONVERSE TEAM FINANCIAL SERVICES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
ALPHA ROCK INVESTMENTS, LLC — (MALVERN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
40 NORTH WEALTH LLC — (AURORA, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OASIS ADVISORS — (FOREST CITY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
95
FORS FINANCIAL — (PORT ANGELES, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
85
MEANS WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($977.0M -> $1.31B). IAPD ↗
85
ASHTON THOMAS SECURITIES, LLC — crossed $1B in regulatory AUM ($409.1M -> $1.72B). IAPD ↗
85
CORTLAND ASSOCIATES INC — crossed $1B in regulatory AUM ($788.0M -> $1.00B). IAPD ↗
85
WILKINS INVESTMENT COUNSEL, INC — crossed $1B in regulatory AUM ($651.3M -> $1.08B). IAPD ↗
85
TOTH FINANCIAL ADVISORY CORP — crossed $1B in regulatory AUM ($865.9M -> $1.02B). IAPD ↗
85
ACADEMY CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($896.1M -> $1.05B). IAPD ↗
85
SIGNET FINANCIAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($949.4M -> $1.06B). IAPD ↗
85
O'BRIEN WEALTH PARTNERS LLC — crossed $1B in regulatory AUM ($962.2M -> $1.11B). IAPD ↗
85
JAY A. FISHMAN, LTD — crossed $1B in regulatory AUM ($959.1M -> $1.12B). IAPD ↗
85
MARK ASSET MANAGEMENT LP — crossed $1B in regulatory AUM ($786.6M -> $1.07B). IAPD ↗
85
VAN CLEEF ASSET MANAGEMENT INC — crossed $1B in regulatory AUM ($894.0M -> $1.11B). IAPD ↗
85
TRUSTMONT ADVISORY GROUP, INC. — crossed $1B in regulatory AUM ($919.4M -> $1.13B). IAPD ↗
85
BAXTER INVESTMENT MANAGEMENT — crossed $1B in regulatory AUM ($915.1M -> $1.01B). IAPD ↗
85
VERUS FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($920.8M -> $1.00B). IAPD ↗
85
REGENCY INVESTMENT ADVISORS INC — crossed $1B in regulatory AUM ($877.3M -> $1.01B). IAPD ↗
85
OAK RIDGE INVESTMENTS, LLC — crossed $1B in regulatory AUM ($899.9M -> $1.31B). IAPD ↗
85
WEALTH DIMENSIONS GROUP, LTD. — crossed $1B in regulatory AUM ($857.9M -> $1.03B). IAPD ↗
85
LODESTAR PRIVATE ASSET MANAGEMENT LLC — crossed $1B in regulatory AUM ($979.7M -> $1.12B). IAPD ↗
85
COHEN CAPITAL MANAGEMENT INC — crossed $1B in regulatory AUM ($884.8M -> $1.01B). IAPD ↗
85
WOODARD & CO ASSET MANAGEMENT GROUP INC — crossed $1B in regulatory AUM ($911.0M -> $1.04B). IAPD ↗
85
AFFINITY INVESTMENT ADVISORS, LLC — crossed $1B in regulatory AUM ($938.1M -> $1.07B). IAPD ↗
85
INTREPID CAPITAL MANAGEMENT INC — crossed $1B in regulatory AUM ($762.5M -> $1.19B). IAPD ↗
85
PORTLAND GLOBAL ADVISORS LLC — crossed $1B in regulatory AUM ($894.6M -> $1.01B). IAPD ↗
85
BUFFINGTON MOHR MCNEAL — crossed $1B in regulatory AUM ($911.8M -> $1.05B). IAPD ↗
85
BEAM WEALTH ADVISORS, INC. — crossed $1B in regulatory AUM ($577.4M -> $1.31B). IAPD ↗
85
FMP WEALTH ADVISERS — crossed $1B in regulatory AUM ($952.0M -> $1.13B). IAPD ↗
85
WESTMINSTER FINANCIAL ADVISORY CORP — crossed $1B in regulatory AUM ($920.3M -> $1.22B). IAPD ↗
85
PENN DAVIS MCFARLAND INC — crossed $1B in regulatory AUM ($843.2M -> $1.26B). IAPD ↗
85
FINANCIAL COUNCIL, LLC — crossed $1B in regulatory AUM ($959.4M -> $1.10B). IAPD ↗
85
ARBOR INVESTMENT ADVISORS — crossed $1B in regulatory AUM ($956.7M -> $1.09B). IAPD ↗
85
QUANTUM CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($878.8M -> $1.03B). IAPD ↗
85
IRON GATE GLOBAL ADVISORS — crossed $1B in regulatory AUM ($725.2M -> $1.06B). IAPD ↗
85
MARINER INSTITUTIONAL, LLC — crossed $1B in regulatory AUM ($976.6M -> $2.54B). IAPD ↗
85
DINUZZO PRIVATE WEALTH, INC. — crossed $1B in regulatory AUM ($946.5M -> $1.01B). IAPD ↗
85
AFFIANCE FINANCIAL LLC — crossed $1B in regulatory AUM ($971.4M -> $1.15B). IAPD ↗
85
CALLAHAN ADVISORS, LLC — crossed $1B in regulatory AUM ($932.9M -> $1.20B). IAPD ↗
85
SYNERGY ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($823.7M -> $1.05B). IAPD ↗
85
HOLT CAPITAL PARTNERS, L.P. — crossed $1B in regulatory AUM ($884.1M -> $1.00B). IAPD ↗
85
FUTURE CAPITAL — crossed $1B in regulatory AUM ($962.5M -> $1.03B). IAPD ↗
85
PAUL WINKLER, INC. — crossed $1B in regulatory AUM ($284.0M -> $1.17B). IAPD ↗
85
VERITY INVESTMENT PARTNERS — crossed $1B in regulatory AUM ($938.8M -> $1.21B). IAPD ↗
85
AA FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($864.3M -> $1.01B). IAPD ↗
85
PRIVATE CLIENT SERVICES, LLC — crossed $1B in regulatory AUM ($845.8M -> $1.05B). IAPD ↗
85
WEALTH ADVISORS GROUP — crossed $1B in regulatory AUM ($995.9M -> $1.13B). IAPD ↗
85
COLUMBIA ASSET MANAGEMENT, L.L.C. — crossed $1B in regulatory AUM ($979.9M -> $1.05B). IAPD ↗
85
MIDWEST CAPITAL ADVISORS, LLC — crossed $1B in regulatory AUM ($947.3M -> $1.13B). IAPD ↗
85
PRIVATE CAPITAL ADVISORS, INC. — crossed $1B in regulatory AUM ($793.9M -> $1.01B). IAPD ↗
85
KELLEHER FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($573.6M -> $1.03B). IAPD ↗
85
ATLAS CAPITAL ADVISORS INC. — crossed $1B in regulatory AUM ($909.0M -> $1.05B). IAPD ↗
85
THE INSTITUTE — crossed $1B in regulatory AUM ($926.9M -> $1.15B). IAPD ↗
85
SEVEN SPRINGS WEALTH GROUP — crossed $1B in regulatory AUM ($765.1M -> $1.21B). IAPD ↗
85
GENERATION CAPITAL MANAGEMENT LLC — crossed $1B in regulatory AUM ($916.6M -> $1.03B). IAPD ↗
85
PARK PIEDMONT ADVISORS LLC — crossed $1B in regulatory AUM ($862.0M -> $1.02B). IAPD ↗
85
BIONDO INVESTMENT ADVISORS LLC — crossed $1B in regulatory AUM ($927.0M -> $1.11B). IAPD ↗
85
WAYPOINT WEALTH PARTNERS — crossed $1B in regulatory AUM ($935.8M -> $1.07B). IAPD ↗
85
NPA ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($882.6M -> $1.01B). IAPD ↗
85
VERSANT CAPITAL MANAGEMENT, INC. — crossed $1B in regulatory AUM ($900.5M -> $1.24B). IAPD ↗
85
FINANCIAL PERSPECTIVES — crossed $1B in regulatory AUM ($864.6M -> $1.00B). IAPD ↗
85
ALLEN CAPITAL GROUP, LLC — crossed $1B in regulatory AUM ($998.5M -> $1.22B). IAPD ↗
85
LONGVIEW WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($986.8M -> $1.10B). IAPD ↗
85
RAPPAPORT REICHES CAPITAL MANAGEMENT, — crossed $1B in regulatory AUM ($928.3M -> $1.13B). IAPD ↗
85
TEEWINOT CAPITAL ADVISERS, L.L.C. — crossed $1B in regulatory AUM ($841.9M -> $1.19B). IAPD ↗
85
CHI-RHO FINANCIAL, LLC — crossed $1B in regulatory AUM ($981.2M -> $1.17B). IAPD ↗
85
NICHOLAS INVESTMENT PARTNERS, L.P. — crossed $1B in regulatory AUM ($923.9M -> $1.18B). IAPD ↗
85
CEDAR MOUNTAIN ADVISORS, LLC — crossed $1B in regulatory AUM ($870.1M -> $1.06B). IAPD ↗
85
ARISTA WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($993.2M -> $1.03B). IAPD ↗
85
STRATEGIC FINANCIAL CONCEPTS, LLC — crossed $1B in regulatory AUM ($987.6M -> $1.01B). IAPD ↗
85
CYPRESS POINT WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($797.7M -> $1.07B). IAPD ↗
85
NEWPORT CAPITAL GROUP, LLC — crossed $1B in regulatory AUM ($326.8M -> $1.22B). IAPD ↗
85
HAMILTON POINT INVESTMENT ADVISORS, LLC — crossed $1B in regulatory AUM ($935.1M -> $1.07B). IAPD ↗
85
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($953.8M -> $1.23B). IAPD ↗
85
BLACK DIAMOND FINANCIAL, LLC — crossed $1B in regulatory AUM ($701.4M -> $1.04B). IAPD ↗
85
MCILRATH & ECK, LLC — crossed $1B in regulatory AUM ($839.6M -> $1.06B). IAPD ↗
85
WPWEALTH LLP — crossed $1B in regulatory AUM ($872.7M -> $1.03B). IAPD ↗
85
ALTERNA WEALTH MANAGEMENT, INC. — crossed $1B in regulatory AUM ($861.0M -> $1.23B). IAPD ↗
85
RIVERFRONT INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($751.1M -> $1.18B). IAPD ↗
85
THE FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($981.1M -> $1.11B). IAPD ↗
85
WESPAC ADVISORS, LLC — crossed $1B in regulatory AUM ($926.3M -> $1.08B). IAPD ↗
85
CLEAR HAVEN CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($485.8M -> $1.20B). IAPD ↗
85
CS PLANNING CORP — crossed $1B in regulatory AUM ($957.9M -> $1.27B). IAPD ↗
85
STILLWATER CAPITAL ADVISORS, LLC — crossed $1B in regulatory AUM ($980.8M -> $1.15B). IAPD ↗
85
IRONVIEW CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($851.0M -> $1.15B). IAPD ↗
85
QUADCAP WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($769.7M -> $1.14B). IAPD ↗
85
ARIN RISK ADVISORS LLC — crossed $1B in regulatory AUM ($987.8M -> $4.97B). IAPD ↗
85
ANDINA FAMILY OFFICES — crossed $1B in regulatory AUM ($808.5M -> $1.02B). IAPD ↗
85
SEER CAPITAL MANAGEMENT LP — crossed $1B in regulatory AUM ($628.0M -> $1.08B). IAPD ↗
85
THE DE BURLO GROUP, INC. — crossed $1B in regulatory AUM ($942.6M -> $1.03B). IAPD ↗
85
ACTIVEST WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($956.5M -> $1.02B). IAPD ↗
85
FOUNTAINHEAD ADVISORS — crossed $1B in regulatory AUM ($721.6M -> $1.02B). IAPD ↗
85
BEACON CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($859.2M -> $1.07B). IAPD ↗
85
COPPELL ADVISORY SOLUTIONS LLC — crossed $1B in regulatory AUM ($849.6M -> $1.08B). IAPD ↗
85
FIELDER CAPITAL GROUP LLC — crossed $1B in regulatory AUM ($834.6M -> $1.06B). IAPD ↗
85
CAPITAL WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($858.0M -> $1.00B). IAPD ↗
85
VERITY ASSET MANAGEMENT — crossed $1B in regulatory AUM ($902.9M -> $1.04B). IAPD ↗
85
SONEN CAPITAL LLC — crossed $1B in regulatory AUM ($792.7M -> $1.01B). IAPD ↗
85
TVAMP, LLC — crossed $1B in regulatory AUM ($677.0M -> $1.00B). IAPD ↗
85
OAK CITY CONSULTING, LLC — crossed $1B in regulatory AUM ($782.5M -> $1.26B). IAPD ↗
85
MONTIS FINANCIAL, LLC — crossed $1B in regulatory AUM ($638.8M -> $1.01B). IAPD ↗
85
STRATEGIC WEALTH INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($900.8M -> $1.11B). IAPD ↗
85
PRIVATE PORTFOLIO PARTNERS, LLC — crossed $1B in regulatory AUM ($899.9M -> $1.05B). IAPD ↗
85
VIRTUE CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($787.5M -> $1.21B). IAPD ↗
85
BALEFIRE, LLC — crossed $1B in regulatory AUM ($903.2M -> $1.24B). IAPD ↗
85
SHEPHERD FINANCIAL PARTNERS, LLC — crossed $1B in regulatory AUM ($975.4M -> $1.14B). IAPD ↗
85
WEALTHSHIELD PARTNERS, LLC — crossed $1B in regulatory AUM ($917.9M -> $1.08B). IAPD ↗
85
TOWNELEY CAPITAL MANAGEMENT, INC. — crossed $1B in regulatory AUM ($882.4M -> $1.02B). IAPD ↗
85
PRIVATE ADVISORY — crossed $1B in regulatory AUM ($900.5M -> $1.32B). IAPD ↗
85
BLUEPRINT INVESTMENT PARTNERS LLC — crossed $1B in regulatory AUM ($849.4M -> $1.23B). IAPD ↗
85
KEEN WEALTH ADVISORS — crossed $1B in regulatory AUM ($914.9M -> $1.04B). IAPD ↗
85
DESTINY WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($996.8M -> $1.13B). IAPD ↗
85
SYMPHONY FINANCIAL, LTD. CO. — crossed $1B in regulatory AUM ($861.0M -> $1.09B). IAPD ↗
85
FIDUCIARY FINANCIAL ADVISORS — crossed $1B in regulatory AUM ($555.4M -> $1.17B). IAPD ↗
85
FOUNDERS FINANCIAL ALLIANCE, LLC — crossed $1B in regulatory AUM ($700.9M -> $1.00B). IAPD ↗
85
FITZROY INVESTMENT ADVISORS LLC — crossed $1B in regulatory AUM ($662.3M -> $1.01B). IAPD ↗
85
FLORENCE CAPITAL ADVISORS, LP — crossed $1B in regulatory AUM ($427.3M -> $1.26B). IAPD ↗
85
STANSBERRY ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($875.5M -> $1.05B). IAPD ↗
85
ARLINGTON FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($944.5M -> $1.04B). IAPD ↗
85
180 WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($853.0M -> $1.06B). IAPD ↗
85
JFG WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($901.0M -> $1.16B). IAPD ↗
85
EVOLUTION WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($952.2M -> $1.31B). IAPD ↗
85
ALPINE PRIVATE WEALTH — crossed $1B in regulatory AUM ($978.5M -> $1.23B). IAPD ↗
85
KEELEY-TETON ADVISORS, LLC — crossed $1B in regulatory AUM ($888.8M -> $1.02B). IAPD ↗
85
ARKOS GLOBAL ADVISORS, LLC — crossed $1B in regulatory AUM ($939.4M -> $1.11B). IAPD ↗
85
AWM CAPITAL, LLC — crossed $1B in regulatory AUM ($860.6M -> $1.15B). IAPD ↗
85
RECURRENT INVESTMENT ADVISORS LLC — crossed $1B in regulatory AUM ($782.2M -> $1.21B). IAPD ↗
85
OPAL WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($825.9M -> $1.03B). IAPD ↗
85
SGROI WEALTH ADVISORY GROUP LLC — crossed $1B in regulatory AUM ($939.0M -> $1.08B). IAPD ↗
85
SHADE TREE ADVISORS LLC — crossed $1B in regulatory AUM ($794.7M -> $1.03B). IAPD ↗
85
MONOGRAM CAPITAL MANAGEMENT, L.P. — crossed $1B in regulatory AUM ($862.9M -> $1.09B). IAPD ↗
85
ROOT FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($399.2M -> $1.11B). IAPD ↗
85
TRIVIUM POINT ADVISORY, LLC — crossed $1B in regulatory AUM ($716.2M -> $1.49B). IAPD ↗
85
ALDEN CAPITAL — crossed $1B in regulatory AUM ($657.2M -> $1.44B). IAPD ↗
85
SOUDERS FINANCIAL ADVISORS, LLC — crossed $1B in regulatory AUM ($889.9M -> $1.07B). IAPD ↗
85
ACCURATE WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($780.5M -> $1.15B). IAPD ↗
85
ASPIRE CAPITAL ADVISORS LLC — crossed $1B in regulatory AUM ($817.7M -> $1.01B). IAPD ↗
85
CATALYST FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($827.3M -> $1.02B). IAPD ↗
85
INSPIRE ADVISORS, LLC — crossed $1B in regulatory AUM ($835.3M -> $1.03B). IAPD ↗
85
SIGNAL ADVISORS WEALTH, LLC — crossed $1B in regulatory AUM ($465.3M -> $1.16B). IAPD ↗
85
ABSHER WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($944.3M -> $1.10B). IAPD ↗
85
MBL ADVISORS — crossed $1B in regulatory AUM ($946.2M -> $1.14B). IAPD ↗
85
PLATFORM TECHNOLOGY PARTNERS — crossed $1B in regulatory AUM ($936.7M -> $1.09B). IAPD ↗
85
FERMATA ADVISORS — crossed $1B in regulatory AUM ($973.8M -> $1.15B). IAPD ↗
85
ONYX BRIDGE WEALTH GROUP LLC — crossed $1B in regulatory AUM ($815.7M -> $1.00B). IAPD ↗
85
HUNTER CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($890.2M -> $1.02B). IAPD ↗
85
ASSUREDPARTNERS INVESTMENT ADVISORS — crossed $1B in regulatory AUM ($179.0M -> $3.25B). IAPD ↗
85
FORTIS CAPITAL ADVISORS, LLC — crossed $1B in regulatory AUM ($630.6M -> $1.21B). IAPD ↗
85
V-SQUARE QUANTITATIVE MANAGEMENT — crossed $1B in regulatory AUM ($883.4M -> $1.17B). IAPD ↗
85
WEALTHPLAN INVESTMENT MANAGEMENT LLC — crossed $1B in regulatory AUM ($988.9M -> $1.57B). IAPD ↗
85
HILL INVESTMENT GROUP — crossed $1B in regulatory AUM ($971.1M -> $1.04B). IAPD ↗
85
FIFTH THIRD WEALTH ADVISORS LLC — crossed $1B in regulatory AUM ($571.7M -> $6.08B). IAPD ↗
85
NEXT LEVEL PRIVATE LLC — crossed $1B in regulatory AUM ($810.7M -> $1.05B). IAPD ↗
85
IMPACT PARTNERSHIP WEALTH, LLC — crossed $1B in regulatory AUM ($751.6M -> $1.68B). IAPD ↗
85
O'HAGAN GROUP, INC. — crossed $1B in regulatory AUM ($807.7M -> $1.02B). IAPD ↗
85
GDS WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($891.7M -> $1.27B). IAPD ↗
85
BROOKWOOD INVESTMENT GROUP — crossed $1B in regulatory AUM ($689.1M -> $1.06B). IAPD ↗
85
ULLMANN WEALTH PARTNERS — crossed $1B in regulatory AUM ($877.1M -> $1.07B). IAPD ↗
85
WHITTIER ADVISORS, LLC — crossed $1B in regulatory AUM ($862.1M -> $1.48B). IAPD ↗
85
VESTGEN ADVISORS, LLC — crossed $1B in regulatory AUM ($660.3M -> $3.47B). IAPD ↗
85
MAREN CAPITAL — crossed $1B in regulatory AUM ($889.0M -> $1.40B). IAPD ↗
85
ETHOS FINANCIAL GROUP, LLC — crossed $1B in regulatory AUM ($913.9M -> $1.58B). IAPD ↗
85
GATEWAY WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($891.6M -> $1.25B). IAPD ↗
85
TURTLE CREEK WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($905.6M -> $1.33B). IAPD ↗
85
SPECTRUM WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($976.4M -> $1.15B). IAPD ↗
85
UNITED ADVISOR GROUP — crossed $1B in regulatory AUM ($578.8M -> $1.09B). IAPD ↗
85
A16Z PERENNIAL MANAGEMENT, L.P. — crossed $1B in regulatory AUM ($822.4M -> $1.82B). IAPD ↗
85
PREMIER PATH WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($814.5M -> $1.10B). IAPD ↗
85
CASCADE FINANCIAL PARTNERS, LLC — crossed $1B in regulatory AUM ($973.9M -> $1.16B). IAPD ↗
85
SPIREPOINT PRIVATE CLIENT, LLC — crossed $1B in regulatory AUM ($934.1M -> $1.12B). IAPD ↗
85
STIFEL CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($745.4M -> $1.49B). IAPD ↗
85
CAPITAL INVESTMENT COUNSEL, LLC — crossed $1B in regulatory AUM ($548.3M -> $1.18B). IAPD ↗
85
TOPSAIL WEALTH MANAGEMENT LLC — crossed $1B in regulatory AUM ($875.7M -> $1.03B). IAPD ↗
85
CASTLE ROCK ADVISORS LLC — crossed $1B in regulatory AUM ($830.2M -> $1.59B). IAPD ↗
85
J.P. MORGAN SECURITIES LLC — grew from 7426 to 8097 advisory reps. IAPD ↗
85
OPPENHEIMER & CO. INC. — grew from 1126 to 1295 advisory reps. IAPD ↗
85
FIFTH THIRD SECURITIES, INC. — grew from 722 to 788 advisory reps. IAPD ↗
85
STIFEL, NICOLAUS & COMPANY, INCORPORATED — grew from 3027 to 3045 advisory reps. IAPD ↗
85
PRINCIPAL SECURITIES, INC. — grew from 1349 to 1436 advisory reps. IAPD ↗
85
WILLIAM BLAIR & COMPANY L.L.C. — grew from 179 to 201 advisory reps. IAPD ↗
85
VOYA FINANCIAL ADVISORS, INC. — grew from 529 to 563 advisory reps. IAPD ↗
85
STATE FARM INVESTMENT MANAGEMENT CORP. — grew from 110 to 150 advisory reps. IAPD ↗
85
AMERIPRISE FINANCIAL SERVICES, LLC — grew from 12518 to 12636 advisory reps. IAPD ↗
85
LPL FINANCIAL LLC — grew from 27045 to 28347 advisory reps. IAPD ↗
85
EQUITABLE ADVISORS, LLC — grew from 3955 to 4272 advisory reps. IAPD ↗
85
INDEPENDENT FINANCIAL GROUP, LLC — grew from 444 to 484 advisory reps. IAPD ↗
85
AUSDAL FINANCIAL PARTNERS, INC. — grew from 110 to 152 advisory reps. IAPD ↗
85
COMMONWEALTH FINANCIAL NETWORK — grew from 3000 to 3150 advisory reps. IAPD ↗
85
ROBERT W. BAIRD & CO. INCORPORATED — grew from 2966 to 3047 advisory reps. IAPD ↗
85
UBS FINANCIAL SERVICES INC. — grew from 9213 to 9944 advisory reps. IAPD ↗
85
LPL ENTERPRISE, LLC — grew from 12 to 3130 advisory reps. IAPD ↗
85
PRIMERICA ADVISORS — grew from 3560 to 3732 advisory reps. IAPD ↗
85
MML INVESTORS SERVICES, LLC — grew from 4764 to 4935 advisory reps. IAPD ↗
85
WELLS FARGO ADVISORS — grew from 1978 to 2274 advisory reps. IAPD ↗
85
MONEY CONCEPTS ADVISORY SERVICE — grew from 407 to 431 advisory reps. IAPD ↗
85
ASHTON THOMAS SECURITIES, LLC — grew from 20 to 48 advisory reps. IAPD ↗
85
THRIVENT INVESTMENT MANAGEMENT INC. — grew from 2509 to 2774 advisory reps. IAPD ↗
85
HSBC SECURITIES (USA) INC. — grew from 340 to 376 advisory reps. IAPD ↗
85
OSAIC WEALTH, INC. — grew from 4397 to 6276 advisory reps. IAPD ↗
85
SUNBELT SECURITIES — grew from 48 to 68 advisory reps. IAPD ↗
85
FIRST CITIZENS INVESTOR SERVICES, INC. — grew from 130 to 148 advisory reps. IAPD ↗
85
HANTZ FINANCIAL SERVICES, INC. — grew from 277 to 293 advisory reps. IAPD ↗
85
PARK AVENUE SECURITIES LLC — grew from 1820 to 1963 advisory reps. IAPD ↗
85
STRATEGIC ADVISERS LLC — grew from 158 to 16178 advisory reps. IAPD ↗
85
JANUS HENDERSON INVESTORS — grew from 106 to 143 advisory reps. IAPD ↗
85
EATON VANCE MANAGEMENT — grew from 160 to 189 advisory reps. IAPD ↗
85
CETERA INVESTMENT ADVISERS LLC — grew from 5928 to 6825 advisory reps. IAPD ↗
85
PGIM, INC. — grew from 1420 to 1440 advisory reps. IAPD ↗
85
MANNING & NAPIER ADVISORS, LLC — grew from 145 to 184 advisory reps. IAPD ↗
85
BARINGS LLC — grew from 392 to 419 advisory reps. IAPD ↗
85
POLEN CAPITAL MANAGEMENT, LLC — grew from 27 to 43 advisory reps. IAPD ↗
85
WEALTHSPIRE ADVISORS — grew from 160 to 185 advisory reps. IAPD ↗
85
VOYA INVESTMENT MANAGEMENT CO. LLC — grew from 306 to 326 advisory reps. IAPD ↗
85
GOLDMAN SACHS WEALTH SERVICES, L.P. — grew from 997 to 1055 advisory reps. IAPD ↗
85
CITIZENS PRIVATE WEALTH — grew from 160 to 200 advisory reps. IAPD ↗
85
WILMINGTON TRUST INVESTMENT ADVISORS, INC. — grew from 95 to 126 advisory reps. IAPD ↗
85
FIRST TRUST ADVISORS LP — grew from 95 to 125 advisory reps. IAPD ↗
85
J.P. MORGAN INVESTMENT MANAGEMENT INC. — grew from 2112 to 2143 advisory reps. IAPD ↗
85
GOLDMAN SACHS ASSET MANAGEMENT, L.P. — grew from 801 to 907 advisory reps. IAPD ↗
85
MORNINGSTAR INVESTMENT MANAGEMENT LLC — grew from 83 to 113 advisory reps. IAPD ↗
85
VALMARK ADVISERS, INC. — grew from 260 to 275 advisory reps. IAPD ↗
85
FIDELITY MANAGEMENT & RESEARCH COMPANY LLC — grew from 689 to 727 advisory reps. IAPD ↗
85
ALLIANCEBERNSTEIN L.P. — grew from 829 to 871 advisory reps. IAPD ↗
85
BRIGHTON JONES LLC — grew from 149 to 171 advisory reps. IAPD ↗
85
VOYA INVESTMENT MANAGEMENT LLC — grew from 306 to 326 advisory reps. IAPD ↗
85
T. ROWE PRICE ADVISORY SERVICES, INC. — grew from 42 to 61 advisory reps. IAPD ↗
85
MAI CAPITAL MANAGEMENT, LLC — grew from 137 to 204 advisory reps. IAPD ↗
85
MORGAN STANLEY INVESTMENT MANAGEMENT INC. — grew from 227 to 263 advisory reps. IAPD ↗
85
NWF ADVISORY SERVICES INC — grew from 2 to 71 advisory reps. IAPD ↗
85
EAGLE STRATEGIES LLC — grew from 1982 to 2093 advisory reps. IAPD ↗
85
EP WEALTH ADVISORS — grew from 195 to 214 advisory reps. IAPD ↗
85
APERIO GROUP, LLC — grew from 73 to 90 advisory reps. IAPD ↗
85
U.S. BANCORP ASSET MANAGEMENT, INC. — grew from 17 to 63 advisory reps. IAPD ↗
85
MARINER INSTITUTIONAL, LLC — grew from 89 to 113 advisory reps. IAPD ↗
85
EMPOWER ADVISORY GROUP, LLC — grew from 731 to 802 advisory reps. IAPD ↗
85
MISSION WEALTH MANAGEMENT, LP — grew from 72 to 97 advisory reps. IAPD ↗
85
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC — grew from 615 to 730 advisory reps. IAPD ↗
85
SILVERCREST ASSET MANAGEMENT GROUP LLC — grew from 58 to 83 advisory reps. IAPD ↗
85
BEACON POINTE ADVISORS, LLC — grew from 296 to 355 advisory reps. IAPD ↗
85
NFP RETIREMENT INC. — grew from 131 to 149 advisory reps. IAPD ↗
85
SCS CAPITAL MANAGEMENT LLC — grew from 78 to 98 advisory reps. IAPD ↗
85
GREAT VALLEY ADVISOR GROUP, INC. — grew from 154 to 191 advisory reps. IAPD ↗
85
INDEPENDENT FINANCIAL PARTNERS — grew from 244 to 261 advisory reps. IAPD ↗
85
PNC INVESTMENTS — grew from 778 to 818 advisory reps. IAPD ↗
85
CLIFFWATER LLC — grew from 76 to 102 advisory reps. IAPD ↗
85
SIMON QUICK ADVISORS, LLC — grew from 31 to 55 advisory reps. IAPD ↗
85
MERCER INVESTMENTS LLC — grew from 611 to 710 advisory reps. IAPD ↗
85
GENERAL ATLANTIC SERVICE COMPANY, L.P. — grew from 209 to 406 advisory reps. IAPD ↗
85
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — grew from 3274 to 3327 advisory reps. IAPD ↗
85
MARINER WEALTH — grew from 709 to 803 advisory reps. IAPD ↗
85
SCHRODERS CAPITAL MANAGEMENT (US) INC. — grew from 67 to 90 advisory reps. IAPD ↗
85
HIGHTOWER ADVISORS, LLC — grew from 792 to 889 advisory reps. IAPD ↗
85
ALTERNA WEALTH MANAGEMENT, INC. — grew from 14 to 40 advisory reps. IAPD ↗
85
MERIDIAN WEALTH MANAGEMENT, LLC — grew from 29 to 53 advisory reps. IAPD ↗
85
CERITY PARTNERS LLC — grew from 704 to 862 advisory reps. IAPD ↗
85
BTG PACTUAL ASSET MANAGEMENT US , LLC — grew from 68 to 94 advisory reps. IAPD ↗
85
KESTRA PRIVATE WEALTH SERVICES, LLC — grew from 158 to 198 advisory reps. IAPD ↗
85
ALPHASTAR CAPITAL MANAGEMENT — grew from 94 to 109 advisory reps. IAPD ↗
85
RFG ADVISORY, LLC — grew from 102 to 135 advisory reps. IAPD ↗
85
EFG ASSET MANAGEMENT (AMERICAS) CORP. — grew from 4 to 21 advisory reps. IAPD ↗
85
FOCUS PARTNERS WEALTH, LLC — grew from 765 to 945 advisory reps. IAPD ↗
85
CAPITAL ANALYSTS — grew from 704 to 725 advisory reps. IAPD ↗
85
BRAMSHILL INVESTMENTS, LLC — grew from 15 to 31 advisory reps. IAPD ↗
85
OSAIC ADVISORY SERVICES, LLC — grew from 141 to 389 advisory reps. IAPD ↗
85
NEWEDGE ADVISORS — grew from 396 to 465 advisory reps. IAPD ↗
85
COMPOUND PLANNING, INC. — grew from 13 to 48 advisory reps. IAPD ↗
85
SPIDERROCK ADVISORS, LLC — grew from 10 to 36 advisory reps. IAPD ↗
85
FIDUCIARY FINANCIAL ADVISORS — grew from 22 to 38 advisory reps. IAPD ↗
85
FOUNDATIONS INVESTMENT ADVISORS LLC — grew from 187 to 229 advisory reps. IAPD ↗
85
INSIGNEO ADVISORY SERVICES, LLC — grew from 168 to 188 advisory reps. IAPD ↗
85
STEWARD PARTNERS INVESTMENT ADVISORY, LLC — grew from 327 to 397 advisory reps. IAPD ↗
85
KESTRA ADVISORY SERVICES, LLC — grew from 1266 to 1299 advisory reps. IAPD ↗
85
TRUIST ADVISORY SERVICES, INC. — grew from 2105 to 2455 advisory reps. IAPD ↗
85
EQUITY INVESTMENT CORP — grew from 6 to 26 advisory reps. IAPD ↗
85
ONEASCENT FINANCIAL SERVICES LLC — grew from 39 to 57 advisory reps. IAPD ↗
85
INTEGRATED WEALTH CONCEPTS LLC — grew from 423 to 452 advisory reps. IAPD ↗
85
CALVERT RESEARCH AND MANAGEMENT — grew from 204 to 229 advisory reps. IAPD ↗
85
CRESSET ASSET MANAGEMENT, LLC — grew from 133 to 191 advisory reps. IAPD ↗
85
PRIME CAPITAL FINANCIAL — grew from 198 to 240 advisory reps. IAPD ↗
85
ROOT FINANCIAL PARTNERS — grew from 9 to 35 advisory reps. IAPD ↗
85
ROCKEFELLER CAPITAL MANAGEMENT — grew from 573 to 748 advisory reps. IAPD ↗
85
APOLLON WEALTH MANAGEMENT, LLC — grew from 93 to 115 advisory reps. IAPD ↗
85
SUMMIT FINANCIAL, LLC — grew from 119 to 139 advisory reps. IAPD ↗
85
SIMPLICITY WEALTH — grew from 159 to 242 advisory reps. IAPD ↗
85
IEQ CAPITAL, LLC — grew from 100 to 140 advisory reps. IAPD ↗
85
MARINER INDEPENDENT — grew from 83 to 99 advisory reps. IAPD ↗
85
THE AMERIFLEX GROUP — grew from 149 to 166 advisory reps. IAPD ↗
85
HUB INVESTMENT PARTNERS, LLC — grew from 50 to 80 advisory reps. IAPD ↗
85
APOGEM CAPITAL LLC — grew from 116 to 137 advisory reps. IAPD ↗
85
ASSUREDPARTNERS INVESTMENT ADVISORS — grew from 16 to 46 advisory reps. IAPD ↗
85
FORTIS CAPITAL ADVISORS, LLC — grew from 37 to 54 advisory reps. IAPD ↗
85
CW ADVISORS, LLC — grew from 38 to 62 advisory reps. IAPD ↗
85
FIFTH THIRD WEALTH ADVISORS LLC — grew from 37 to 52 advisory reps. IAPD ↗
85
IMPACT PARTNERSHIP WEALTH, LLC — grew from 50 to 72 advisory reps. IAPD ↗
85
GATEWAY WEALTH PARTNERS, LLC — grew from 51 to 66 advisory reps. IAPD ↗
85
UNITED ADVISOR GROUP — grew from 28 to 43 advisory reps. IAPD ↗
85
MODERN WEALTH MANAGEMENT, LLC — grew from 36 to 54 advisory reps. IAPD ↗
85
DIVERSIFY WEALTH MANAGEMENT, LLC — grew from 24 to 48 advisory reps. IAPD ↗
84
GW&K INVESTMENT MANAGEMENT, LLC — grew from 54 to 68 advisory reps. IAPD ↗
84
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED — grew from 422 to 436 advisory reps. IAPD ↗
84
MERCER GLOBAL ADVISORS INC. — grew from 727 to 741 advisory reps. IAPD ↗
84
STRATEGIC WEALTH INVESTMENT GROUP, LLC — grew from 27 to 41 advisory reps. IAPD ↗
84
BRYN MAWR CAPITAL MANAGEMENT, LLC — grew from 32 to 46 advisory reps. IAPD ↗
84
ARKADIOS WEALTH ADVISORS — grew from 137 to 151 advisory reps. IAPD ↗
84
TITLEIST ASSET MANAGEMENT, LLC — grew from 18 to 32 advisory reps. IAPD ↗
83
PACKERLAND BROKERAGE SERVICES, INC. — grew from 144 to 161 advisory reps. IAPD ↗
83
F L PUTNAM INVESTMENT MANAGEMENT CO. — grew from 60 to 73 advisory reps. IAPD ↗
83
PATHWAY CAPITAL MANAGEMENT, LP — grew from 70 to 83 advisory reps. IAPD ↗
83
MWA FINANCIAL SERVICES, INC. — grew from 115 to 134 advisory reps. IAPD ↗
83
CHICAGO PARTNERS INVESTMENT GROUP LLC — grew from 33 to 46 advisory reps. IAPD ↗
83
NB ALTERNATIVES ADVISERS LLC — grew from 187 to 200 advisory reps. IAPD ↗
83
COASTAL BRIDGE ADVISORS — grew from 9 to 22 advisory reps. IAPD ↗
83
MODERA WEALTH MANAGEMENT, LLC — grew from 100 to 113 advisory reps. IAPD ↗
83
LEGACY WEALTH MANAGEMENT, LLC — grew from 16 to 35 advisory reps. IAPD ↗
83
GIBBS WEALTH MANAGEMENT, LLC — grew from 10 to 49 advisory reps. IAPD ↗
83
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — grew from 10 to 33 advisory reps. IAPD ↗
83
FLORIDA FINANCIAL ADVISORS, LLC — grew from 294 to 457 advisory reps. IAPD ↗
83
INTEGRITY ADVISORY SOLUTIONS — grew from 39 to 90 advisory reps. IAPD ↗
83
PRINCIPAL ADVISED SERVICES — grew from 58 to 215 advisory reps. IAPD ↗
83
ACCURATE WEALTH MANAGEMENT, LLC — grew from 28 to 41 advisory reps. IAPD ↗
83
IP FINANCIAL ADVISORY SERVICES LLC — grew from 92 to 112 advisory reps. IAPD ↗
83
49 FINANCIAL — grew from 74 to 128 advisory reps. IAPD ↗
83
ENCOMPASS MORE ASSET MANAGEMENT LLC — grew from 43 to 76 advisory reps. IAPD ↗
83
FOGUTH WEALTH MANAGEMENT, LLC. — grew from 10 to 29 advisory reps. IAPD ↗
82
PLANTE MORAN FINANCIAL ADVISORS — grew from 132 to 144 advisory reps. IAPD ↗
82
CARLSON CAPITAL MANAGEMENT, LLC — grew from 21 to 33 advisory reps. IAPD ↗
82
ROBERTSON STEPHENS — grew from 51 to 63 advisory reps. IAPD ↗
82
ALDEN INVESTMENT GROUP — grew from 26 to 40 advisory reps. IAPD ↗
81
LINCOLN INVESTMENT — grew from 883 to 894 advisory reps. IAPD ↗
81
WAVERLY ADVISORS, LLC — grew from 141 to 152 advisory reps. IAPD ↗
81
SOUTHERNSUN ASSET MANAGEMENT LLC — grew from 4 to 17 advisory reps. IAPD ↗
81
HUDSON ADVISORS — grew from 116 to 127 advisory reps. IAPD ↗
81
DRIVE WEALTH ADVISERS — grew from 15 to 26 advisory reps. IAPD ↗
81
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC — grew from 14 to 25 advisory reps. IAPD ↗
81
TACTIVE ADVISORS, LLC — grew from 0 to 13 advisory reps. IAPD ↗
80
ESI FINANCIAL ADVISORS — grew from 420 to 430 advisory reps. IAPD ↗
80
DAVENPORT & COMPANY LLC — grew from 206 to 216 advisory reps. IAPD ↗
80
CHARLES SCHWAB & CO., INC. — grew from 3564 to 3692 advisory reps. IAPD ↗
80
INTELLICENTS INVESTMENT SOLUTIONS INC — grew from 36 to 46 advisory reps. IAPD ↗
80
TLG ADVISORS, INC. — grew from 137 to 147 advisory reps. IAPD ↗
80
GRADIENT ADVISORS, LLC — grew from 152 to 169 advisory reps. IAPD ↗
80
IPG INVESTMENT ADVISORS, LLC — grew from 29 to 39 advisory reps. IAPD ↗
80
STRATOS WEALTH PARTNERS, LTD — grew from 315 to 325 advisory reps. IAPD ↗
80
SCHWAB WEALTH ADVISORY, INC. — grew from 898 to 987 advisory reps. IAPD ↗
80
FROST INVESTMENT SERVICES — grew from 94 to 104 advisory reps. IAPD ↗
80
PERENNIAL FINANCIAL SERVICES — grew from 32 to 42 advisory reps. IAPD ↗
80
TRANSCEND CAPITAL ADVISORS, LLC — grew from 21 to 31 advisory reps. IAPD ↗
80
PARK AVENUE INVESTMENT ADVISORY, LLC — grew from 70 to 87 advisory reps. IAPD ↗
80
THEPARTNERS WEALTH MANAGEMENT — grew from 7 to 19 advisory reps. IAPD ↗
80
MDRN CAPITAL — grew from 7 to 23 advisory reps. IAPD ↗
80
SOVRAN ADVISORS, LLC — grew from 43 to 53 advisory reps. IAPD ↗
79
METROPOLITAN WEST ASSET MANAGEMENT LLC — grew from 68 to 77 advisory reps. IAPD ↗
79
FCI ADVISORS — grew from 32 to 41 advisory reps. IAPD ↗
79
VANGUARD ADVISERS, INC. — grew from 1558 to 1567 advisory reps. IAPD ↗
79
AQR CAPITAL MANAGEMENT, LLC — grew from 229 to 238 advisory reps. IAPD ↗
79
CAUSEWAY CAPITAL MANAGEMENT LLC — grew from 30 to 39 advisory reps. IAPD ↗
79
THE RETIREMENT PLANNING GROUP, LLC — grew from 19 to 28 advisory reps. IAPD ↗
79
KEY INVESTMENT SERVICES LLC — grew from 350 to 359 advisory reps. IAPD ↗
79
BREVET CAPITAL MANAGEMENT, LLC — grew from 15 to 24 advisory reps. IAPD ↗
79
WEALTHCARE ADVISORY PARTNERS LLC — grew from 145 to 154 advisory reps. IAPD ↗
79
ELEVATED CAPITAL ADVISORS, LLC — grew from 9 to 20 advisory reps. IAPD ↗
79
CREATIVEONE WEALTH, LLC — grew from 188 to 197 advisory reps. IAPD ↗
79
STRATOS WEALTH ADVISORS LLC — grew from 67 to 76 advisory reps. IAPD ↗
79
CRESTWOOD ADVISORS — grew from 46 to 55 advisory reps. IAPD ↗
79
AWM CAPITAL, LLC — grew from 15 to 24 advisory reps. IAPD ↗
79
TRIVIUM POINT ADVISORY, LLC — grew from 14 to 23 advisory reps. IAPD ↗
79
EASTERLY INVESTMENT PARTNERS LLC — grew from 14 to 23 advisory reps. IAPD ↗
79
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC — grew from 84 to 93 advisory reps. IAPD ↗
79
GUARDIAN WEALTH ADVISORS, LLC — grew from 23 to 32 advisory reps. IAPD ↗
79
TRANSCE3ND LLC — grew from 28 to 39 advisory reps. IAPD ↗
78
TCW ASSET MANAGEMENT COMPANY LLC — grew from 145 to 153 advisory reps. IAPD ↗
78
MELLON INVESTMENTS CORPORATION — grew from 59 to 67 advisory reps. IAPD ↗
78
NISA INVESTMENT ADVISORS, LLC — grew from 194 to 202 advisory reps. IAPD ↗
78
WESTWOOD MANAGEMENT CORP — grew from 68 to 76 advisory reps. IAPD ↗
78
CAIN, WATTERS & ASSOCIATES, LLC — grew from 63 to 71 advisory reps. IAPD ↗
78
WATERLOO CAPITAL — grew from 29 to 37 advisory reps. IAPD ↗
78
PARALLEL ADVISORS, LLC — grew from 56 to 64 advisory reps. IAPD ↗
78
NEPSIS, INC. — grew from 15 to 25 advisory reps. IAPD ↗
78
PURE FINANCIAL ADVISORS, LLC — grew from 56 to 64 advisory reps. IAPD ↗
78
CREATIVEONE SECURITIES, LLC — grew from 123 to 131 advisory reps. IAPD ↗
78
VIVALDI CAPITAL MANAGEMENT LP — grew from 22 to 30 advisory reps. IAPD ↗
78
AXXCESS WEALTH MANAGEMENT, LLC — grew from 44 to 52 advisory reps. IAPD ↗
78
KEENAN FINANCIAL — grew from 11 to 24 advisory reps. IAPD ↗
78
XYPN INVEST — grew from 15 to 25 advisory reps. IAPD ↗
78
NEW EDGE WEALTH — grew from 62 to 70 advisory reps. IAPD ↗
78
ADVISOR SHARE WEALTH MANAGEMENT, LLC — grew from 22 to 35 advisory reps. IAPD ↗
78
JOURNEY STRATEGIC WEALTH LLC — grew from 12 to 20 advisory reps. IAPD ↗
78
ALTITUDE CAPITAL MANAGEMENT LLC — grew from 3 to 16 advisory reps. IAPD ↗
77
LOOMIS, SAYLES & COMPANY, L.P. — grew from 722 to 729 advisory reps. IAPD ↗
77
OPPENHEIMER ASSET MANAGEMENT — grew from 127 to 134 advisory reps. IAPD ↗
77
RUSSELL INVESTMENTS — grew from 115 to 122 advisory reps. IAPD ↗
77
NEW ENGLAND ASSET MANAGEMENT, INC. — grew from 49 to 56 advisory reps. IAPD ↗
77
PAYDEN & RYGEL — grew from 109 to 116 advisory reps. IAPD ↗
77
PARAMETRIC PORTFOLIO ASSOCIATES — grew from 191 to 198 advisory reps. IAPD ↗
77
TRUE NORTH ADVISORS, LLC — grew from 21 to 28 advisory reps. IAPD ↗
77
MORGAN STANLEY AIP GP LP — grew from 150 to 157 advisory reps. IAPD ↗
77
SEVEN SPRINGS WEALTH GROUP — grew from 8 to 15 advisory reps. IAPD ↗
77
CARY STREET PARTNERS — grew from 71 to 78 advisory reps. IAPD ↗
77
IC ADVISORY SERVICES, INC. — grew from 191 to 198 advisory reps. IAPD ↗
77
JAFFE TILCHIN INVESTMENT PARTNERS, LLC — grew from 27 to 34 advisory reps. IAPD ↗
77
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC — grew from 16 to 23 advisory reps. IAPD ↗
77
WEALTHSPIRE ADVISORS — grew from 14 to 21 advisory reps. IAPD ↗
77
AVIOR WEALTH MANAGEMENT, LLC — grew from 113 to 120 advisory reps. IAPD ↗
77
DRAKE & ASSOCIATES, LLC — grew from 6 to 15 advisory reps. IAPD ↗
77
MONTIS FINANCIAL, LLC — grew from 10 to 17 advisory reps. IAPD ↗
77
TIDAL INVESTMENTS LLC — grew from 12 to 19 advisory reps. IAPD ↗
77
RITHOLTZ WEALTH MANAGEMENT — grew from 38 to 45 advisory reps. IAPD ↗
77
PRIVATE ADVISORY — grew from 6 to 13 advisory reps. IAPD ↗
77
IHT WEALTH MANAGEMENT LLC — grew from 146 to 153 advisory reps. IAPD ↗
77
STANSBERRY ASSET MANAGEMENT, LLC — grew from 6 to 13 advisory reps. IAPD ↗
77
PENNINGTON PARTNERS & CO., LLC — grew from 8 to 15 advisory reps. IAPD ↗
77
CW INVESTMENT ADVISERS, LLC — grew from 16 to 25 advisory reps. IAPD ↗
77
HOXTON WEALTH USA LLC — grew from 28 to 37 advisory reps. IAPD ↗
77
BROOKWOOD INVESTMENT GROUP — grew from 17 to 24 advisory reps. IAPD ↗
77
ETHOS FINANCIAL GROUP, LLC — grew from 20 to 27 advisory reps. IAPD ↗
77
DIVERSIFY ADVISORY SERVICES, LLC — grew from 87 to 94 advisory reps. IAPD ↗
76
HARBOUR INVESTMENTS, INC. — grew from 206 to 212 advisory reps. IAPD ↗
76
WCM INVESTMENT MANAGEMENT — grew from 43 to 49 advisory reps. IAPD ↗
76
MONETA GROUP INVESTMENT ADVISORS, LLC — grew from 214 to 220 advisory reps. IAPD ↗
76
AVANTAX PLANNING PARTNERS, INC. — grew from 248 to 254 advisory reps. IAPD ↗
76
MANULIFE INVESTMENT MANAGEMENT (US) LLC — grew from 138 to 144 advisory reps. IAPD ↗
76
ORION PORTFOLIO SOLUTIONS, LLC — grew from 67 to 73 advisory reps. IAPD ↗
76
CIBC PRIVATE WEALTH ADVISORS, INC. — grew from 204 to 210 advisory reps. IAPD ↗
76
WESTMINSTER FINANCIAL ADVISORY CORP — grew from 40 to 46 advisory reps. IAPD ↗
76
ANNEX WEALTH MANAGEMENT, LLC — grew from 60 to 66 advisory reps. IAPD ↗
76
STRATEGIC FINANCIAL CONCEPTS, LLC — grew from 35 to 41 advisory reps. IAPD ↗
76
SMEAD CAPITAL MANAGEMENT, INC. — grew from 10 to 16 advisory reps. IAPD ↗
76
ARETE WEALTH ADVISORS, LLC — grew from 124 to 130 advisory reps. IAPD ↗
76
CAPWEALTH ADVISORS, LLC — grew from 5 to 11 advisory reps. IAPD ↗
76
SOLTIS INVESTMENT ADVISORS, LLC — grew from 45 to 51 advisory reps. IAPD ↗
76
ICONIQ CAPITAL, LLC — grew from 130 to 136 advisory reps. IAPD ↗
76
FOURSTAR WEALTH ADVISORS, LLC — grew from 39 to 45 advisory reps. IAPD ↗
76
REEDMARK ADVISORS, LLC — grew from 1 to 9 advisory reps. IAPD ↗
76
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC — grew from 146 to 152 advisory reps. IAPD ↗
76
ALPHACORE CAPITAL LLC — grew from 23 to 29 advisory reps. IAPD ↗
76
SUMMIT TRAIL ADVISORS, LLC — grew from 28 to 34 advisory reps. IAPD ↗
76
VESTWELL ADVISORS LLC — grew from 15 to 23 advisory reps. IAPD ↗
76
JORDAN PARK GROUP LLC — grew from 86 to 92 advisory reps. IAPD ↗
76
INTEGRA GLOBAL ADVISORS LLC — grew from 4 to 12 advisory reps. IAPD ↗
76
ALDEN CAPITAL — grew from 14 to 20 advisory reps. IAPD ↗
76
WEALTHPLAN INVESTMENT MANAGEMENT LLC — grew from 8 to 14 advisory reps. IAPD ↗
76
HIGHPOINT PLANNING PARTNERS — grew from 94 to 100 advisory reps. IAPD ↗
76
TFB ADVISORS, LLC — grew from 23 to 31 advisory reps. IAPD ↗
76
STRIVE ASSET MANAGEMENT — grew from 4 to 10 advisory reps. IAPD ↗
76
TRIAD WEALTH PARTNERS, LLC — grew from 5 to 13 advisory reps. IAPD ↗
75
ONEAMERICA SECURITIES, INC. — grew from 282 to 289 advisory reps. IAPD ↗
75
PLANMEMBER SECURITIES CORPORATION — grew from 427 to 432 advisory reps. IAPD ↗
75
MARQUETTE ASSOCIATES, INC. — grew from 52 to 57 advisory reps. IAPD ↗
75
LANDAAS & COMPANY — grew from 16 to 21 advisory reps. IAPD ↗
75
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS — grew from 80 to 85 advisory reps. IAPD ↗
75
HEITMAN REAL ESTATE SECURITIES LLC — grew from 42 to 47 advisory reps. IAPD ↗
75
UNITED ASSET STRATEGIES INC. — grew from 16 to 21 advisory reps. IAPD ↗
75
TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC. — grew from 4 to 9 advisory reps. IAPD ↗
75
MASLOW WEALTH ADVISORS — grew from 10 to 15 advisory reps. IAPD ↗
75
GCM GROSVENOR L.P. — grew from 159 to 164 advisory reps. IAPD ↗
75
CENTER FOR FINANCIAL PLANNING INC — grew from 13 to 18 advisory reps. IAPD ↗
75
STRATEGIC FINANCIAL SERVICES — grew from 20 to 25 advisory reps. IAPD ↗
75
MAIN STREET RESEARCH LLC — grew from 11 to 16 advisory reps. IAPD ↗
75
ONE CAPITAL MANAGEMENT, LLC — grew from 41 to 46 advisory reps. IAPD ↗
75
VAN HULZEN FINANCIAL ADVISORS — grew from 10 to 15 advisory reps. IAPD ↗
75
TRADITION WEALTH MANAGEMENT LLC — grew from 23 to 28 advisory reps. IAPD ↗
75
ZEVENBERGEN CAPITAL INVESTMENTS LLC — grew from 5 to 10 advisory reps. IAPD ↗
75
PERIGON WEALTH MANAGEMENT, LLC — grew from 77 to 82 advisory reps. IAPD ↗
75
KOVACK ADVISORS, INC. — grew from 300 to 305 advisory reps. IAPD ↗
75
TPG FINANCIAL ADVISORS, LLC — grew from 8 to 13 advisory reps. IAPD ↗
75
COMPOSITION WEALTH, LLC — grew from 41 to 46 advisory reps. IAPD ↗
75
CAPITAL INVESTMENT ADVISORY SERVICES, LLC — grew from 71 to 76 advisory reps. IAPD ↗
75
CAHABA WEALTH MANAGEMENT, INC. — grew from 12 to 17 advisory reps. IAPD ↗
75
CLEAR HARBOR ASSET MANAGEMENT, LLC — grew from 14 to 19 advisory reps. IAPD ↗
75
CONNECTICUT WEALTH MANAGEMENT, LLC — grew from 35 to 40 advisory reps. IAPD ↗
75
LIBREMAX CAPITAL, LLC — grew from 38 to 43 advisory reps. IAPD ↗
75
PALMER SQUARE CAPITAL MANAGEMENT LLC — grew from 28 to 33 advisory reps. IAPD ↗
75
THE MATHER GROUP, LLC — grew from 81 to 86 advisory reps. IAPD ↗
75
FOUNTAINHEAD ADVISORS — grew from 13 to 18 advisory reps. IAPD ↗
75
COMPASS FINANCIAL MANAGEMENT LLC — grew from 20 to 27 advisory reps. IAPD ↗
75
CANAL CAPITAL MANAGEMENT, LLC — grew from 5 to 10 advisory reps. IAPD ↗
75
IFG ADVISORY, LLC — grew from 75 to 80 advisory reps. IAPD ↗
75
VISIONARY WEALTH ADVISORS, LLC — grew from 39 to 44 advisory reps. IAPD ↗
75
KEEN WEALTH ADVISORS — grew from 24 to 29 advisory reps. IAPD ↗
75
PFG ADVISORS — grew from 99 to 104 advisory reps. IAPD ↗
75
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — grew from 19 to 26 advisory reps. IAPD ↗
75
ADDICUS ADVISORY, LLC — grew from 5 to 12 advisory reps. IAPD ↗
75
GPS WEALTH STRATEGIES GROUP, LLC — grew from 21 to 26 advisory reps. IAPD ↗
75
VANTAGE POINT FINANCIAL, LLC — grew from 9 to 16 advisory reps. IAPD ↗
75
FERMATA ADVISORS — grew from 12 to 17 advisory reps. IAPD ↗
75
LXG WEALTH ADVISORY LLC — grew from 7 to 12 advisory reps. IAPD ↗
75
PARNASSUS INVESTMENTS, LLC — grew from 23 to 28 advisory reps. IAPD ↗
75
CASSADAY & COMPANY, INC. — grew from 27 to 32 advisory reps. IAPD ↗
75
SECOND LINE CAPITAL, LLC — grew from 14 to 21 advisory reps. IAPD ↗
75
QUOTIENT WEALTH PARTNERS, LLC — grew from 21 to 26 advisory reps. IAPD ↗
75
WELLTH ADVISORY SERVICES, LLC — grew from 67 to 72 advisory reps. IAPD ↗
75
CALIBER WEALTH MANAGEMENT, LLC — grew from 10 to 15 advisory reps. IAPD ↗
75
CASTLE ROCK ADVISORS LLC — grew from 22 to 27 advisory reps. IAPD ↗
75
TRIBRIDGE PARTNERS FINANCIAL LLC — 's provisional registration is now fully approved. IAPD ↗
75
HANTZ FINANCIAL SERVICES, INC. — now reports 1 private fund(s) ($0 gross). IAPD ↗
75
FIRST TRUST ADVISORS LP — now reports 1 private fund(s) ($65.0M gross). IAPD ↗
75
ALM FIRST FINANCIAL ADVISORS LLC — now reports 1 private fund(s) ($28.9M gross). IAPD ↗
75
HAMILTON CAPITAL — now reports 2 private fund(s) ($18.2M gross). IAPD ↗
75
TLG ADVISORS, INC. — now reports 10 private fund(s) ($96.8M gross). IAPD ↗
75
JAFFE TILCHIN INVESTMENT PARTNERS, LLC — now reports 1 private fund(s) ($1.7M gross). IAPD ↗
75
WINTHROP CAPITAL MANAGEMENT — now reports 1 private fund(s) ($290.8M gross). IAPD ↗
75
FFT WEALTH MANAGEMENT — now reports 1 private fund(s) ($0 gross). IAPD ↗
75
CWA ASSET MANAGEMENT GROUP — now reports 1 private fund(s) ($14.3M gross). IAPD ↗
75
INTEGRATED ADVISORS NETWORK LLC — now reports 1 private fund(s) ($12.8M gross). IAPD ↗
75
TRB WEALTH MANAGEMENT, LLC — now reports 1 private fund(s) ($18.7M gross). IAPD ↗
75
CASTLE ROCK ADVISORS LLC — now reports 3 private fund(s) ($493.7M gross). IAPD ↗
75
IFC ADVISORS LLC — now reports 1 private fund(s) ($4.0M gross). IAPD ↗
74
MEEDER ASSET MANAGEMENT, INC. — grew from 15 to 19 advisory reps. IAPD ↗
74
TRAPHAGEN FINANCIAL GROUP — grew from 10 to 14 advisory reps. IAPD ↗
74
COMMUNITY CAPITAL MANAGEMENT, LLC — grew from 13 to 17 advisory reps. IAPD ↗
74
ADVICEONE ADVISORY SERVICES, LLC — grew from 13 to 17 advisory reps. IAPD ↗
74
MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC — grew from 4 to 8 advisory reps. IAPD ↗
74
SHEAFF BROCK INVESTMENT ADVISORS, LLC — grew from 14 to 18 advisory reps. IAPD ↗
74
MAIN MANAGEMENT, LLC — grew from 16 to 20 advisory reps. IAPD ↗
74
BUSEY CAPITAL MANAGEMENT, INC. — grew from 14 to 20 advisory reps. IAPD ↗
74
BAKER STREET ADVISORS, LLC — grew from 12 to 16 advisory reps. IAPD ↗
74
HECK CAPITAL ADVISORS, LLC — grew from 16 to 20 advisory reps. IAPD ↗
74
SENDERO WEALTH MANAGEMENT, LLC — grew from 14 to 18 advisory reps. IAPD ↗
74
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC — grew from 10 to 14 advisory reps. IAPD ↗
74
GUIDESTONE ADVISORS — grew from 17 to 21 advisory reps. IAPD ↗
74
LEGACY FINANCIAL ADVISORS, INC. — grew from 8 to 12 advisory reps. IAPD ↗
74
CV ADVISORS LLC — grew from 15 to 19 advisory reps. IAPD ↗
74
SYMPHONY FINANCIAL, LTD. CO. — grew from 19 to 23 advisory reps. IAPD ↗
74
OREI ADVISORS LP — grew from 17 to 21 advisory reps. IAPD ↗
74
PGIM CUSTOM HARVEST LLC — grew from 6 to 10 advisory reps. IAPD ↗
74
CAPITA FINANCIAL NETWORK, LLC — grew from 18 to 22 advisory reps. IAPD ↗
74
FBL WEALTH MANAGEMENT, LLC — grew from 129 to 138 advisory reps. IAPD ↗
74
DECISIONPOINT FINANCIAL, LLC — grew from 6 to 12 advisory reps. IAPD ↗
74
SIGNAL ADVISORS WEALTH, LLC — grew from 5 to 9 advisory reps. IAPD ↗
74
TSCHETTER GROUP — grew from 11 to 15 advisory reps. IAPD ↗
74
VISE AI ADVISORS — grew from 17 to 21 advisory reps. IAPD ↗
74
QUILITY FINANCIAL ADVISORS — grew from 6 to 15 advisory reps. IAPD ↗
74
CYNDEO WEALTH PARTNERS — grew from 11 to 15 advisory reps. IAPD ↗
74
NEW REPUBLIC PARTNERS — grew from 17 to 21 advisory reps. IAPD ↗
74
GDS WEALTH MANAGEMENT — grew from 11 to 15 advisory reps. IAPD ↗
74
APOLLON FINANCIAL, LLC — grew from 7 to 13 advisory reps. IAPD ↗
74
MARIDEA WEALTH MANAGEMENT — grew from 9 to 15 advisory reps. IAPD ↗
73
MACK INVESTMENT SECURITIES, INC. — grew from 3 to 8 advisory reps. IAPD ↗
73
NORTHLAND ASSET MANAGEMENT — grew from 19 to 24 advisory reps. IAPD ↗
73
TSA MANAGEMENT INC — grew from 2 to 5 advisory reps. IAPD ↗
73
CORRIGAN FINANCIAL INC — grew from 9 to 12 advisory reps. IAPD ↗
73
PENN DAVIS MCFARLAND INC — grew from 4 to 7 advisory reps. IAPD ↗
73
FINANCIAL COUNCIL, LLC — grew from 7 to 10 advisory reps. IAPD ↗
73
PETERSEN HASTINGS WEALTH ADVISORS, INC. — grew from 15 to 18 advisory reps. IAPD ↗
73
INTEGRIS WEALTH MANAGEMENT, LLC — grew from 7 to 12 advisory reps. IAPD ↗
73
OAKMONT CORPORATION — grew from 4 to 7 advisory reps. IAPD ↗
73
SYNERGY ASSET MANAGEMENT, LLC — grew from 6 to 9 advisory reps. IAPD ↗
73
WINDSOR ADVISORY GROUP, LLC — grew from 11 to 14 advisory reps. IAPD ↗
73
MCMILL CPA AND ADVISORS — grew from 17 to 22 advisory reps. IAPD ↗
73
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC — grew from 27 to 32 advisory reps. IAPD ↗
73
GREENWICH WEALTH MANAGEMENT, LLC — grew from 8 to 11 advisory reps. IAPD ↗
73
EVERMAY WEALTH MANAGEMENT, LLC — grew from 12 to 15 advisory reps. IAPD ↗
73
MCNALLY ADVISORS, LLC — grew from 14 to 19 advisory reps. IAPD ↗
73
ROTHSCHILD WEALTH LLC — grew from 9 to 14 advisory reps. IAPD ↗
73
SCARBOROUGH CAPITAL MANAGEMENT — grew from 10 to 13 advisory reps. IAPD ↗
73
OLD ORCHARD CAPITAL MANAGEMENT LP — grew from 9 to 12 advisory reps. IAPD ↗
73
TWELVE POINTS WEALTH MANAGEMENT — grew from 10 to 13 advisory reps. IAPD ↗
73
FITZROY INVESTMENT ADVISORS LLC — grew from 5 to 8 advisory reps. IAPD ↗
73
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC — grew from 8 to 11 advisory reps. IAPD ↗
73
EQUITA FINANCIAL NETWORK, INC. — grew from 13 to 18 advisory reps. IAPD ↗
73
BEACON GLOBAL ADVISOR NETWORK, LLC — grew from 45 to 50 advisory reps. IAPD ↗
73
MAIA WEALTH — grew from 30 to 35 advisory reps. IAPD ↗
73
RESONANT CAPITAL ADVISORS, LLC — grew from 11 to 14 advisory reps. IAPD ↗
73
THIRD LAKE PARTNERS, LLC — grew from 11 to 14 advisory reps. IAPD ↗
73
FORGE FINANCIAL — grew from 11 to 14 advisory reps. IAPD ↗
73
CREEKMUR ASSET MANAGEMENT, LLC — grew from 10 to 15 advisory reps. IAPD ↗
73
FOCUSED ALPHA, LLC — grew from 3 to 8 advisory reps. IAPD ↗
73
BLACK TORO LLC — grew from 2 to 7 advisory reps. IAPD ↗
73
PEAK RETIREMENT PLANNING, INC. — grew from 6 to 14 advisory reps. IAPD ↗
73
ADVISOR PARTNERS — grew from 6 to 9 advisory reps. IAPD ↗
73
SOLLINDA CAPITAL MANAGEMENT LLC — grew from 9 to 14 advisory reps. IAPD ↗
73
RANGE ADVISORY, LLC — grew from 9 to 17 advisory reps. IAPD ↗
73
BBVA GLOBAL WEALTH ADVISORS, INC. — grew from 17 to 22 advisory reps. IAPD ↗
73
TRITONPOINT WEALTH, LLC — grew from 6 to 9 advisory reps. IAPD ↗
73
KAUFMAN HALL INVESTMENT MANAGEMENT — grew from 4 to 7 advisory reps. IAPD ↗
73
TRADEWELL SECURITIES, LLC — 's provisional registration is now fully approved. IAPD ↗
73
LIBERTY SQUARE WEALTH PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
73
SHRIER WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
73
SARVER VROOMAN WEALTH ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
73
SINDIA CAPITAL ADVISERS, LLC — 's provisional registration is now fully approved. IAPD ↗
73
JW NOVA WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
73
AERIE ADVISORY GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
73
ELEVATED FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
73
CMG CAPITAL MANAGEMENT GROUP, INC. — now reports 2 private fund(s) ($12.0M gross). IAPD ↗
73
TRINITY FINANCIAL ADVISORS LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
AZIMUT GENESIS ADVISORS — now reports 1 private fund(s) ($49.7M gross). IAPD ↗
73
VALIANT WEALTH, LLC — now reports 24 private fund(s) ($123.0M gross). IAPD ↗
73
HELIUM ADVISORS LLC — now reports 1 private fund(s) ($1.0M gross). IAPD ↗
73
ARJUNA CAPITAL, LLC — now reports 7 private fund(s) ($117.0M gross). IAPD ↗
73
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
ALPHA LEONIS PARTNERS, LLC — now reports 1 private fund(s) ($3.6M gross). IAPD ↗
73
VANTAGE FINANCIAL PARTNERS, LLC — now reports 9 private fund(s) ($22.5M gross). IAPD ↗
73
DHODY INVESTMENT GROUP — now reports 2 private fund(s) ($213.7M gross). IAPD ↗
73
VALUE ALIGNED RESEARCH ADVISORS, LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
73
BEVERLY HILLS PRIVATE WEALTH, LLC — now reports 1 private fund(s) ($6.0M gross). IAPD ↗
73
HERITAGE OAK WEALTH ADVISORS — now reports 1 private fund(s) ($10.0M gross). IAPD ↗
73
EIGHT 31 FINANCIAL, LLC — now reports 4 private fund(s) ($53.1M gross). IAPD ↗
73
STONE TEMPLE PARTNERS LLC — now reports 1 private fund(s) ($2.2M gross). IAPD ↗
72
SYSTEMATIC FINANCIAL MANAGEMENT LP — grew from 6 to 8 advisory reps. IAPD ↗
72
EAGLE CAPITAL MANAGEMENT LLC — grew from 10 to 12 advisory reps. IAPD ↗
72
CFS INVESTMENT ADVISORY SERVICES LLC — grew from 8 to 10 advisory reps. IAPD ↗
72
SNYDER CAPITAL MANAGEMENT LP — grew from 6 to 8 advisory reps. IAPD ↗
72
HCR WEALTH ADVISORS — grew from 6 to 8 advisory reps. IAPD ↗
72
MOISAND FITZGERALD TAMAYO, LLC — grew from 9 to 11 advisory reps. IAPD ↗
72
PLANNING ALTERNATIVES LTD — grew from 9 to 11 advisory reps. IAPD ↗
72
BUCKHEAD CAPITAL MANAGEMENT, LLC — grew from 10 to 12 advisory reps. IAPD ↗
72
FLEXIBLE PLAN INVESTMENTS LTD — grew from 3 to 5 advisory reps. IAPD ↗
72
STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
72
SOUND SHORE MANAGEMENT INC — grew from 6 to 8 advisory reps. IAPD ↗
72
PARKWAY ADVISORS, L.P. — grew from 9 to 11 advisory reps. IAPD ↗
72
ELEMENT WEALTH, LLC — grew from 3 to 7 advisory reps. IAPD ↗
72
SNIDER FINANCIAL GROUP — grew from 5 to 9 advisory reps. IAPD ↗
72
PINNACLE WEALTH ADVISORS — grew from 5 to 9 advisory reps. IAPD ↗
72
HENNION & WALSH ASSET MANAGEMENT, INC. — grew from 7 to 11 advisory reps. IAPD ↗
72
WEALTHCROSSING — grew from 8 to 10 advisory reps. IAPD ↗
72
PROSTATIS FINANCIAL ADVISORS GROUP — grew from 14 to 18 advisory reps. IAPD ↗
72
GENERATION INVESTMENT MANAGEMENT US LLP — grew from 8 to 10 advisory reps. IAPD ↗
72
ANCHOR INVESTMENT MANAGEMENT — grew from 8 to 10 advisory reps. IAPD ↗
72
TRAYNOR CAPITAL MANAGEMENT — grew from 4 to 6 advisory reps. IAPD ↗
72
STONECREST ADVISORS, INC. — grew from 13 to 20 advisory reps. IAPD ↗
72
CHECCHI CAPITAL ADVISERS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
72
BLACK DIAMOND FINANCIAL, LLC — grew from 9 to 11 advisory reps. IAPD ↗
72
MCILRATH & ECK, LLC — grew from 6 to 8 advisory reps. IAPD ↗
72
EAST END ADVISORS, LLC — grew from 7 to 9 advisory reps. IAPD ↗
72
CLEAR HAVEN CAPITAL MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
72
VISIONARY HORIZONS, LLC — grew from 9 to 13 advisory reps. IAPD ↗
72
AGW CAPITAL ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
72
HARVEST FUND ADVISORS LLC — grew from 7 to 9 advisory reps. IAPD ↗
72
EMPIRICAL ASSET MANAGEMENT, LLC — grew from 7 to 11 advisory reps. IAPD ↗
72
FSA INVESTMENT GROUP, LLC — grew from 9 to 13 advisory reps. IAPD ↗
72
VERNAL POINT ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
72
THE PORTFOLIO STRATEGY GROUP, LLC — grew from 7 to 9 advisory reps. IAPD ↗
72
ELM WEALTH — grew from 3 to 5 advisory reps. IAPD ↗
72
DISCIPLINA CAPITAL MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
72
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL — grew from 4 to 11 advisory reps. IAPD ↗
72
ARISTOTLE CAPITAL BOSTON, LLC — grew from 6 to 8 advisory reps. IAPD ↗
72
NICHOLAS WEALTH MANAGEMENT — grew from 6 to 10 advisory reps. IAPD ↗
72
ISTO ADVISORS, LLC — grew from 14 to 18 advisory reps. IAPD ↗
72
MMBG INVESTMENT ADVISORS CO. — grew from 3 to 5 advisory reps. IAPD ↗
72
ROUND ROCK ADVISORS LLC — grew from 10 to 14 advisory reps. IAPD ↗
72
VIDENT ASSET MANAGEMENT — grew from 6 to 8 advisory reps. IAPD ↗
72
SMALLWOOD WEALTH MANAGEMENT — grew from 8 to 12 advisory reps. IAPD ↗
72
BLACKSTON FINANCIAL ADVISORY GROUP, LLC — grew from 4 to 8 advisory reps. IAPD ↗
72
SARGENT INVESTMENT GROUP — grew from 10 to 12 advisory reps. IAPD ↗
72
OPTIMA ASSET MANAGEMENT LLC — grew from 10 to 14 advisory reps. IAPD ↗
72
SOUND VIEW WEALTH ADVISORS GROUP, LLC — grew from 8 to 10 advisory reps. IAPD ↗
72
THE MILLSTONE EVANS GROUP, LLC — grew from 4 to 8 advisory reps. IAPD ↗
72
JVP MANAGEMENT — grew from 8 to 10 advisory reps. IAPD ↗
72
SMART WEALTH, LLC — grew from 12 to 16 advisory reps. IAPD ↗
72
MAINSAIL FINANCIAL GROUP — grew from 3 to 7 advisory reps. IAPD ↗
72
ONEASCENT FAMILY OFFICES — grew from 2 to 6 advisory reps. IAPD ↗
72
BRIDGEPORT FINANCIAL SOLUTIONS — grew from 7 to 11 advisory reps. IAPD ↗
72
CASCADE FINANCIAL PARTNERS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
72
CAPITAL INVESTMENT COUNSEL, LLC — grew from 2 to 4 advisory reps. IAPD ↗
72
FG ADVISORY SERVICES, LLC. — grew from 0 to 7 advisory reps. IAPD ↗
72
ORG WEALTH PARTNERS — grew from 1 to 5 advisory reps. IAPD ↗
72
A&M PRIVATE WEALTH PARTNERS, LLC — grew from 11 to 15 advisory reps. IAPD ↗
72
PCM ENCORE, LLC — grew from 4 to 6 advisory reps. IAPD ↗
71
BNA WEALTH — grew from 3 to 6 advisory reps. IAPD ↗
71
PVG ASSET MANAGEMENT CORP — grew from 3 to 6 advisory reps. IAPD ↗
71
MANCHESTER FINANCIAL INC — grew from 12 to 15 advisory reps. IAPD ↗
71
WILLIAM MACK & ASSOCIATES INC — grew from 7 to 10 advisory reps. IAPD ↗
71
STRATEGY ASSET MANAGERS L.L.C. — grew from 6 to 9 advisory reps. IAPD ↗
71
OARSMAN CAPITAL, INC — grew from 10 to 13 advisory reps. IAPD ↗
71
WINCH FINANCIAL — grew from 12 to 15 advisory reps. IAPD ↗
71
MORLING FINANCIAL ADVISORS, LLC — grew from 12 to 15 advisory reps. IAPD ↗
71
MORRIS FINANCIAL CONCEPTS, INC. — grew from 6 to 9 advisory reps. IAPD ↗
71
COOPER/HAIMS ADVISORS, LLC — grew from 9 to 12 advisory reps. IAPD ↗
71
CWC ADVISORS, LLC — grew from 5 to 8 advisory reps. IAPD ↗
71
THE RICE PARTNERSHIP, LLC — grew from 6 to 9 advisory reps. IAPD ↗
71
DAVIES FINANCIAL ADVISORS, INC. — grew from 4 to 7 advisory reps. IAPD ↗
71
ARGOS WEALTH ADVISORS LLC — grew from 7 to 10 advisory reps. IAPD ↗
71
HFG WEALTH MANAGEMENT, LLC — grew from 4 to 7 advisory reps. IAPD ↗
71
RALEIGH CAPITAL MANAGEMENT INC. — grew from 8 to 11 advisory reps. IAPD ↗
71
CRESTA ADVISORS — grew from 4 to 7 advisory reps. IAPD ↗
71
S.E.E.D. PLANNING GROUP, LLC — grew from 14 to 17 advisory reps. IAPD ↗
71
MARTIN WEALTH SOLUTIONS — grew from 2 to 5 advisory reps. IAPD ↗
71
LIFEGUIDE FINANCIAL ADVISORS, LLC — grew from 11 to 14 advisory reps. IAPD ↗
71
IMPACT INVESTORS — grew from 5 to 8 advisory reps. IAPD ↗
71
FINANCIAL STRATEGIES GROUP, INC — grew from 6 to 9 advisory reps. IAPD ↗
71
CREDICORP CAPITAL ADVISORS LLC — grew from 7 to 10 advisory reps. IAPD ↗
71
BANORTE ASSET MANAGEMENT, INC. — grew from 13 to 16 advisory reps. IAPD ↗
71
VESTIA PERSONAL WEALTH ADVISORS — grew from 15 to 18 advisory reps. IAPD ↗
71
THAYER PARTNERS LLC — grew from 4 to 7 advisory reps. IAPD ↗
71
ASTON CAPITAL MANAGEMENT — grew from 3 to 6 advisory reps. IAPD ↗
71
BRIDGEWEALTH ADVISORY GROUP, LLC — grew from 3 to 6 advisory reps. IAPD ↗
71
VAN CLEMENS WEALTH MANAGEMENT, LLC — grew from 15 to 18 advisory reps. IAPD ↗
71
FINANCIAL TRANSPARENCY — grew from 14 to 17 advisory reps. IAPD ↗
71
INTELLIGENT WEALTH SOLUTIONS LLC — grew from 1 to 4 advisory reps. IAPD ↗
71
SCHORN WEALTH — grew from 5 to 8 advisory reps. IAPD ↗
71
SEEDS INVESTOR LLC — grew from 2 to 5 advisory reps. IAPD ↗
71
WHEELHOUSE ADVISORY GROUP, LLC — grew from 4 to 7 advisory reps. IAPD ↗
71
HILL ISLAND FINANCIAL LLC — grew from 5 to 8 advisory reps. IAPD ↗
71
PROSPERITAS FINANCIAL, LLC — grew from 13 to 16 advisory reps. IAPD ↗
71
TRADEWINDS, LLC — grew from 6 to 9 advisory reps. IAPD ↗
71
STONEBRIDGE WEALTH SYSTEMS LLC — grew from 6 to 9 advisory reps. IAPD ↗
71
PLATFORM WEALTH ADVISORS — grew from 6 to 9 advisory reps. IAPD ↗
71
CARRERA CAPITAL ADVISORS — grew from 6 to 9 advisory reps. IAPD ↗
70
HANTZ FINANCIAL SERVICES, INC. — now reports custody of client assets ($20.8M). IAPD ↗
70
SANFORD C. BERNSTEIN & CO., LLC — now reports custody of client assets ($109.2M). IAPD ↗
70
CAPITAL ADVISORS, INC. — now reports custody of client assets ($54.3M). IAPD ↗
70
WASATCH ADVISORS LP — now reports custody of client assets ($54.1M). IAPD ↗
70
PINNACLE ADVISORS — now reports custody of client assets ($288.0M). IAPD ↗
70
WINDWARD CAPITAL MANAGEMENT CO — now reports custody of client assets ($199.9M). IAPD ↗
70
ARMSTRONG, FLEMING & MOORE, INC. — now reports custody of client assets ($499.5M). IAPD ↗
70
DESTINATION WEALTH MANAGEMENT — now reports custody of client assets. IAPD ↗
70
NWF ADVISORY SERVICES INC — now reports custody of client assets ($29.5M). IAPD ↗
70
AGINCOURT CAPITAL MANAGEMENT, LLC — now reports custody of client assets. IAPD ↗
70
FINANCIAL PLAN, INC. — now reports custody of client assets ($2.2M). IAPD ↗
70
VAN HULZEN FINANCIAL ADVISORS — now reports custody of client assets ($337.3M). IAPD ↗
70
WILLIS JOHNSON & ASSOCIATES, INC. — now reports custody of client assets ($731.7M). IAPD ↗
70
FIDUCIARYVEST, LLC — now reports custody of client assets ($19.1M). IAPD ↗
70
TPG FINANCIAL ADVISORS, LLC — now reports custody of client assets ($354.7M). IAPD ↗
70
JAFFE TILCHIN INVESTMENT PARTNERS, LLC — now reports custody of client assets ($128.9M). IAPD ↗
70
LJI WEALTH MANAGEMENT, LLC — now reports custody of client assets ($103.3M). IAPD ↗
70
EAST END ADVISORS, LLC — now reports custody of client assets ($363.7M). IAPD ↗
70
CAPITAL INVESTMENT ADVISORY SERVICES, LLC — now reports custody of client assets ($1.90B). IAPD ↗
70
QUADCAP WEALTH MANAGEMENT, LLC — now reports custody of client assets ($888,523). IAPD ↗
70
TAMAR SECURITIES, LLC — now reports custody of client assets ($133.0M). IAPD ↗
70
TVAMP, LLC — now reports custody of client assets ($182.9M). IAPD ↗
70
BREEDS HILL CAPITAL LLC — now reports custody of client assets ($1.01B). IAPD ↗
70
SCARBOROUGH CAPITAL MANAGEMENT — now reports custody of client assets ($360.5M). IAPD ↗
70
TWELVE POINTS WEALTH MANAGEMENT — now reports custody of client assets ($373.0M). IAPD ↗
70
THE PATRIOT FINANCIAL GROUP, LLC — now reports custody of client assets ($942.3M). IAPD ↗
70
GLOBAL STRATEGIC NEXTGEN OCIO — now reports custody of client assets ($389.9M). IAPD ↗
70
FIRST COMMAND ADVISORY SERVICES — now reports custody of client assets ($21.08B). IAPD ↗
70
SAGESPRING WEALTH PARTNERS — now reports custody of client assets ($712.5M). IAPD ↗
70
ATLANTA CONSULTING GROUP ADVISORS, LLC — now reports custody of client assets ($721.5M). IAPD ↗
70
RESONANT CAPITAL ADVISORS, LLC — now reports custody of client assets ($541.4M). IAPD ↗
70
SIMPLICITY WEALTH — now reports custody of client assets ($737.0M). IAPD ↗
70
ASSUREDPARTNERS INVESTMENT ADVISORS — now reports custody of client assets ($40.4M). IAPD ↗
70
JVP MANAGEMENT — now reports custody of client assets ($3.49B). IAPD ↗
70
SYNTEGRA PRIVATE WEALTH GROUP LLC — now reports custody of client assets ($518.7M). IAPD ↗
70
CASCADE FINANCIAL PARTNERS, LLC — now reports custody of client assets ($211.9M). IAPD ↗
70
SPIREPOINT PRIVATE CLIENT, LLC — now reports custody of client assets ($165.9M). IAPD ↗
70
CALIBER WEALTH MANAGEMENT, LLC — now reports custody of client assets ($42.9M). IAPD ↗
70
PCM ENCORE, LLC — now reports custody of client assets ($13.2M). IAPD ↗
70
WILMINGTON TRUST INVESTMENT MANAGEMENT — grew from 12 to 17 advisory reps. IAPD ↗
70
UAS ASSET MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
70
WESBANCO SECURITIES, INC. — grew from 23 to 28 advisory reps. IAPD ↗
70
CORBYN INVESTMENT MANAGEMENT INC — grew from 5 to 7 advisory reps. IAPD ↗
70
WALTER KEENAN WEALTH MANAGEMENT — grew from 3 to 5 advisory reps. IAPD ↗
70
SMITHBRIDGE ASSET MANAGEMENT, INC. — grew from 4 to 6 advisory reps. IAPD ↗
70
INTRACK INVESTMENT MANAGEMENT, INC. — grew from 3 to 5 advisory reps. IAPD ↗
70
HOLDERNESS INVESTMENTS CO — grew from 4 to 6 advisory reps. IAPD ↗
70
TGS FINANCIAL ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
70
LAFFER TENGLER INVESTMENTS, INC. — grew from 10 to 12 advisory reps. IAPD ↗
70
OLD PORT ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
70
FINANCIAL ALTERNATIVES, INC. — grew from 5 to 7 advisory reps. IAPD ↗
70
SEABRIDGE INVESTMENT ADVISORS LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
ASSEMBLY WEALTH — grew from 3 to 5 advisory reps. IAPD ↗
70
DEAN ROLAND RUSSELL, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
KNIGHTSBRIDGE WEALTH MANAGEMENT — grew from 5 to 7 advisory reps. IAPD ↗
70
CAPITAL IDEAS — grew from 5 to 7 advisory reps. IAPD ↗
70
MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
BCS WEALTH MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
1 NORTH WEALTH SERVICES, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
NORTHSTAR FINANCIAL COMPANIES, INC. — grew from 4 to 6 advisory reps. IAPD ↗
70
CONSOLIDATED FINANCIAL — grew from 3 to 5 advisory reps. IAPD ↗
70
GIBRALTAR CAPITAL MANAGEMENT, INC. — grew from 10 to 12 advisory reps. IAPD ↗
70
JVL WEALTH STRATEGIES — grew from 6 to 8 advisory reps. IAPD ↗
70
PAPAMARKOU WELLNER PERKIN ADVISORS — grew from 9 to 11 advisory reps. IAPD ↗
70
CENTRIC WEALTH MANAGEMENT, LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
AVION WEALTH — grew from 8 to 10 advisory reps. IAPD ↗
70
SG CAPITAL MANAGEMENT LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
MONARCH WEALTH STRATEGIES — grew from 6 to 8 advisory reps. IAPD ↗
70
PYA WALTMAN CAPITAL, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
FREEDOM DAY SOLUTIONS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
COLOMB INVESTMENT MANAGEMENT COMPANY, LLC — grew from 4 to 9 advisory reps. IAPD ↗
70
OAK LANE ADVISORS — grew from 6 to 8 advisory reps. IAPD ↗
70
MARKOWSKI INVESTMENTS — grew from 9 to 11 advisory reps. IAPD ↗
70
PASSIVE CAPITAL MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
FORUM PRIVATE CLIENT GROUP — grew from 5 to 7 advisory reps. IAPD ↗
70
PARAGON FINANCIAL ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
70
WALSH & ASSOCIATES, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
BARRY INVESTMENT ADVISORS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
PETERSON WEALTH ADVISORS, LLC — grew from 10 to 12 advisory reps. IAPD ↗
70
FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. — grew from 6 to 8 advisory reps. IAPD ↗
70
CENTRAL TRUST BANK — grew from 1 to 3 advisory reps. IAPD ↗
70
DENTIST ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
70
FLYNN ZITO CAPITAL MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
CENTERPOINT ADVISORS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
A.G. CAMPBELL ADVISORY, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
SILVERLAKE WEALTH MANAGEMENT LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
REBEL FINANCIAL, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
FORTIS CAPITAL MANAGEMENT LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
GRANDVIEW ASSET MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
O'DONNELL FINANCIAL SERVICES, LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY — grew from 11 to 16 advisory reps. IAPD ↗
70
WHIPPLEWOOD ADVISORS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
GUGGENHEIM WEALTH SOLUTIONS, LLC — grew from 0 to 5 advisory reps. IAPD ↗
70
FWG INVESTMENTS, LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
SGH WEALTH MANAGEMENT — grew from 4 to 6 advisory reps. IAPD ↗
70
SMART MONEY GROUP, LLC — grew from 7 to 9 advisory reps. IAPD ↗
70
Q3 ADVISORS, LLC — grew from 7 to 12 advisory reps. IAPD ↗
70
CLARK ASSET MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
MAXIMAI INVESTMENT PARTNERS, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
MAYTECH GLOBAL INVESTMENTS — grew from 2 to 4 advisory reps. IAPD ↗
70
CLEAR CREEK ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
70
CALIGAN PARTNERS — grew from 3 to 5 advisory reps. IAPD ↗
70
PEAK PLANNING GROUP, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
EQ WEALTH MANAGEMENT — grew from 6 to 8 advisory reps. IAPD ↗
70
TREEHOUSE WEALTH ADVISORS — grew from 3 to 5 advisory reps. IAPD ↗
70
FIDELIS WEALTH ADVISORS — grew from 4 to 6 advisory reps. IAPD ↗
70
MERKLE RETIREMENT PLANNING — grew from 5 to 7 advisory reps. IAPD ↗
70
BOSTON FAMILY ADVISORS LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
WICK CAPITAL PARTNERS, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
HOHIMER WEALTH MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
KINLOCH CAPITAL, LLC — grew from 3 to 5 advisory reps. IAPD ↗
70
SELDON CAPITAL LP — grew from 3 to 5 advisory reps. IAPD ↗
70
PHD RETIREMENT CONSULTING — grew from 1 to 3 advisory reps. IAPD ↗
70
HERON BAY CAPITAL MANAGEMENT — grew from 4 to 6 advisory reps. IAPD ↗
70
SWAN CAPITAL — grew from 2 to 4 advisory reps. IAPD ↗
70
TSG ADVICE PARTNERS, LLC — grew from 10 to 12 advisory reps. IAPD ↗
70
CORE ADVISORY GROUP — grew from 8 to 10 advisory reps. IAPD ↗
70
ALPHA CAPITAL FAMILY OFFICE, LLC — grew from 3 to 8 advisory reps. IAPD ↗
70
CAPSHIFT ADVISORS — grew from 8 to 10 advisory reps. IAPD ↗
70
RISKBRIDGE ADVISORS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
70
MILESTONE ASSET MANAGEMENT, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
MERIWETHER WEALTH & PLANNING, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
OBJECTIVITY SQUARED WEALTH MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
70
UNIQUE WEALTH, LLC — grew from 9 to 11 advisory reps. IAPD ↗
70
ALLEGIANCE FINANCIAL GROUP — grew from 4 to 6 advisory reps. IAPD ↗
70
FACTOR INVESTING GROUP — grew from 2 to 4 advisory reps. IAPD ↗
70
TRIFECTA CAPITAL ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
70
ENTREWEALTH — grew from 4 to 9 advisory reps. IAPD ↗
70
GUTIERREZ WEALTH ADVISORY, LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
GALAPAGOS ADVISORY LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
CARAVELA ENERGY PARTNERS LP — grew from 5 to 7 advisory reps. IAPD ↗
70
ABRA CAPITAL MANAGEMENT, LP — grew from 4 to 6 advisory reps. IAPD ↗
70
CHANNEL WEALTH, LLC — grew from 8 to 10 advisory reps. IAPD ↗
70
TWIN PEAKS WEALTH ADVISORS — grew from 7 to 9 advisory reps. IAPD ↗
70
STENGER FAMILY OFFICE, LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
ELEVATUS WEALTH MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
70
AMPLIFY FINANCIAL, LLC — grew from 1 to 3 advisory reps. IAPD ↗
70
THREE SEASONS WEALTH — grew from 4 to 6 advisory reps. IAPD ↗
70
POSTROCK PARTNERS LLC — grew from 2 to 4 advisory reps. IAPD ↗
70
POTENTIA WEALTH — grew from 6 to 8 advisory reps. IAPD ↗
70
BROADSTREET FAMILY OFFICE LLC — grew from 1 to 6 advisory reps. IAPD ↗
70
CARNEGIE LAKE ADVISORS LLC — grew from 5 to 7 advisory reps. IAPD ↗
70
BURLING WEALTH PARTNERS — grew from 5 to 7 advisory reps. IAPD ↗
70
BACKBONE PLANNING PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
70
DLK INVESTMENT ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
70
FG ADVISORY SERVICES, LLC. — 's provisional registration is now fully approved. IAPD ↗
70
STEELE STREET CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
70
EMPOWER PRIVATE WEALTH — 's provisional registration is now fully approved. IAPD ↗
70
MOSTT INC. — 's provisional registration is now fully approved. IAPD ↗
70
DEGREEN PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
70
HOLISTIC WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
SMITH WYND CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
70
INFLECTION CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
GRP FINANCIAL SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
70
INVESTABLE — 's provisional registration is now fully approved. IAPD ↗
70
GPS INVESTMENTS — 's provisional registration is now fully approved. IAPD ↗
70
PRESIDIO WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
BASTION FIDUCIARY — 's provisional registration is now fully approved. IAPD ↗
70
GLOBAL TRUST WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
APEX INVESTMENT GROUP — 's provisional registration is now fully approved. IAPD ↗
70
LRZ CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
70
MON CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
VIAQUEST ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
CREATIVE INVESTMENT GROUP — 's provisional registration is now fully approved. IAPD ↗
70
ANCHOR POINT FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
70
WESTMARK WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
SMARTHARVEST PORTFOLIOS — 's provisional registration is now fully approved. IAPD ↗
70
PARADIGM INVESTMENT ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
70
EXCELSIOR ADVISOR NETWORK LLC — 's provisional registration is now fully approved. IAPD ↗
70
J W KORTH & COMPANY — now reports 1 private fund(s) ($25.3M gross). IAPD ↗
70
LYONS WEALTH MANAGEMENT — now reports 1 private fund(s) ($11.7M gross). IAPD ↗
70
BOX FINANCIAL ADVISORS, LLC — now reports 1 private fund(s) ($1.4M gross). IAPD ↗
70
GLENORCHY CAPITAL LIMITED — now reports 1 private fund(s) ($2.9M gross). IAPD ↗
70
MY PROSPER TEAM — now reports 5 private fund(s) ($32.2M gross). IAPD ↗
70
TRUEDGE ASSET MANAGEMENT LLC — now reports 1 private fund(s) ($0 gross). IAPD ↗
70
DFS ADVISORY — now reports 1 private fund(s) ($2.9M gross). IAPD ↗
70
BACKBONE PLANNING PARTNERS LLC — now reports 1 private fund(s) ($11.0M gross). IAPD ↗
70
DEMETER TACTICAL INVESTMENTS CORP. — now reports 5 private fund(s) ($27.0M gross). IAPD ↗
70
LITTLE RIVER CAPITAL PARTNERS, LP — now reports 1 private fund(s) ($0 gross). IAPD ↗
69
R. F. LAFFERTY & CO., INC. — grew from 6 to 10 advisory reps. IAPD ↗
69
CREWS & ASSOCIATES, INC. — grew from 16 to 20 advisory reps. IAPD ↗
69
KAHLER FINANCIAL GROUP, INC. — grew from 3 to 7 advisory reps. IAPD ↗
69
STRATEGIC WEALTH ADVISORS GROUP, INC. — grew from 2 to 6 advisory reps. IAPD ↗
69
REVERE CAPITAL MANAGEMENT LP — grew from 11 to 15 advisory reps. IAPD ↗
69
DOMAIN MONEY ADVISORS, LLC — grew from 5 to 9 advisory reps. IAPD ↗
69
VISDOM INVESTMENT GROUP LLC — grew from 1 to 5 advisory reps. IAPD ↗
68
PINNEY & SCOFIELD, INC. — now reports custody of client assets ($20.0M). IAPD ↗
68
BOULDER ASSET MANAGEMENT — now reports custody of client assets ($3.6M). IAPD ↗
68
WHITEGATE INVESTMENT COUNSELORS, INC. — now reports custody of client assets ($116.3M). IAPD ↗
68
AUXIER ASSET MANAGEMENT — now reports custody of client assets ($8.5M). IAPD ↗
68
AZA CAPITAL MANAGEMENT — now reports custody of client assets ($281.8M). IAPD ↗
68
FAMILY CAPITAL MANAGEMENT — now reports custody of client assets ($155.0M). IAPD ↗
68
SPRINKLE FINANCIAL CONSULTANTS LLC — now reports custody of client assets ($19.0M). IAPD ↗
68
ACCESS WEALTH — now reports custody of client assets ($100.0M). IAPD ↗
68
WEALTH ADVISORS OF IOWA, LLC — now reports custody of client assets ($88.4M). IAPD ↗
68
EATON-CAMBRIDGE INC. — now reports custody of client assets ($43.8M). IAPD ↗
68
VALUEWORKS, LLC — now reports custody of client assets ($193.1M). IAPD ↗
68
SHANKERVALLEAU WEALTH ADVISORS, INC. — now reports custody of client assets ($236.1M). IAPD ↗
68
BERKELEY, INC — now reports custody of client assets ($252.0M). IAPD ↗
68
WEALTH ADVISORY GROUP, INC. — now reports custody of client assets ($18.9M). IAPD ↗
68
CARMEL CAPITAL PARTNERS, LLC — now reports custody of client assets ($382.3M). IAPD ↗
68
CRAIG DUVARNEY, CFP — now reports custody of client assets ($128.5M). IAPD ↗
68
HOGANTAYLOR WEALTH — now reports custody of client assets ($54.0M). IAPD ↗
68
PROSTATIS FINANCIAL ADVISORS GROUP — now reports custody of client assets ($90.8M). IAPD ↗
68
PIONEER WEALTH MANAGEMENT GROUP — now reports custody of client assets ($10.6M). IAPD ↗
68
NESTEGGS, INC. — now reports custody of client assets ($4.8M). IAPD ↗
68
TEAM FINANCIAL STRATEGIES — now reports custody of client assets ($23.3M). IAPD ↗
68
WELLSPRING WEALTH MANAGEMENT LLC — now reports custody of client assets ($1.6M). IAPD ↗
68
LIGHTHOUSE FINANCIAL — now reports custody of client assets ($86.2M). IAPD ↗
68
NAPA WEALTH MANAGEMENT — now reports custody of client assets ($90.1M). IAPD ↗
68
KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP — now reports custody of client assets ($67.1M). IAPD ↗
68
PASSIVE CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($45.0M). IAPD ↗
68
PARAGON FINANCIAL ADVISORS — now reports custody of client assets ($294.3M). IAPD ↗
68
W.A. SMITH FINANCIAL GROUP — now reports custody of client assets ($8.5M). IAPD ↗
68
AGH WEALTH ADVISORS, LLC — now reports custody of client assets ($125.4M). IAPD ↗
68
GREAT POINT WEALTH ADVISORS, LLC — now reports custody of client assets ($14.9M). IAPD ↗
68
THE RETIREMENT SOLUTION LLC — now reports custody of client assets ($262.3M). IAPD ↗
68
VISIONARY HORIZONS, LLC — now reports custody of client assets ($45.0M). IAPD ↗
68
KUBHERA ENTERPRISES LLC — now reports custody of client assets ($6.2M). IAPD ↗
68
S HARRIS FINANCIAL GROUP, LLC — now reports custody of client assets ($112.7M). IAPD ↗
68
GITTERMAN WEALTH MANAGEMENT, LLC — now reports custody of client assets ($65.0M). IAPD ↗
68
WAMBOLT & ASSOCIATES, LLC — now reports custody of client assets ($267.9M). IAPD ↗
68
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — now reports custody of client assets ($144.0M). IAPD ↗
68
SOLSTEIN CAPITAL, LLC — now reports custody of client assets ($47.4M). IAPD ↗
68
GLOBAL VIEW CAPITAL MANAGEMENT LLC — now reports custody of client assets ($89.2M). IAPD ↗
68
MCNALLY ADVISORS, LLC — now reports custody of client assets ($379.8M). IAPD ↗
68
GIMBAL FINANCIAL, LLC — now reports custody of client assets ($236.5M). IAPD ↗
68
TRINITY LEGACY PARTNERS, LLC — now reports custody of client assets ($166.2M). IAPD ↗
68
PHILOSMITH CAPITAL CORPORATION — now reports custody of client assets ($37.4M). IAPD ↗
68
ADKINS SEALE CAPITAL MANAGEMENT LLC — now reports custody of client assets ($12.3M). IAPD ↗
68
CASCADES CAPITAL ASSET MANAGEMENT, LLC — now reports custody of client assets ($30.5M). IAPD ↗
68
CONCENTRUM WEALTH MANAGEMENT — now reports custody of client assets ($13.8M). IAPD ↗
68
X-SQUARE CAPITAL — now reports custody of client assets ($134.4M). IAPD ↗
68
WEALTH PRESERVATION ADVISORS, LLC — now reports custody of client assets ($221.7M). IAPD ↗
68
MATUNE BASILE ADVISORS — now reports custody of client assets ($78.6M). IAPD ↗
68
FOUNDATION WEALTH MANAGEMENT, LLC — now reports custody of client assets ($127.0M). IAPD ↗
68
FISCAL WISDOM WEALTH MANAGEMENT LLC — now reports custody of client assets ($144,191). IAPD ↗
68
LINCOLN CAPITAL, LLC — now reports custody of client assets ($49.0M). IAPD ↗
68
FLAHARTY ASSET MANAGEMENT, LLC — now reports custody of client assets ($52.9M). IAPD ↗
68
TROXELL FINANCIAL — now reports custody of client assets ($30.0M). IAPD ↗
68
JOHNSON & WHITE WEALTH MANAGEMENT LLC — now reports custody of client assets ($123.0M). IAPD ↗
68
DENVER PWM, LLC — now reports custody of client assets ($16.5M). IAPD ↗
68
LWM ADVISORY SERVICES, LLC — now reports custody of client assets ($3.9M). IAPD ↗
68
ATON FINANCIAL LLC — now reports custody of client assets ($7.0M). IAPD ↗
68
STABLEFORD CAPITAL LLC — now reports custody of client assets ($55.4M). IAPD ↗
68
LEGACY WEALTH MANAGEMENT, LLC — now reports custody of client assets ($1.6M). IAPD ↗
68
ALIGN IMPACT, LLC — now reports custody of client assets ($238.7M). IAPD ↗
68
SWEENEY & MICHEL, LLC — now reports custody of client assets ($561.4M). IAPD ↗
68
SUMMIT WEALTH PARTNERS, LLC — now reports custody of client assets ($444.3M). IAPD ↗
68
ARJUNA CAPITAL, LLC — now reports custody of client assets ($117.0M). IAPD ↗
68
DENVER WEALTH MANAGEMENT, INC. — now reports custody of client assets ($152.9M). IAPD ↗
68
CLEAR CREEK ADVISORS — now reports custody of client assets ($72.6M). IAPD ↗
68
IMPACT INVESTORS — now reports custody of client assets ($113.2M). IAPD ↗
68
FINANCIAL STRATEGIES GROUP, INC — now reports custody of client assets ($164.6M). IAPD ↗
68
MONON WEALTH MANAGEMENT — now reports custody of client assets ($144.1M). IAPD ↗
68
WESTWOOD WEALTH MANAGEMENT — now reports custody of client assets ($14.8M). IAPD ↗
68
DOMANI ADVISORS — now reports custody of client assets ($292.5M). IAPD ↗
68
TREEHOUSE WEALTH ADVISORS — now reports custody of client assets ($1.5M). IAPD ↗
68
FIDELIS WEALTH ADVISORS — now reports custody of client assets ($1.5M). IAPD ↗
68
DECISIONPOINT FINANCIAL, LLC — now reports custody of client assets ($8.1M). IAPD ↗
68
WOOD TARVER FINANCIAL — now reports custody of client assets ($115.7M). IAPD ↗
68
THE MENARD FINANCIAL GROUP, LLC — now reports custody of client assets ($248,607). IAPD ↗
68
PACES FERRY WEALTH ADVISORS, LLC — now reports custody of client assets ($109.5M). IAPD ↗
68
PRESIDIO CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($133.4M). IAPD ↗
68
HORIZON FINANCIAL — now reports custody of client assets ($207.4M). IAPD ↗
68
SYNERGY FINANCIAL PARTNERS, LLC — now reports custody of client assets ($18.1M). IAPD ↗
68
BURKHOLDER WEALTH MANAGEMENT — now reports custody of client assets ($179.8M). IAPD ↗
68
SOUTHBRIDGE ADVISORS, LLC — now reports custody of client assets ($170.0M). IAPD ↗
68
CLEARWELL ADVISORS, LLC — now reports custody of client assets ($170.4M). IAPD ↗
68
FOURTH DIMENSION WEALTH, LLC — now reports custody of client assets ($139.5M). IAPD ↗
68
LANSING STREET ADVISORS — now reports custody of client assets ($97.5M). IAPD ↗
68
MASON & ASSOCIATES, LLC — now reports custody of client assets ($25.4M). IAPD ↗
68
GREENUP STREET WEALTH MANAGEMENT LLC — now reports custody of client assets ($34.4M). IAPD ↗
68
KERA CAPITAL PARTNERS — now reports custody of client assets ($4.5M). IAPD ↗
68
SIERRA OCEAN, LLC — now reports custody of client assets ($2.9M). IAPD ↗
68
ALPHA LEONIS PARTNERS, LLC — now reports custody of client assets ($36.3M). IAPD ↗
68
PROSPERITAS FINANCIAL, LLC — now reports custody of client assets ($68.1M). IAPD ↗
68
MIRABILIS MANAGEMENT COMPANY LLC — now reports custody of client assets ($550.0M). IAPD ↗
68
LESTER FINANCIAL GROUP, LLC — now reports custody of client assets ($21.8M). IAPD ↗
68
TRACE WEALTH ADVISORS — now reports custody of client assets ($1.4M). IAPD ↗
68
FINANCIAL NETWORK WEALTH ADVISORS LLC — now reports custody of client assets ($27.2M). IAPD ↗
68
GUTIERREZ WEALTH ADVISORY, LLC — now reports custody of client assets ($118.9M). IAPD ↗
68
49 FINANCIAL — now reports custody of client assets ($826.2M). IAPD ↗
68
HIBERNIA WEALTH PARTNERS, LLC — now reports custody of client assets ($163.9M). IAPD ↗
68
IDB LIDO WEALTH, LLC — now reports custody of client assets ($34.4M). IAPD ↗
68
MN WEALTH ADVISORS, LLC — now reports custody of client assets ($140,330). IAPD ↗
68
CRAFT & SAGE WEALTH — now reports custody of client assets ($73.8M). IAPD ↗
68
HARMONY POINT WEALTH ADVISORS, INC. — now reports custody of client assets ($4.6M). IAPD ↗
68
UNIQUE WEALTH STRATEGIES — now reports custody of client assets ($6.2M). IAPD ↗
68
BLUESTEM WEALTH PARTNERS, LLC — now reports custody of client assets ($625.0M). IAPD ↗
68
MARIDEA WEALTH MANAGEMENT — now reports custody of client assets ($308.5M). IAPD ↗
68
HASENBERG FINANCIAL GROUP — now reports custody of client assets ($6.5M). IAPD ↗
68
KICKSTAND WEALTH ADVISORS — now reports custody of client assets ($130.6M). IAPD ↗
68
EIGHT 31 FINANCIAL, LLC — now reports custody of client assets ($53.1M). IAPD ↗
68
STONEBRIDGE WEALTH SYSTEMS LLC — now reports custody of client assets ($36.2M). IAPD ↗
68
POTENTIA WEALTH — now reports custody of client assets ($19.2M). IAPD ↗
68
RELATION WEALTH MANAGEMENT, INC. — now reports custody of client assets ($34,000). IAPD ↗
68
CARNEGIE LAKE ADVISORS LLC — now reports custody of client assets ($70.1M). IAPD ↗
68
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — now reports custody of client assets ($54.5M). IAPD ↗
68
ALLEGIANT WEALTH ADVISORS, LLC — now reports custody of client assets ($814.2M). IAPD ↗
68
AURDAN CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($48.5M). IAPD ↗
68
FELLOWSHIP FINANCIAL PLANNING — now reports custody of client assets ($20.6M). IAPD ↗
68
CRUX WEALTH ADVISORS — now reports custody of client assets ($15.9M). IAPD ↗
68
LAFISE GLOBAL ADVISORS LLC — now reports custody of client assets ($6.4M). IAPD ↗
68
A&M PRIVATE WEALTH PARTNERS, LLC — now reports custody of client assets ($459.7M). IAPD ↗
68
QTR FAMILY WEALTH, LLC — now reports custody of client assets ($3.0M). IAPD ↗
68
DSG CAPITAL ADVISORS, LLC — now reports custody of client assets ($105.8M). IAPD ↗
68
SHRIER WEALTH MANAGEMENT, LLC — now reports custody of client assets ($102.8M). IAPD ↗
68
SARVER VROOMAN WEALTH ADVISORS LLC — now reports custody of client assets ($54.1M). IAPD ↗
68
STONE TEMPLE PARTNERS LLC — now reports custody of client assets ($2.2M). IAPD ↗
68
VICTORY WEALTH PARTNERS — grew from 2 to 5 advisory reps. IAPD ↗
68
QUANTUM FINANCIAL ADVISORS INC — grew from 4 to 7 advisory reps. IAPD ↗
68
ANCHOR BAY CAPITAL, INC. — grew from 2 to 5 advisory reps. IAPD ↗
68
DRAPER ASSET MANAGEMENT, LLC — grew from 1 to 4 advisory reps. IAPD ↗
68
PRIVATE CLIENT GROUP ASSET MANAGEMENT — grew from 1 to 4 advisory reps. IAPD ↗
68
ELE ADVISORY SERVICES, INC — grew from 11 to 14 advisory reps. IAPD ↗
68
LANIER FINANCIAL GROUP LLC — grew from 5 to 8 advisory reps. IAPD ↗
68
DESERT ROSE CAPITAL MANAGEMENT, INC. — grew from 8 to 11 advisory reps. IAPD ↗
68
BEACON WEALTH CONSULTANTS, INC. — grew from 12 to 15 advisory reps. IAPD ↗
68
PT CAPITAL ADVISORS, LLC — grew from 2 to 5 advisory reps. IAPD ↗
68
LPK INVESTMENT GROUP, LLP — grew from 15 to 18 advisory reps. IAPD ↗
68
WEALTHJAR INVESTMENT ADVISORY, LLC — grew from 6 to 9 advisory reps. IAPD ↗
68
RESOLUTE CAPITAL, LLC — grew from 7 to 10 advisory reps. IAPD ↗
68
EQUILIBRIUM VENTURES, LLC — grew from 3 to 6 advisory reps. IAPD ↗
68
LSB WEALTH MANAGEMENT — grew from 7 to 10 advisory reps. IAPD ↗
68
MY PROSPER TEAM — grew from 3 to 6 advisory reps. IAPD ↗
68
SIGNAL TREE FINANCIAL PARTNERS LLC — grew from 3 to 6 advisory reps. IAPD ↗
68
INTEGRATED WEALTHCARE, LLC — grew from 1 to 4 advisory reps. IAPD ↗
68
BLUEPRINT FINANCIAL ADVISORS — grew from 14 to 17 advisory reps. IAPD ↗
68
NUCLO WEALTH — grew from 3 to 6 advisory reps. IAPD ↗
68
MOSLEY WEALTH MANAGEMENT, INC. — grew from 5 to 8 advisory reps. IAPD ↗
68
DAVIVIENDA ADVISORS — grew from 2 to 5 advisory reps. IAPD ↗
68
COINBASE ASSET MANAGEMENT, LLC — grew from 6 to 9 advisory reps. IAPD ↗
68
BROADSTREET GLOBAL ADVISORS, INC. — grew from 4 to 7 advisory reps. IAPD ↗
68
SPHINX INVESTMENTS LLC — grew from 1 to 4 advisory reps. IAPD ↗
68
STORYONE FAMILY OFFICE — grew from 2 to 5 advisory reps. IAPD ↗
68
SANDRO WEALTH MANAGEMENT LLC — grew from 2 to 5 advisory reps. IAPD ↗
68
TRITONPOINT PARTNERS, LLC — grew from 1 to 4 advisory reps. IAPD ↗
68
CREATIVE INVESTMENT GROUP — grew from 3 to 6 advisory reps. IAPD ↗
68
EXCELSIOR ADVISOR NETWORK LLC — grew from 1 to 4 advisory reps. IAPD ↗
67
PITTSBURGH FINANCIAL PLANNERS, INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
THE PLANNER'S EDGE LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
ANDREWS ADVISORY ASSOCIATES, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
FINANCIAL PLANNING SERVICES — grew from 5 to 7 advisory reps. IAPD ↗
67
DELTA FINANCIAL ADVISORS, INC — grew from 3 to 5 advisory reps. IAPD ↗
67
ENGLESON & ASSOCIATES — grew from 2 to 4 advisory reps. IAPD ↗
67
KANE INVESTMENT MANAGEMENT, INC. — grew from 4 to 6 advisory reps. IAPD ↗
67
SUPERIOR PLANNING, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
AMIDON & PETERSEN FINANCIALS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
LOTUSGROUP ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
67
PARKER FINANCIAL LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
MILLINGTON FINANCIAL ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
TANDEM WEALTH ADVISORS — grew from 5 to 7 advisory reps. IAPD ↗
67
RICHMOND BROTHERS, INC. — grew from 5 to 7 advisory reps. IAPD ↗
67
GUIDANCE POINT RETIREMENT SERVICES, LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
DONALIES FINANCIAL PLANNING, LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. — grew from 4 to 6 advisory reps. IAPD ↗
67
PLANVISION, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
HANSEN & ASSOCIATES FINANCIAL GROUP INC. — grew from 2 to 4 advisory reps. IAPD ↗
67
STERLING RETIREMENT GROUP OF SACRAMENTO — grew from 1 to 3 advisory reps. IAPD ↗
67
COHEN INVESTMENT ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
RICE FINANCIAL CONSULTING, INC. — grew from 3 to 5 advisory reps. IAPD ↗
67
BIRCHVIEW CAPITAL, LP — grew from 2 to 4 advisory reps. IAPD ↗
67
KINGSTONE CAPITAL PARTNERS TEXAS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
FIGURE 8 INVESTMENT STRATEGIES LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
GK WEALTH MANAGEMENT LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
MARKLE FINANCIAL LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
BLACK KNIGHT WEALTH MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
BRIAN LOW FINANCIAL GROUP, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
WEALTHSPAN INVESTMENT MANAGEMENT, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
ELYSIUM WEALTH MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
67
X ADVISORS, LLC — grew from 6 to 8 advisory reps. IAPD ↗
67
DOGWOOD WEALTH MANAGEMENT, LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
SENIOR TAX ADVISORY GROUP, INC. — grew from 1 to 3 advisory reps. IAPD ↗
67
OPAL CAPITAL LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
PALM WEALTH PARTNERS — grew from 7 to 9 advisory reps. IAPD ↗
67
ATFS ADVISERS — grew from 3 to 5 advisory reps. IAPD ↗
67
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC — grew from 1 to 3 advisory reps. IAPD ↗
67
33 CAPITAL MANAGEMENT LLC — grew from 4 to 6 advisory reps. IAPD ↗
67
ANCHOR BAY PRIVATE WEALTH LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
AZURA PARTNERS US LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
STAVIS WEALTH TRANSFER SOLUTIONS — grew from 1 to 3 advisory reps. IAPD ↗
67
210 FINANCIAL — grew from 3 to 5 advisory reps. IAPD ↗
67
STONEPATH WEALTH MANAGEMENT — grew from 7 to 9 advisory reps. IAPD ↗
67
DEMETER TACTICAL INVESTMENTS CORP. — grew from 1 to 3 advisory reps. IAPD ↗
67
CRUSONIA WEALTH ADVISORS LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
ZERO DAY CAPITAL ENTERPRISES LLC — grew from 10 to 12 advisory reps. IAPD ↗
67
LFG WEALTH PARTNERS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
67
OUTRUNNER CAPITAL, LLC — grew from 3 to 5 advisory reps. IAPD ↗
67
HOOT WEALTH LLC — grew from 2 to 4 advisory reps. IAPD ↗
67
TRUMAN WEALTH ADVISORS — grew from 1 to 3 advisory reps. IAPD ↗
65
BEADELL A D INVESTMENT COUNSEL INC — now reports custody of client assets ($2.4M). IAPD ↗
65
OCCAM CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($561,477). IAPD ↗
65
CALLAHAN CAPITAL MANAGEMENT — now reports custody of client assets ($47.8M). IAPD ↗
65
CASSEDY FINANCIAL GROUP, INC. — now reports custody of client assets ($10.5M). IAPD ↗
65
ALTIUS FINANCIAL, INC. — now reports custody of client assets ($300,329). IAPD ↗
65
CONWAY FINANCIAL GROUP, LLC — now reports custody of client assets ($101.5M). IAPD ↗
65
VISION CAPITAL & MANAGEMENT — now reports custody of client assets ($22.2M). IAPD ↗
65
PROMETHEUS CAPITAL MANAGEMENT CORP. — now reports custody of client assets ($32.5M). IAPD ↗
65
LEXINGTON INVESTMENT CONSULTING, LLC — now reports custody of client assets ($1.4M). IAPD ↗
65
CRAVENS & COMPANY WEALTH MANAGEMENT — now reports custody of client assets ($59.0M). IAPD ↗
65
LIGHT FINANCIAL SERVICES, INC. — now reports custody of client assets ($20.5M). IAPD ↗
65
SCHAFFER & COMPANY ASSET MANAGEMENT, INC. — now reports custody of client assets ($8.1M). IAPD ↗
65
CANNON BEACH FINANCIAL ADVISORS — now reports custody of client assets ($173.7M). IAPD ↗
65
COMPASS INVESTMENTS LLC — now reports custody of client assets ($22.7M). IAPD ↗
65
WHITE OAK FINANCIAL MANAGEMENT, INC — now reports custody of client assets ($23.8M). IAPD ↗
65
SENSENIG CAPITAL ADVISORS, INC. — now reports custody of client assets ($43.1M). IAPD ↗
65
ABRIDGE PARTNERS, LLC — now reports custody of client assets ($3.6M). IAPD ↗
65
SUMMA GLOBAL ADVISORS, LLC — now reports custody of client assets ($38.7M). IAPD ↗
65
J2 CAPITAL MANAGEMENT, INC. — now reports custody of client assets ($27.6M). IAPD ↗
65
1650 WEALTH MANAGEMENT, LLC — now reports custody of client assets ($14.0M). IAPD ↗
65
MILLINGTON FINANCIAL ADVISORS, LLC — now reports custody of client assets ($461,192). IAPD ↗
65
AMPHORA WEALTH MANAGEMENT, LLC — now reports custody of client assets ($87.6M). IAPD ↗
65
SIMA WEALTH PARTNERS, LLC — now reports custody of client assets ($59.5M). IAPD ↗
65
ROI FINANCIAL — now reports custody of client assets ($126.2M). IAPD ↗
65
BRIGHTPATH WEALTH PLANNING, LLC — now reports custody of client assets ($40.3M). IAPD ↗
65
RPM CAPITAL MANAGEMENT, LLC — now reports custody of client assets ($111,270). IAPD ↗
65
TOTAL WEALTH ADVISORS, LLC — now reports custody of client assets ($21.7M). IAPD ↗
65
TENCAP WEALTH COACHING — now reports custody of client assets ($117.2M). IAPD ↗
65
APPROACH RETIREMENT ADVISORS, LLC — now reports custody of client assets ($98.9M). IAPD ↗
65
INDELIBLE WEALTH GROUP — now reports custody of client assets ($1.2M). IAPD ↗
65
OAKTREE ADVISORS LLC — now reports custody of client assets ($32.1M). IAPD ↗
65
INVARIANT INVESTMENT MANAGEMENT — now reports custody of client assets ($3.8M). IAPD ↗
65
SECTOR ANALYSTS LLC — now reports custody of client assets ($213.7M). IAPD ↗
65
JIM SAULNIER & ASSOCIATES, LLC — now reports custody of client assets ($5.7M). IAPD ↗
65
REVOLUTION PARTNERS, LLC — now reports custody of client assets ($13.5M). IAPD ↗
65
PINAFORE WEALTH COUNSEL INC. — now reports custody of client assets ($3.1M). IAPD ↗
65
SPINOSA WEALTH MANAGEMENT GROUP — now reports custody of client assets ($155.1M). IAPD ↗
65
GUARDSMAN PRIVATE CAPITAL MANAGEMENT, INC. — now reports custody of client assets ($10.0M). IAPD ↗
65
MELIORA CAPITAL — now reports custody of client assets ($8.7M). IAPD ↗
65
YES WEALTH MANAGEMENT — now reports custody of client assets ($2.5M). IAPD ↗
65
WOODSIDE WEALTH MANAGEMENT — now reports custody of client assets ($86.2M). IAPD ↗
65
COMPASS RETIREMENT GROUP LLC — now reports custody of client assets ($61,000). IAPD ↗
65
MGO PRIVATE WEALTH, LLC — now reports custody of client assets ($59.9M). IAPD ↗
65
ROOTED PLANNING GROUP — now reports custody of client assets ($36.3M). IAPD ↗
65
RIDGELINE WEALTH ADVISORS, LLC. — now reports custody of client assets ($99.0M). IAPD ↗
65
RPATA, LLC — now reports custody of client assets ($10.6M). IAPD ↗
65
INTEGRATED PLANNING & WEALTH MANAGEMENT, LLC — now reports custody of client assets ($80.4M). IAPD ↗
65
AUTHENTIKOS WEALTH ADVISORY LLC — now reports custody of client assets ($9.4M). IAPD ↗
65
ARIA WEALTH MANAGEMENT — now reports custody of client assets ($38.1M). IAPD ↗
65
WILDES FINANCIAL STRATEGIES, INC — now reports custody of client assets ($36.1M). IAPD ↗
65
BRAVIAS FINANCIAL — now reports custody of client assets ($109.9M). IAPD ↗
65
RCS FINANCIAL PLANNING, LLC — now reports custody of client assets ($41.2M). IAPD ↗
65
CARMANDALIAN FINANCIAL GROUP, LLC — now reports custody of client assets ($19.1M). IAPD ↗
65
DANIEL KRUG & ASSOCIATES — now reports custody of client assets ($26.3M). IAPD ↗
65
FORT ADVISORS INC — now reports custody of client assets ($45.1M). IAPD ↗
65
TROUTMAN WEALTH MANAGEMENT — now reports custody of client assets ($5.1M). IAPD ↗
65
BLUEDOOR PRIVATE WEALTH, LLC — now reports custody of client assets ($10.9M). IAPD ↗
65
FINANCIAL FREEDOM FOR DENTISTS LLC — now reports custody of client assets ($1.6M). IAPD ↗
65
MARKLE FINANCIAL LLC — now reports custody of client assets ($400,000). IAPD ↗
65
TAYLOR SECURITIES SERVICES, INC. — now reports custody of client assets ($77.9M). IAPD ↗
65
GLENORCHY CAPITAL LIMITED — now reports custody of client assets ($2.9M). IAPD ↗
65
FIRST GROWTH CAPITAL LLC — now reports custody of client assets ($105,000). IAPD ↗
65
DELAWARE WEALTH PLANNERS — now reports custody of client assets ($36.1M). IAPD ↗
65
KOMOREBI GLOBAL — now reports custody of client assets ($69.4M). IAPD ↗
65
NGP FINANCIAL PLANNING, LLC — now reports custody of client assets ($18.7M). IAPD ↗
65
MY PROSPER TEAM — now reports custody of client assets ($50.0M). IAPD ↗
65
ELYSIUM WEALTH MANAGEMENT, LLC — now reports custody of client assets ($32.1M). IAPD ↗
65
INTEGRATED WEALTHCARE, LLC — now reports custody of client assets ($14.5M). IAPD ↗
65
ALEXIS INVESTMENT PARTNERS, LLC — now reports custody of client assets ($3.5M). IAPD ↗
65
CONSTITUTION WEALTH LLC — now reports custody of client assets ($5.8M). IAPD ↗
65
PROSPERITY WEALTH PLANNING LLC — now reports custody of client assets ($123.3M). IAPD ↗
65
X ADVISORS, LLC — now reports custody of client assets ($189.9M). IAPD ↗
65
WOLD FINANCIAL GROUP — now reports custody of client assets ($53.9M). IAPD ↗
65
SNC WEALTH MANAGEMENT LLC — now reports custody of client assets ($21.0M). IAPD ↗
65
SECOND SUMMIT WEALTH MANAGEMENT, LLC — now reports custody of client assets ($50.6M). IAPD ↗
65
REAL TALK CAPITAL, LLC — now reports custody of client assets ($50.6M). IAPD ↗
65
BRICKSTONE ADVISORS — now reports custody of client assets. IAPD ↗
65
FLATROCK WEALTH PARTNERS LLC — now reports custody of client assets ($3.9M). IAPD ↗
65
COINBASE ASSET MANAGEMENT, LLC — now reports custody of client assets ($109.2M). IAPD ↗
65
CENTRAL PINE CAPITAL, LLC — now reports custody of client assets ($1.0M). IAPD ↗
65
PROLIFIC SOLUTIONS — now reports custody of client assets ($13.4M). IAPD ↗
65
MEMBERS WEALTH LLC — now reports custody of client assets ($65.0M). IAPD ↗
65
WAGNER WEALTH MANAGEMENT, CORP. — now reports custody of client assets ($35.3M). IAPD ↗
65
PANORAMA WEALTH ADVISORS — now reports custody of client assets ($31.7M). IAPD ↗
65
DIAZO, LLC — now reports custody of client assets ($3.6M). IAPD ↗
65
DFS ADVISORY — now reports custody of client assets ($32.9M). IAPD ↗
65
BACKBONE PLANNING PARTNERS LLC — now reports custody of client assets ($12.4M). IAPD ↗
65
WEST INVEST — now reports custody of client assets ($173.3M). IAPD ↗
65
TORREN MANAGEMENT, LLC — now reports custody of client assets ($2.8M). IAPD ↗
65
FIRST FINANCIAL SERVICES, LLC — now reports custody of client assets ($91.8M). IAPD ↗
65
HOLOS INTEGRATED WEALTH — now reports custody of client assets ($177.5M). IAPD ↗
65
BINGHAM PRIVATE WEALTH, LLC — now reports custody of client assets ($28.2M). IAPD ↗
65
TORO WEST CAPITAL ADVISORS — now reports custody of client assets ($54.9M). IAPD ↗
65
WEALTHPOINT ADVISORS — now reports custody of client assets ($2.0M). IAPD ↗
65
TRUE WEALTH GROUP — now reports custody of client assets ($43.5M). IAPD ↗
65
ROUTE 20 PRIVATE WEALTH INC. — now reports custody of client assets ($5.3M). IAPD ↗
65
THE WELLINGTON GRP LLC — now reports custody of client assets ($27.3M). IAPD ↗
65
TRITONPOINT PARTNERS, LLC — now reports custody of client assets ($67.2M). IAPD ↗
65
APEX INVESTMENT GROUP — now reports custody of client assets ($1.0M). IAPD ↗
65
CREATIVE INVESTMENT GROUP — now reports custody of client assets ($20.5M). IAPD ↗
65
AP INVESTMENT MANAGEMENT — now reports custody of client assets ($27.9M). IAPD ↗
65
NOTTINGHAM ADVISORS INC. — began participating in a wrap-fee program. IAPD ↗
65
HALBERT HARGROVE — began participating in a wrap-fee program. IAPD ↗
65
DISCIPLINED GROWTH INVESTORS INC — began participating in a wrap-fee program. IAPD ↗
65
CRAMER ROSENTHAL MCGLYNN LLC — began participating in a wrap-fee program. IAPD ↗
65
GREENWICH WEALTH MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
65
SILVANT CAPITAL MANAGEMENT LLC — began participating in a wrap-fee program. IAPD ↗
65
BEACON CAPITAL MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
65
WINTHROP WEALTH — began participating in a wrap-fee program. IAPD ↗
65
LINDEN THOMAS ADVISORY SERVICES, LLC — began participating in a wrap-fee program. IAPD ↗
63
ELDRIDGE INVESTMENT ADVISORS INC — began participating in a wrap-fee program. IAPD ↗
63
FINANCIAL INSIGHTS WEALTH MANAGEMENT — began participating in a wrap-fee program. IAPD ↗
63
NORTHSTAR FINANCIAL PLANNING, LLC — began participating in a wrap-fee program. IAPD ↗
63
WEALTH ADVISORY GROUP, INC. — began participating in a wrap-fee program. IAPD ↗
63
NESTEGGS, INC. — began participating in a wrap-fee program. IAPD ↗
63
LIFEINVEST WEALTH MANAGEMENT, LTD — began participating in a wrap-fee program. IAPD ↗
63
WESTSIDE INVESTMENT MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
63
BAY HARBOR WEALTH MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
63
WEALTHSPRING CAPITAL LLC — began participating in a wrap-fee program. IAPD ↗
63
HUMANKIND INVESTMENTS — began participating in a wrap-fee program. IAPD ↗
63
FINANCIAL ADVISORY PARTNERS, LLC — began participating in a wrap-fee program. IAPD ↗
63
CAP SIX ADVISORS — began participating in a wrap-fee program. IAPD ↗
63
BRIDGEPORT FINANCIAL SOLUTIONS — began participating in a wrap-fee program. IAPD ↗
63
POTENTIA WEALTH — began participating in a wrap-fee program. IAPD ↗
60
DELPHI MANAGEMENT INC — began participating in a wrap-fee program. IAPD ↗
60
WARREN CAPITAL GROUP — began participating in a wrap-fee program. IAPD ↗
60
AUTHENTIKOS WEALTH ADVISORY LLC — began participating in a wrap-fee program. IAPD ↗
60
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
60
INDEX TECHNOLOGIES GROUP LLC — began participating in a wrap-fee program. IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 5 (210 -> 215). IAPD ↗
55
JANNEY MONTGOMERY SCOTT LLC — 's Item 11 disclosure-reporting entries rose by 1 (57 -> 58). IAPD ↗
55
DAVENPORT & COMPANY LLC — 's Item 11 disclosure-reporting entries rose by 3 (7 -> 10). IAPD ↗
55
STATE FARM INVESTMENT MANAGEMENT CORP. — 's Item 11 disclosure-reporting entries rose by 23 (6 -> 29). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 4 (337 -> 341). IAPD ↗
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — 's Item 11 disclosure-reporting entries rose by 4 (507 -> 511). IAPD ↗
55
NORTHERN TRUST SECURITIES, INC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
55
PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 2 (31 -> 33). IAPD ↗
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 7 (325 -> 332). IAPD ↗
55
OSAIC WEALTH, INC. — 's Item 11 disclosure-reporting entries rose by 64 (68 -> 132). IAPD ↗
55
PARK AVENUE SECURITIES LLC — 's Item 11 disclosure-reporting entries rose by 1 (39 -> 40). IAPD ↗
55
SANFORD C. BERNSTEIN & CO., LLC — 's Item 11 disclosure-reporting entries rose by 4 (23 -> 27). IAPD ↗
55
STRATEGIC ADVISERS LLC — 's Item 11 disclosure-reporting entries rose by 7 (6 -> 13). IAPD ↗
55
AVANTAX ADVISORY SERVICES — 's Item 11 disclosure-reporting entries rose by 6 (9 -> 15). IAPD ↗
55
AVANTAX PLANNING PARTNERS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
VANGUARD ADVISERS, INC. — 's Item 11 disclosure-reporting entries rose by 22 (17 -> 39). IAPD ↗
55
CITIZENS PRIVATE WEALTH — 's Item 11 disclosure-reporting entries rose by 20 (7 -> 27). IAPD ↗
55
ONEDIGITAL — 's Item 11 disclosure-reporting entries rose by 4 (12 -> 16). IAPD ↗
55
TRAPHAGEN FINANCIAL GROUP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
CIBC PRIVATE WEALTH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (12 -> 15). IAPD ↗
55
EAGLE STRATEGIES LLC — 's Item 11 disclosure-reporting entries rose by 11 (57 -> 68). IAPD ↗
55
DELTA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
55
SOWELL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗
55
UNITED CAPITAL FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
JAFFE TILCHIN INVESTMENT PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗
55
HIGHTOWER ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
55
ARETE WEALTH ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
55
MORGAN STANLEY — 's Item 11 disclosure-reporting entries rose by 29 (218 -> 247). IAPD ↗
55
KESTRA PRIVATE WEALTH SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 2 (20 -> 22). IAPD ↗
55
ADVISORY ALPHA, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
JANNEY CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 4 (21 -> 25). IAPD ↗
55
RMR WEALTH BUILDERS, INC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
SCHECHTER INVESTMENT ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
55
OSAIC ADVISORY SERVICES, LLC — 's Item 11 disclosure-reporting entries rose by 1 (11 -> 12). IAPD ↗
55
COMPOUND PLANNING, INC. — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
55
FOUNDATIONS INVESTMENT ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 22 (15 -> 37). IAPD ↗
55
MAGNUS FINANCIAL GROUP LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
55
ROCKEFELLER CAPITAL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
55
INDEPENDENCE SQUARE HOLDINGS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗
55
SIMPLICITY WEALTH — 's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗
55
IMPACT PARTNERSHIP WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 3 (5 -> 8). IAPD ↗
55
GRANT TANI BARASH & ALTMAN, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
55
UNITED ADVISOR GROUP — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
55
TRITONPOINT WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
55
H.M. PAYSON — notice-filed in DE, ID, KS, KY, MI, MN, MS, MT, WY. IAPD ↗
55
SCHWARTZ & CO. — notice-filed in DC, MA, MD, ME, MO, OK, OR, VA, WA. IAPD ↗
55
GOELZER INVESTMENT MANAGEMENT — notice-filed in IL, MA, MD, MI, SC. IAPD ↗
55
FIRST CITIZENS INVESTOR SERVICES, INC. — notice-filed in AK, DC, HI, IA, ID, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, ND, NM, NV, OH, OK, OR, RI, SD, VT, WY. IAPD ↗
55
WARWICK PARTNERS — notice-filed in AZ, CO, FL, GA, LA, NC, NE, NH, VA. IAPD ↗
55
BALDWIN INVESTMENT MANAGEMENT, LLC — notice-filed in CA, CO, MA, NH, VA. IAPD ↗
55
JOHNSON INVESTMENT COUNSEL, INC. — notice-filed in AR, DE, IA, ND, SD, WY. IAPD ↗
55
WILLIS JOHNSON & ASSOCIATES, INC. — notice-filed in AR, FL, MA, NE, NV, NY. IAPD ↗
55
TRADITION WEALTH MANAGEMENT LLC — notice-filed in AK, NC, ND, NV, OR. IAPD ↗
55
M FINANCIAL ASSET MANAGEMENT, INC. — notice-filed in GA, IN, MA, MO, OH, TN. IAPD ↗
55
HECK CAPITAL ADVISORS, LLC — notice-filed in IA, NM, NY, OH, TN, WA. IAPD ↗
55
PURE FINANCIAL ADVISORS, LLC — notice-filed in ME, MT, NM, OK, WY. IAPD ↗
55
BERKSHIRE ASSET MANAGEMENT, LLC — notice-filed in AK, MO, NH, OK, RI, SD, UT, WA, WV, WY. IAPD ↗
55
INSIGHT INVESTMENT — notice-filed in AK, AL, AR, AZ, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
55
BALEFIRE, LLC — notice-filed in AL, GA, MS, NC, WA. IAPD ↗
55
INTEGRATED ADVISORS NETWORK LLC — notice-filed in HI, IA, KY, MI, MS, MT, RI, SD, VT, WI, WV, WY. IAPD ↗
55
PINE VALLEY INVESTMENTS — notice-filed in AZ, CO, CT, IL, LA, MI, TN. IAPD ↗
55
STANSBERRY ASSET MANAGEMENT, LLC — notice-filed in DE, ME, MS, ND, SD, VT. IAPD ↗
55
CRESTWOOD ADVISORS — notice-filed in IN, LA, MN, MO, OH, UT, WA. IAPD ↗
55
PERENNIAL FINANCIAL SERVICES — notice-filed in MI, MO, ND, NH, NM, OH, SC. IAPD ↗
55
VIDENT ASSET MANAGEMENT — notice-filed in CT, KS, MN, MO, NV, OK. IAPD ↗
55
TOWNSQUARE CAPITAL, LLC — notice-filed in AL, AR, DC, DE, MS, ND, NH, NJ, OK, PA, PR, RI, VI, VT, WI, WV. IAPD ↗
55
N.E.W. ADVISORY SERVICES, LLC — notice-filed in KY, NV, OH, PA, WA. IAPD ↗
55
WILKINSON GLOBAL ASSET MANAGEMENT LLC — notice-filed in CO, DC, ID, MD, MI, WI. IAPD ↗
55
QUANTINNO CAPITAL MANAGEMENT LP — notice-filed in AR, HI, ID, MS, ND, NE, NH, NM, OK, PR, RI, VI, VT, WI, WV. IAPD ↗
55
TRANSCEND CAPITAL ADVISORS, LLC — notice-filed in HI, ID, KY, ME, NE, WA. IAPD ↗
55
FORTIS CAPITAL ADVISORS, LLC — notice-filed in AL, OH, RI, TN, WI. IAPD ↗
55
THE BALDWIN GROUP WEALTH ADVISORS, LLC — notice-filed in AR, CO, KS, MI, MN, MT, NC, UT. IAPD ↗
55
ARS WEALTH ADVISORS — notice-filed in DC, IN, MD, NJ, SC. IAPD ↗
55
BROOKWOOD INVESTMENT GROUP — notice-filed in CO, DE, IA, ID, IN, LA, MA, MD, MI, MN, NC, NH, NJ, NY, SC, VA. IAPD ↗
55
UNITED ADVISOR GROUP — notice-filed in AK, DC, KS, MA, NE, NH, NJ, OR, UT, WA. IAPD ↗
55
MODERN WEALTH MANAGEMENT, LLC — notice-filed in AK, HI, ME, MS, ND, NM, RI, UT, VI, VT, WY. IAPD ↗
55
TRIBRIDGE PARTNERS FINANCIAL LLC — notice-filed in CA, DC, FL, TX, VA. IAPD ↗
53
BARRETT & COMPANY — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
53
BRIGHTON SECURITIES CORP. — 's Item 11 disclosure-reporting entries rose by 8 (3 -> 11). IAPD ↗
53
LIFEMARK SECURITIES CORP. — 's Item 11 disclosure-reporting entries rose by 2 (19 -> 21). IAPD ↗
53
GRANT STREET ASSET MANAGEMENT INC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
BRAVE FAMILY ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
HARVEY INVESTMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
53
TWO POINT CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
53
CONCORDE ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (16 -> 18). IAPD ↗
53
AXIOM ASSET MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
53
PAULSON WEALTH MANAGEMENT INC. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
53
MOMENTUM ADVISORS — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
53
BETA WEALTH GROUP, INC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
CASCADES CAPITAL ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
BCI SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (42 -> 43). IAPD ↗
53
ONE OAK CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
53
XYPN INVEST — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
53
BROOKLYN FI, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
53
STRAIT & SOUND — 's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗
53
IDB LIDO WEALTH, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
ABRA CAPITAL MANAGEMENT, LP — 's Item 11 disclosure-reporting entries rose by 9 (0 -> 9). IAPD ↗
53
CRUX WEALTH ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
53
ABNER HERRMAN & BROCK, LLC — notice-filed in AZ, DC, HI, NV. IAPD ↗
53
GREENBERG FINANCIAL GROUP — notice-filed in CA, KY, MI, MN, NV, NY, OH, OR, WA. IAPD ↗
53
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC. — notice-filed in IL, MT, NC, WY. IAPD ↗
53
CHOATE INVESTMENT ADVISORS — notice-filed in GA, MT, NE, OH. IAPD ↗
53
DOLIVER ADVISORS, L.P. — notice-filed in CO, GA, IL, MD, MI, MO, NC, NJ, NM, OR, SC, TN, VA. IAPD ↗
53
ASSET PRESERVATION ADVISORS, LLC — notice-filed in IA, MN, NH, WV. IAPD ↗
53
CAPSTONE FINANCIAL ADVISORS INC — notice-filed in NC, NJ, VA, WA. IAPD ↗
53
OARSMAN CAPITAL, INC — notice-filed in AK, CO, NE, NH, SC, TN, VA. IAPD ↗
53
PENN DAVIS MCFARLAND INC — notice-filed in CA, CO, MT, NY. IAPD ↗
53
CMG CAPITAL MANAGEMENT GROUP, INC. — notice-filed in IA, ID, IN, KS, NJ, NM, NV. IAPD ↗
53
MINDFUL ASSET PLANNING — notice-filed in AZ, FL, NE, TX, WI. IAPD ↗
53
RESOURCE FINANCIAL GROUP, LTD. — notice-filed in AZ, CA, CO, FL, NH, NY. IAPD ↗
53
ADIRONDACK FINANCIAL SERVICES CORP — notice-filed in DE, KS, MI, NM, UT, WI. IAPD ↗
53
APRIO WEALTH MANAGEMENT, LLC — notice-filed in AZ, CT, MN, OH. IAPD ↗
53
ABG CONSULTANTS — notice-filed in AL, LA, ME, MS, MT, OK. IAPD ↗
53
NESTEGGS, INC. — notice-filed in IL, NC, NJ, NY, PA, SC, VA. IAPD ↗
53
MONARCH WEALTH STRATEGIES — notice-filed in CO, MO, NV, NY, OR, WA. IAPD ↗
53
VERDE CAPITAL MANAGEMENT, INC. — notice-filed in GA, IL, NH, OH, TN. IAPD ↗
53
AVIOR WEALTH MANAGEMENT, LLC — notice-filed in CT, HI, KY, NJ. IAPD ↗
53
GIBSON CAPITAL, LLC — notice-filed in AZ, GA, NV, VA. IAPD ↗
53
TJT CAPITAL GROUP, LLC — notice-filed in AL, DC, GA, KS, ME, MI, MN, MS, WI, WY. IAPD ↗
53
CARNEGIE INVESTMENT COUNSEL — notice-filed in ID, MO, NM, VT. IAPD ↗
53
TRIUNE FINANCIAL PARTNERS, LLC — notice-filed in MD, NC, OH, WI. IAPD ↗
53
NEWSQUARE CAPITAL, LLC — notice-filed in AZ, GA, KY, MI. IAPD ↗
53
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC — notice-filed in AZ, FL, GA, ID, KS, LA, MA, MI, MO, NC, NE, NH, NJ, NV, NY, OH, OK, PA, TN, TX, UT, VA, WA, WI. IAPD ↗
53
BERNARD WEALTH MANAGEMENT CORP. — notice-filed in DC, LA, MA, MD, NY, TX, VA, WA. IAPD ↗
53
MOMENTUM ADVISORS — notice-filed in AL, AR, DE, IL, IN, KS, MI, MN, MO, NV, OH, RI, SC, TN, UT, WA, WV. IAPD ↗
53
VIVALDI CAPITAL MANAGEMENT LP — notice-filed in AL, LA, NH, WV. IAPD ↗
53
RITHOLTZ WEALTH MANAGEMENT — notice-filed in AR, MS, SD, WY. IAPD ↗
53
APELLA WEALTH — notice-filed in IN, ME, NM, NV. IAPD ↗
53
ALASKA WEALTH ADVISORS — notice-filed in FL, MO, UT, VA, VT. IAPD ↗
53
LEAR INVESTMENT MANAGEMENT — notice-filed in CT, IL, MD, MO, NJ, PA. IAPD ↗
53
NATIONAL WEALTH MANAGEMENT GROUP, LLC — notice-filed in CO, MD, PA, VA, VT. IAPD ↗
53
COURIER CAPITAL, LLC — notice-filed in IL, LA, OH, SC. IAPD ↗
53
JAZZ WEALTH MANAGERS, INC. — notice-filed in DC, ND, RI, VT, WY. IAPD ↗
53
MAYTECH GLOBAL INVESTMENTS — notice-filed in CT, MA, OR, PA, TN. IAPD ↗
53
PEAK PLANNING GROUP, LLC — notice-filed in GA, NJ, SC, TN, VA. IAPD ↗
53
GO INVEST LLC — notice-filed in AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, VI, WA, WI, WY. IAPD ↗
53
CAMPBELL DEEGAN FINANCIAL — notice-filed in IL, LA, NE, PA, WI, WV. IAPD ↗
53
PGI WEALTH MANAGEMENT — notice-filed in LA, MI, NJ, OR, SC, TN. IAPD ↗
53
INDEPENDENCE SQUARE HOLDINGS, LLC — notice-filed in DC, IL, MO, OR. IAPD ↗
53
HOXTON WEALTH USA LLC — notice-filed in AL, DE, KY, NE, TN. IAPD ↗
53
MILESTONE ASSET MANAGEMENT, LLC — notice-filed in MI, NH, SC, TN, WV. IAPD ↗
53
FAIRWAY WEALTH MANAGEMENT LLC — notice-filed in GA, MA, MI, VA. IAPD ↗
53
SOUTHWEST INVESTMENT ADVISORS, INC. — notice-filed in CT, DC, DE, IA, NE, OK, WY. IAPD ↗
53
VSM WEALTH ADVISORY, LLC — notice-filed in IL, MI, MN, NC, NJ, NY, SC. IAPD ↗
53
BLACK DIAMOND FINANCIAL, LLC — notice-filed in FL, GA, IL, MD, NC, VT. IAPD ↗
53
49 FINANCIAL — notice-filed in AL, AZ, CO, HI, IA, IL, IN, KY, LA, MA, MD, MI, MO, MS, NE, NJ, NV, NY, OH, OK, OR, PA, SC, TN, UT, VA, WA. IAPD ↗
53
ABLE FINANCIAL GROUP, LLC — notice-filed in DC, FL, GA, MA, MD, UT, VA. IAPD ↗
53
TRITONPOINT WEALTH, LLC — notice-filed in CO, IL, NE, NH. IAPD ↗
51
SECURITY CAPITAL MANAGEMENT — notice-filed in CA, CO, MD. IAPD ↗
51
MARQUETTE ASSOCIATES, INC. — notice-filed in NC, NJ, VA. IAPD ↗
51
HOWLAND CAPITAL MANAGEMENT LLC — notice-filed in DE, MT, WA. IAPD ↗
51
WILKINS INVESTMENT COUNSEL, INC — notice-filed in CT, ME, NY. IAPD ↗
51
HIRTLE, CALLAGHAN & CO., LLC — notice-filed in ID, NH, OR. IAPD ↗
51
JAY A. FISHMAN, LTD — notice-filed in SC, TN, VA. IAPD ↗
51
ATLAS CAPITAL MANAGEMENT CORP — notice-filed in IA, ND, OK, WA. IAPD ↗
51
F L PUTNAM INVESTMENT MANAGEMENT CO. — notice-filed in NV, TN, WI. IAPD ↗
51
OPUS CAPITAL MANAGEMENT — notice-filed in CA, MI, TX. IAPD ↗
51
BRIDGES INVESTMENT MANAGEMENT INC — notice-filed in ND, SC, WI. IAPD ↗
51
DOUGLASS WINTHROP ADVISORS LLC — notice-filed in KY, LA, UT. IAPD ↗
51
CENTER FOR FINANCIAL PLANNING INC — notice-filed in MD, TN, WI. IAPD ↗
51
STRATEGIC FINANCIAL SERVICES — notice-filed in OH, RI, WA. IAPD ↗
51
PETERSEN HASTINGS WEALTH ADVISORS, INC. — notice-filed in MT, NH, NM. IAPD ↗
51
LEE DANNER & BASS INC — notice-filed in CA, CO, NY. IAPD ↗
51
TLG ADVISORS, INC. — notice-filed in DC, NM, SD. IAPD ↗
51
CAPITAL ADVISORS GROUP, INC — notice-filed in CT, VA, WA. IAPD ↗
51
WELCH & FORBES LLC — notice-filed in AZ, MT, NC. IAPD ↗
51
EFS ADVISORS — notice-filed in DC, ME, NJ. IAPD ↗
51
WAVERLY ADVISORS, LLC — notice-filed in AK, HI, RI. IAPD ↗
51
ALEXANDER LABRUNERIE & CO., INC. — notice-filed in GA, NC, PA, WA. IAPD ↗
51
KELLEHER FINANCIAL ADVISORS, LLC — notice-filed in CO, VA, VT. IAPD ↗
51
PROVENANCE WEALTH ADVISORS — notice-filed in MS, NE, NH. IAPD ↗
51
STRAIGHTLINE — notice-filed in AK, CT, NE. IAPD ↗
51
SUMMITRY, LLC — notice-filed in MD, NH, NJ. IAPD ↗
51
AMERICAN INDEPENDENT SECURITIES GROUP, LLC — notice-filed in CT, MD, OK, PR. IAPD ↗
51
GRAYPOINT LLC — notice-filed in DE, IL, OH. IAPD ↗
51
CS PLANNING CORP — notice-filed in IN, MN, MT. IAPD ↗
51
FFT WEALTH MANAGEMENT — notice-filed in CA, MA, NC. IAPD ↗
51
CLEAR HARBOR ASSET MANAGEMENT, LLC — notice-filed in LA, NC, RI. IAPD ↗
51
ROVIN CAPITAL — notice-filed in ID, NC, NE, NV. IAPD ↗
51
TAMAR SECURITIES, LLC — notice-filed in GA, MT, VA. IAPD ↗
51
PERSONAL CFO SOLUTIONS LLC — notice-filed in DC, MI, OH. IAPD ↗
51
MJ RETIREMENT — notice-filed in CO, OH, TX. IAPD ↗
51
STRATEGIC WEALTH INVESTMENT GROUP, LLC — notice-filed in ID, KS, NM. IAPD ↗
51
WEALTHCARE ADVISORY PARTNERS LLC — notice-filed in AK, ID, VT. IAPD ↗
51
CYNOSURE GROUP, LLC — notice-filed in DE, KS, MD. IAPD ↗
51
WEST RIDGE ADVISORS — notice-filed in AL, CO, NH, TX. IAPD ↗
51
DENVER WEALTH MANAGEMENT, INC. — notice-filed in AK, IL, MT, NC. IAPD ↗
51
SFG WEALTH MANAGEMENT — notice-filed in CO, OH, SC, TN. IAPD ↗
51
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC. — notice-filed in IL, NV, OR, WA. IAPD ↗
51
WEAVER CONSULTING GROUP, LLC — notice-filed in NC, NE, NV, TN. IAPD ↗
51
ACCURATE WEALTH MANAGEMENT, LLC — notice-filed in AK, DE, OH. IAPD ↗
51
FERMATA ADVISORS — notice-filed in FL, NV, TN. IAPD ↗
51
COTTONWOOD WEALTH STRATEGIES, LLC — notice-filed in AZ, ID, OR, TX. IAPD ↗
51
UNIQUE WEALTH, LLC — notice-filed in AL, CA, NE, PA. IAPD ↗
51
SMITH GROUP ASSET MANAGEMENT, LLC — notice-filed in DC, LA, SC. IAPD ↗
51
APOLLON FINANCIAL, LLC — notice-filed in CT, GA, MN, MO. IAPD ↗
51
ETHOS FINANCIAL GROUP, LLC — notice-filed in GA, IL, NM. IAPD ↗
51
BEAUMONT FINANCIAL PARTNERS — notice-filed in DC, IA, KY. IAPD ↗
51
CASCADE FINANCIAL PARTNERS, LLC — notice-filed in LA, NH, NJ. IAPD ↗
51
SPIREPOINT PRIVATE CLIENT, LLC — notice-filed in CO, GA, SC. IAPD ↗
51
HAVEN PRIVATE — notice-filed in CA, CO, NC, NY. IAPD ↗
51
PLATFORM WEALTH ADVISORS — notice-filed in GA, NC, NY, PA. IAPD ↗
50
JOSEPH GUNNAR & CO., LLC — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
50
UPRIGHT FINANCIAL CORP — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗
50
TRUE MEASURE WEALTH MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
SORRENTO PACIFIC FINANCIAL, LLC — 's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗
50
CAPSTONE WEALTH MANAGEMENT GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
50
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
50
ATLAS FINANCIAL ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
50
VCP FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
50
MILLENNIAL ADVISERS, LLC. — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗
50
PHORCYS CAPITAL PARTNERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
50
MASTERWORKS ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗
50
WATER VALLEY INVESTMENT ADVISORS, INC. — notice-filed in CO, DE, FL, IN, MI, MN, MO, MT, ND, OK, SD. IAPD ↗
50
CAPITAL MANAGEMENT SERVICES, INC. — notice-filed in AZ, CO, MI, NY, WY. IAPD ↗
50
RICHARDSON FINANCIAL SERVICES — notice-filed in AZ, CT, GA, ME, SC. IAPD ↗
50
THE RIKOON GROUP, LLC — notice-filed in CA, FL, NC, NH, NM, NY, OR, WY. IAPD ↗
50
STOREHOUSE FINANCIAL LLC — notice-filed in CO, KS, MO, NC, WA. IAPD ↗
50
FIRST CITIZENS ASSET MANAGEMENT, INC — notice-filed in AL, IN, KS, MO, OH, WY. IAPD ↗
50
MCALVANY WEALTH MANAGEMENT, LLC — notice-filed in AK, HI, IA, IL, MI, NY, SC. IAPD ↗
50
METANOIA FINANCIAL, LLC — notice-filed in FL, GA, IL, NC, NJ, TX. IAPD ↗
50
DESERT ROSE CAPITAL MANAGEMENT, INC. — notice-filed in AR, MN, NC, PA, SC, TN, VA. IAPD ↗
50
BRIDGELIGHT CAPITAL LLC — notice-filed in CO, GA, MT, NY, OR. IAPD ↗
50
EQUITY ARMOR INVESTMENTS — notice-filed in CA, FL, NC, TX, UT. IAPD ↗
50
IQVESTMENT, LLC — notice-filed in AL, AR, AZ, CA, CO, FL, GA, IA, ID, IL, IN, KS, MD, MI, MN, MS, NC, NV, NY, OH, OR, PA, RI, TN, TX, UT, VA, WA, WI. IAPD ↗
50
STERLING RETIREMENT GROUP OF SACRAMENTO — notice-filed in AZ, ID, TN, TX, WA. IAPD ↗
50
JIM SAULNIER & ASSOCIATES, LLC — notice-filed in AZ, FL, LA, MI, NY. IAPD ↗
50
ORCHARD ADVISORS — notice-filed in IL, MA, MI, NC, PA, UT. IAPD ↗
50
SKY ALPHA ASSET ADVISORS LLC — notice-filed in CT, HI, ME, MI, NJ, WI. IAPD ↗
50
50
SKYBOUND WEALTH MANAGEMENT USA, LLC — notice-filed in CT, IL, MA, NJ, PA. IAPD ↗
50
NORMANDY INVESTMENT ADVISORS — notice-filed in AZ, CO, FL, LA, MN, WI. IAPD ↗
50
PEAK RETIREMENT PLANNING, INC. — notice-filed in CA, FL, MD, NE, TX, VA. IAPD ↗
50
FUNDIFY ADVISORS LLC — notice-filed in AR, DE, ID, ND, RI. IAPD ↗
50
E6 PORTFOLIOS — notice-filed in AZ, CA, FL, ID, NV. IAPD ↗
50
SPHINX INVESTMENTS LLC — notice-filed in CA, FL, MO, MT, NJ, TX, WA. IAPD ↗
50
SYNTHETICFI LLC — notice-filed in AZ, NC, NJ, NY, TX, VA. IAPD ↗
50
GREENPORTFOLIO INC. — notice-filed in CO, IL, MA, NJ, PA, WA. IAPD ↗
50
HOLISTIC WEALTH ADVISORS — notice-filed in CA, CO, FL, IL, NH, NJ, SC, VA. IAPD ↗
50
EVERY SECURITIES LLC — notice-filed in CO, FL, IL, MA, NY, OH, OR, TX, WA. IAPD ↗
50
CREATIVE INVESTMENT GROUP — notice-filed in FL, LA, MI, PA, TX. IAPD ↗
49
SHUFRO, ROSE & CO., LLC — notice-filed in VI, WY. IAPD ↗
49
FIRST HORIZON ADVISORS, INC — notice-filed in IA, MN. IAPD ↗
49
CITY NATIONAL SECURITIES, INC. — notice-filed in AK, AR. IAPD ↗
49
HENSSLER FINANCIAL — notice-filed in MI, WI. IAPD ↗
49
CONDOR CAPITAL WEALTH MANAGEMENT — notice-filed in OH, SC. IAPD ↗
49
NBT CAPITAL MANAGEMENT, INC. — notice-filed in OH, SC. IAPD ↗
49
FAMILY MANAGEMENT CORPORATION — notice-filed in KS, NV. IAPD ↗
49
OXFORD FINANCIAL GROUP, LTD — notice-filed in CO, NJ. IAPD ↗
49
PROFESSIONAL ADVISORY SERVICES INC — notice-filed in ID, MA. IAPD ↗
49
YHB INVESTMENT ADVISORS INC — notice-filed in MN, WI. IAPD ↗
49
ACCREDITED INVESTORS WEALTH MANAGEMENT — notice-filed in MI, MO. IAPD ↗
49
AUSTIN ASSET — notice-filed in AK, NE. IAPD ↗
49
RUSSELL INVESTMENTS — notice-filed in PR, VI. IAPD ↗
49
CCM INVESTMENT ADVISERS, LLC — notice-filed in AR, MS. IAPD ↗
49
RETIREMENT INVESTMENT ADVISORS INC — notice-filed in AL, WI. IAPD ↗
49
BROWN ADVISORY — notice-filed in CA, GA. IAPD ↗
49
PZENA INVESTMENT MANAGEMENT LLC — notice-filed in AK, MN. IAPD ↗
49
J.M. FORBES & CO. LLP — notice-filed in MT, VA. IAPD ↗
49
BSW WEALTH PARTNERS — notice-filed in MD, NE. IAPD ↗
49
ADELL HARRIMAN & CARPENTER — notice-filed in OK, PA. IAPD ↗
49
WOODLEY FARRA — notice-filed in AK, NE. IAPD ↗
49
AUXIER ASSET MANAGEMENT — notice-filed in AZ, ID, VA. IAPD ↗
49
THE L. WARNER COMPANIES, INC — notice-filed in NE, NH, SC. IAPD ↗
49
APRIEM ADVISORS — notice-filed in MA, NY. IAPD ↗
49
AMERICAN FINANCIAL ADVISORS INC — notice-filed in MN, TN. IAPD ↗
49
MOSS ADAMS WEALTH ADVISORS LLC — notice-filed in MA, WY. IAPD ↗
49
MOISAND FITZGERALD TAMAYO, LLC — notice-filed in AR, MI. IAPD ↗
49
REDW WEALTH LLC — notice-filed in LA, OR, WA. IAPD ↗
49
CONTRAVISORY INVESTMENT MANAGEMENT, INC. — notice-filed in HI, IA, OR. IAPD ↗
49
MANCHESTER CAPITAL MANAGEMENT LLC — notice-filed in MN, NH. IAPD ↗
49
S & CO., INC. — notice-filed in FL, MD. IAPD ↗
49
SIERRA CAPITAL LLC — notice-filed in CO, WY. IAPD ↗
49
WESTWOOD MANAGEMENT CORP — notice-filed in OH, SC. IAPD ↗
49
NORTHEAST FINANCIAL — notice-filed in MD, NC. IAPD ↗
49
SARATOGA RESEARCH & INVESTMENT MANAGEMENT — notice-filed in MS, SD. IAPD ↗
49
FINANCIAL COUNCIL, LLC — notice-filed in NH, TX. IAPD ↗
49
TRILLIUM ASSET MANAGEMENT — notice-filed in HI, NV. IAPD ↗
49
ECLECTIC ASSOCIATES, INC. — notice-filed in NC, UT. IAPD ↗
49
XPONANCE, INC. — notice-filed in MI, VA. IAPD ↗
49
SAND HILL GLOBAL ADVISORS, LLC — notice-filed in FL, OR. IAPD ↗
49
CFM ADVISORS INC — notice-filed in CT, TX. IAPD ↗
49
MORLING FINANCIAL ADVISORS, LLC — notice-filed in GA, NV, WI. IAPD ↗
49
TRIBUTARY CAPITAL MANAGEMENT, LLC — notice-filed in MA, TX. IAPD ↗
49
SIGNATUREFD, LLC — notice-filed in ME, MO. IAPD ↗
49
CALLAHAN ADVISORS, LLC — notice-filed in FL, MS. IAPD ↗
49
MAIN STREET RESEARCH LLC — notice-filed in AR, IN. IAPD ↗
49
FINANCIAL SECURITY MANAGEMENT, INC — notice-filed in GA, NV, OK. IAPD ↗
49
NORTHSTAR FINANCIAL COMPANIES, INC. — notice-filed in AZ, GA, MD. IAPD ↗
49
FINANCIAL MANAGEMENT STRATEGIES, INC. — notice-filed in CO, MD, VA. IAPD ↗
49
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. — notice-filed in IN, OH. IAPD ↗
49
GREENBUSH FINANCIAL GROUP, LLC — notice-filed in ME, PA, SC. IAPD ↗
49
CUTLER INVESTMENT GROUP — notice-filed in NE, NH. IAPD ↗
49
THE RETIREMENT PLANNING GROUP, LLC — notice-filed in MD, OK. IAPD ↗
49
PHILLIPS FINANCIAL — notice-filed in MD, WA. IAPD ↗
49
MULTNOMAH GROUP, INC. — notice-filed in HI, IL. IAPD ↗
49
LONGVIEW WEALTH MANAGEMENT — notice-filed in OH, PA. IAPD ↗
49
RAFFA INVESTMENT ADVISERS — notice-filed in CA, FL. IAPD ↗
49
ELEVATION POINT WEALTH PARTNERS, LLC — notice-filed in ID, ND. IAPD ↗
49
PASSIVE CAPITAL MANAGEMENT, LLC — notice-filed in CO, CT, NH. IAPD ↗
49
PROSPERITY FINANCIAL GROUP, INC. — notice-filed in CO, HI, TN. IAPD ↗
49
NBW CAPITAL LLC — notice-filed in CO, ME, NV. IAPD ↗
49
LYRICAL ASSET MANAGEMENT LP — notice-filed in MT, PR. IAPD ↗
49
BRIDGE CITY CAPITAL, LLC — notice-filed in CT, MD, NC. IAPD ↗
49
BUTTONWOOD FINANCIAL GROUP, LLC — notice-filed in FL, IL, NM. IAPD ↗
49
TRINITY PORTFOLIO ADVISORS, LLC — notice-filed in NV, PA, TN. IAPD ↗
49
WINDROSE ADVISORS LLC — notice-filed in NY, TX. IAPD ↗
49
FLYNN ZITO CAPITAL MANAGEMENT, LLC — notice-filed in DE, GA, MA. IAPD ↗
49
GALVIN, GAUSTAD & STEIN, LLC — notice-filed in IL, NC. IAPD ↗
49
INSIGHT WEALTH PARTNERS — notice-filed in AR, MA, WI. IAPD ↗
49
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT — notice-filed in PR, WY. IAPD ↗
49
LM ADVISORS LLC — notice-filed in DE, FL. IAPD ↗
49
MODERA WEALTH MANAGEMENT, LLC — notice-filed in KS, WV. IAPD ↗
49
BEACON CAPITAL MANAGEMENT, LLC — notice-filed in MO, WI. IAPD ↗
49
WWM FINANCIAL — notice-filed in NY, UT, WA. IAPD ↗
49
CAPITAL WEALTH MANAGEMENT, LLC — notice-filed in NC, TN. IAPD ↗
49
WESTMOUNT PARTNERS, LLC — notice-filed in NM, VA. IAPD ↗
49
LVW ADVISORS, LLC — notice-filed in TN, WA. IAPD ↗
49
TVAMP, LLC — notice-filed in MD, NY. IAPD ↗
49
AVIER WEALTH ADVISORS — notice-filed in LA, NE, NH. IAPD ↗
49
MONTIS FINANCIAL, LLC — notice-filed in CO, MD. IAPD ↗
49
COLONY FAMILY OFFICES, LLC — notice-filed in NY, RI. IAPD ↗
49
SAVOIE CAPITAL LLC — notice-filed in CA, TX. IAPD ↗
49
CANTER WEALTH — notice-filed in LA, NE, NH. IAPD ↗
49
OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC — notice-filed in CT, NH, SC. IAPD ↗
49
MERGANSER CAPITAL MANAGEMENT, LLC — notice-filed in NY, TX. IAPD ↗
49
MPWM ADVISORY SOLUTIONS LLC — notice-filed in CO, IL, MA. IAPD ↗
49
JOURNEY ADVISORY GROUP, LLC — notice-filed in GA, NC. IAPD ↗
49
DRIVE WEALTH ADVISERS — notice-filed in AL, GA. IAPD ↗
49
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. — notice-filed in IN, MI, NJ. IAPD ↗
49
FIRST NATIONAL ADVISERS, LLC — notice-filed in GA, LA. IAPD ↗
49
FOSTER VICTOR WEALTH ADVISORS — notice-filed in CT, MA. IAPD ↗
49
NICOLET WEALTH MANAGEMENT — notice-filed in MT, SC. IAPD ↗
49
GOALVEST ADVISORY LLC — notice-filed in CA, MA, NJ. IAPD ↗
49
XYPN INVEST — notice-filed in IN, KS, SD. IAPD ↗
49
CROSS FINANCIAL ADVISORS — notice-filed in IN, OH, UT. IAPD ↗
49
BORDEAUX WEALTH ADVISORS — notice-filed in MN, OH. IAPD ↗
49
INTEGRA GLOBAL ADVISORS LLC — notice-filed in FL, NY, TX. IAPD ↗
49
VERDENCE CAPITAL ADVISORS, LLC — notice-filed in MN, VT. IAPD ↗
49
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC — notice-filed in MD, OH, TN. IAPD ↗
49
SIGNAL ADVISORS WEALTH, LLC — notice-filed in MA, NH. IAPD ↗
49
HUBBELL STRICKLAND WEALTH MANAGEMENT, LLC — notice-filed in GA, NC, VA. IAPD ↗
49
IEQ CAPITAL, LLC — notice-filed in KY, SC. IAPD ↗
49
WILLIAMS JONES WEALTH MANAGEMENT, LLC — notice-filed in HI, PR. IAPD ↗
49
AUSTIN PRIVATE WEALTH, LLC — notice-filed in OR, WI. IAPD ↗
49
LEGACY WEALTH — notice-filed in AZ, CO, FL. IAPD ↗
49
RISKBRIDGE ADVISORS, LLC — notice-filed in AZ, CA, WA. IAPD ↗
49
PRAIRIE CAPITAL MANAGEMENT GROUP, LLC — notice-filed in IA, ID. IAPD ↗
49
KAVAR CAPITAL PARTNERS — notice-filed in MA, NC. IAPD ↗
49
MILL CAPITAL MANAGEMENT, LLC — notice-filed in NY, TX. IAPD ↗
49
BADGLEY PHELPS WEALTH MANAGERS — notice-filed in MA, OH. IAPD ↗
49
SMART WEALTH, LLC — notice-filed in GA, KS, MO. IAPD ↗
49
ENCOMPASS MORE ASSET MANAGEMENT LLC — notice-filed in MT, PR, VT. IAPD ↗
49
CAP SIX ADVISORS — notice-filed in CO, KS, MO. IAPD ↗
48
CALLAHAN CAPITAL MANAGEMENT — notice-filed in NE, OH, OR, TN. IAPD ↗
48
CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC — notice-filed in MO, NC, VA, VI. IAPD ↗
48
SUPERIOR PLANNING, LLC — notice-filed in AZ, CO, TX, WA. IAPD ↗
48
ROOKWOOD WEALTH MANAGEMENT, LLC — notice-filed in CA, GA, SC, TX. IAPD ↗
48
MARSTONE LLC — notice-filed in CA, KS, NC, TX. IAPD ↗
48
VCP FINANCIAL LLC — notice-filed in AZ, CT, UT, VA. IAPD ↗
48
DIAMOND WEALTH MANAGEMENT, LLC — notice-filed in FL, NM, NV, WY. IAPD ↗
48
BRAVIAS FINANCIAL — notice-filed in NC, NH, SC, VA. IAPD ↗
48
INTEGRITY FINANCIAL ADVISORS, LLC — notice-filed in CT, FL, IL, VA. IAPD ↗
48
STEELE STREET CAPITAL LLC — notice-filed in FL, MA, NH, TX. IAPD ↗
48
STRIVE RETIREMENT GROUP — notice-filed in CT, NC, NY, VA. IAPD ↗
48
EXCELSIOR ADVISOR NETWORK LLC — notice-filed in CA, IL, NY, TX. IAPD ↗
47
NORTHLAND ASSET MANAGEMENT — notice-filed in NM, OH. IAPD ↗
47
LANDAAS & COMPANY — notice-filed in WA. IAPD ↗
47
CORBYN INVESTMENT MANAGEMENT INC — notice-filed in GA, MI. IAPD ↗
47
SALEM INVESTMENT COUNSELORS INC — notice-filed in PA. IAPD ↗
47
EVERGREEN CAPITAL MANAGEMENT LLC — notice-filed in DC. IAPD ↗
47
TOTH FINANCIAL ADVISORY CORP — notice-filed in MO. IAPD ↗
47
PLANNED SOLUTIONS, INC. — notice-filed in MT, VA. IAPD ↗
47
PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC. — notice-filed in VT. IAPD ↗
47
BROCKENBROUGH — notice-filed in CA. IAPD ↗
47
PARAGON CAPITAL MANAGEMENT — notice-filed in TX. IAPD ↗
47
ST. DENIS J. VILLERE & CO., LLC — notice-filed in CA. IAPD ↗
47
JENSEN INVESTMENT MANAGEMENT INC. — notice-filed in CO. IAPD ↗
47
CORNERSTONE CAPITAL, INC. — notice-filed in FL. IAPD ↗
47
POTOMAC FUND MANAGEMENT — notice-filed in LA. IAPD ↗
47
PATTEN AND PATTEN, INC. — notice-filed in NH. IAPD ↗
47
R M DAVIS INC — notice-filed in MT. IAPD ↗
47
MCDONALD CAPITAL INVESTORS INC — notice-filed in FL. IAPD ↗
47
JOHN W. BRISTOL & CO., INC. — notice-filed in PA. IAPD ↗
47
GODSEY & GIBB WEALTH MANAGEMENT — notice-filed in NV. IAPD ↗
47
TRUEPOINT, INC. — notice-filed in UT. IAPD ↗
47
TORRAY INVESTMENT PARTNERS LLC — notice-filed in GA, WA. IAPD ↗
47
TIMUCUAN ASSET MANAGEMENT INC — notice-filed in NV. IAPD ↗
47
DAVID VAUGHAN INVESTMENTS, LLC — notice-filed in OH. IAPD ↗
47
SYSTEMATIC FINANCIAL MANAGEMENT LP — notice-filed in KY. IAPD ↗
47
SMITHBRIDGE ASSET MANAGEMENT, INC. — notice-filed in NE, NH. IAPD ↗
47
FIRESTONE CAPITAL MANAGEMENT INC — notice-filed in CO, NJ. IAPD ↗
47
ELDRIDGE INVESTMENT ADVISORS INC — notice-filed in CA, NY. IAPD ↗
47
BAXTER INVESTMENT MANAGEMENT — notice-filed in AZ. IAPD ↗
47
WELLINGTON MANAGEMENT COMPANY LLP — notice-filed in OR. IAPD ↗
47
VERUS FINANCIAL PARTNERS — notice-filed in NY. IAPD ↗
47
STACK FINANCIAL MANAGEMENT INC — notice-filed in DE. IAPD ↗
47
UBS ASSET MANAGEMENT (AMERICAS) LLC — notice-filed in WY. IAPD ↗
47
PDS PLANNING INC — notice-filed in VA. IAPD ↗
47
FOSTER & MOTLEY INC — notice-filed in MA. IAPD ↗
47
WILMINGTON TRUST INVESTMENT ADVISORS, INC. — notice-filed in NH. IAPD ↗
47
PROVIDENT INVESTMENT MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
47
CHECK CAPITAL MANAGEMENT INC — notice-filed in NE. IAPD ↗
47
FOSTER GROUP, INC. — notice-filed in NH. IAPD ↗
47
BLUE BARN WEALTH — notice-filed in CO, ID. IAPD ↗
47
TCI WEALTH ADVISORS, INC. — notice-filed in HI. IAPD ↗
47
UNITED ASSET STRATEGIES INC. — notice-filed in WA. IAPD ↗
47
STEGNER INVESTMENT ASSOCIATES INC — notice-filed in TN. IAPD ↗
47
TRUMBOWER FINANCIAL ADVISORS LLC — notice-filed in SC. IAPD ↗
47
SFMG WEALTH ADVISORS — notice-filed in OR. IAPD ↗
47
SOUTHEAST ASSET ADVISORS, LLC — notice-filed in NC. IAPD ↗
47
PT ASSET MANAGEMENT, LLC — notice-filed in MN. IAPD ↗
47
MEDIQUS ASSET ADVISORS, INC. — notice-filed in WY. IAPD ↗
47
KLCM ADVISORS, INC. — notice-filed in CA. IAPD ↗
47
PATHWAY CAPITAL MANAGEMENT, LP — notice-filed in NC. IAPD ↗
47
COBBLESTONE CAPITAL ADVISORS, LLC — notice-filed in OH. IAPD ↗
47
CLIFFORD SWAN INVESTMENT COUNSELORS — notice-filed in HI. IAPD ↗
47
FAIRVIEW CAPITAL — notice-filed in NY. IAPD ↗
47
MARCO INVESTMENT MANAGEMENT LLC — notice-filed in LA. IAPD ↗
47
COVENANT ASSET MANAGEMENT, LLC — notice-filed in NC, VA. IAPD ↗
47
GENTER CAPITAL MANAGEMENT — notice-filed in ID. IAPD ↗
47
LEGACY WEALTH MANAGEMENT INC — notice-filed in NE. IAPD ↗
47
ENDOWMENT WEALTH MANAGEMENT, INC. — notice-filed in MN, WA. IAPD ↗
47
SEABRIDGE INVESTMENT ADVISORS LLC — notice-filed in CA, CT. IAPD ↗
47
MISSIONSQUARE RETIREMENT — notice-filed in VI. IAPD ↗
47
PROFESSIONAL PLANNING GROUP — notice-filed in VT. IAPD ↗
47
CAPITAL ADVANTAGE, INC. — notice-filed in CO. IAPD ↗
47
GEMMER ASSET MANAGEMENT LLC — notice-filed in TN. IAPD ↗
47
CORRIGAN FINANCIAL INC — notice-filed in AZ. IAPD ↗
47
DIMENSION CAPITAL MANAGEMENT LLC — notice-filed in CA. IAPD ↗
47
BBR PARTNERS, LLC — notice-filed in UT. IAPD ↗
47
BRIDGEWATER ADVISORS INC. — notice-filed in NH. IAPD ↗
47
BEESE FULMER PRIVATE WEALTH MANAGEMENT — notice-filed in IL. IAPD ↗
47
CAHILL FINANCIAL ADVISORS, INC. — notice-filed in MA. IAPD ↗
47
GFP PRIVATE WEALTH — notice-filed in KS. IAPD ↗
47
SLOY, DAHL & HOLST, LLC — notice-filed in FL. IAPD ↗
47
SUMMIT FINANCIAL STRATEGIES INC — notice-filed in MA. IAPD ↗
47
GEN FINANCIAL MANAGEMENT INC. — notice-filed in AZ, NH. IAPD ↗
47
BROWN ADVISORY — notice-filed in SD. IAPD ↗
47
PLANNING ALTERNATIVES LTD — notice-filed in NH. IAPD ↗
47
FMP WEALTH ADVISERS — notice-filed in CO. IAPD ↗
47
DESTINATION WEALTH MANAGEMENT — notice-filed in MT. IAPD ↗
47
GREENWOOD GEARHART INC. — notice-filed in KS. IAPD ↗
47
ZWJ INVESTMENT COUNSEL INC — notice-filed in MS. IAPD ↗
47
NWF ADVISORY SERVICES INC — notice-filed in LA. IAPD ↗
47
BROOKFIELD PUBLIC SECURITIES GROUP LLC — notice-filed in WY. IAPD ↗
47
SILVEROAK WEALTH MANAGEMENT LLC — notice-filed in IA. IAPD ↗
47
MASON INVESTMENT ADVISORY SERVICES INC — notice-filed in NM. IAPD ↗
47
WEALTHCARE CAPITAL MANAGEMENT LLC — notice-filed in DE. IAPD ↗
47
COHO PARTNERS, LTD. — notice-filed in ME. IAPD ↗
47
ORLEANS CAPITAL MANAGEMENT CORP — notice-filed in RI. IAPD ↗
47
STONEBRIDGE CAPITAL ADVISORS LLC — notice-filed in WY. IAPD ↗
47
APERIO GROUP, LLC — notice-filed in PR. IAPD ↗
47
JOEL R. MOGY INVESTMENT COUNSEL INC. — notice-filed in CO. IAPD ↗
47
NOVAK & POWELL FINANCIAL SERVICES, INC. — notice-filed in AL, NY. IAPD ↗
47
MCMORGAN & COMPANY LLC — notice-filed in IL. IAPD ↗
47
STEEL GROVE CAPITAL ADVISORS, LLC — notice-filed in AL. IAPD ↗
47
MAROTTA WEALTH MANAGEMENT, INC. — notice-filed in NH, SC. IAPD ↗
47
AETOS ALTERNATIVES MANAGEMENT — notice-filed in FL. IAPD ↗
47
LUMBARD & KELLNER, LLC — notice-filed in FL, ME. IAPD ↗
47
DETALUS ADVISORS, LLC — notice-filed in GA, LA. IAPD ↗
47
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
47
BURNS MATTESON CAPITAL MANAGEMENT, LLC — notice-filed in MD, NE. IAPD ↗
47
OJM GROUP, LLC — notice-filed in LA, MA. IAPD ↗
47
ALTAIR ADVISERS, LLC — notice-filed in NH. IAPD ↗
47
PROBITY ADVISORS, INC. — notice-filed in AR, NE. IAPD ↗
47
WINDSOR ADVISORY GROUP, LLC — notice-filed in NY. IAPD ↗
47
RKL PRIVATE WEALTH — notice-filed in GA. IAPD ↗
47
STERN CAPITAL MANAGEMENT, INC. — notice-filed in SC, VA. IAPD ↗
47
JOHNSON WEALTH INC. — notice-filed in VT. IAPD ↗
47
NET WORTH ADVISORY GROUP, LLC — notice-filed in IL, WA. IAPD ↗
47
PRUDENT INVESTORS — notice-filed in CO, MI. IAPD ↗
47
ANNEX WEALTH MANAGEMENT, LLC — notice-filed in AL. IAPD ↗
47
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP — notice-filed in MI. IAPD ↗
47
MCMILL CPA AND ADVISORS — notice-filed in MI, VA. IAPD ↗
47
BOLTON GLOBAL ASSET MANAGEMENT — notice-filed in AK. IAPD ↗
47
SMITH SALLEY WEALTH MANAGEMENT — notice-filed in MD. IAPD ↗
47
DEAN FINANCIAL SERVICES — notice-filed in IL, NC. IAPD ↗
47
DIVIDEND ASSETS CAPITAL, LLC — notice-filed in MD, RI. IAPD ↗
47
J. SAFRA ASSET MANAGEMENT CORPORATION — notice-filed in MA. IAPD ↗
47
CARRET ASSET MANAGEMENT, LLC — notice-filed in AK. IAPD ↗
47
BLUE CHIP PARTNERS, LLC — notice-filed in AZ. IAPD ↗
47
TIMESSQUARE CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
47
PIONEER WEALTH MANAGEMENT GROUP — notice-filed in LA, NH. IAPD ↗
47
AEGIS WEALTH — notice-filed in MA, NE. IAPD ↗
47
MARCUM WEALTH, LLC — notice-filed in WI. IAPD ↗
47
NARWHAL CAPITAL MANAGEMENT — notice-filed in NE. IAPD ↗
47
STEPHENS INVESTMENT MANAGEMENT GROUP, LLC — notice-filed in ME. IAPD ↗
47
RAPPAPORT REICHES CAPITAL MANAGEMENT, — notice-filed in WA. IAPD ↗
47
WEALTH MANAGEMENT — notice-filed in OH. IAPD ↗
47
ROCKWOOD WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗
47
ZUCKERMAN INVESTMENT GROUP — notice-filed in AZ. IAPD ↗
47
MV CAPITAL MANAGEMENT, INC. — notice-filed in OH. IAPD ↗
47
S.B. VALUE PARTNERS, L.P. — notice-filed in AL. IAPD ↗
47
LEGACY ADVISORS, LLC — notice-filed in NH. IAPD ↗
47
MEASURED RISK PORTFOLIOS — notice-filed in NC, NM. IAPD ↗
47
ADVOCACY WEALTH MANAGEMENT, LLC — notice-filed in MI. IAPD ↗
47
CORNERSTONE ADVISORY — notice-filed in OH. IAPD ↗
47
METLIFE INVESTMENT MANAGEMENT, LLC — notice-filed in CT. IAPD ↗
47
COPPERWYND FINANCIAL — notice-filed in MI, MT. IAPD ↗
47
JAFFE TILCHIN INVESTMENT PARTNERS, LLC — notice-filed in MN. IAPD ↗
47
SMITH ANGLIN FINANCIAL, LLC — notice-filed in MO. IAPD ↗
47
WALSH & ASSOCIATES, LLC — notice-filed in MA, MO. IAPD ↗
47
MAR VISTA INVESTMENT PARTNERS, LLC — notice-filed in MO. IAPD ↗
47
DMKC ADVISORY SERVICES, LLC — notice-filed in GA, NV. IAPD ↗
47
AUXANO ADVISORS — notice-filed in VA. IAPD ↗
47
TBH GLOBAL ASSET MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
47
OCEAN PARK ASSET MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
47
ALTERNA WEALTH MANAGEMENT, INC. — notice-filed in NM. IAPD ↗
47
QUATTRO ADVISORS L.L.C. — notice-filed in FL, VA. IAPD ↗
47
CONSTELLATION WEALTH ADVISORS — notice-filed in TN. IAPD ↗
47
MAINLINE WEST FUND MANAGER LLC — notice-filed in TX. IAPD ↗
47
WEALTHSPIRE ADVISORS — notice-filed in WA. IAPD ↗
47
OLD WEST INVESTMENT MANAGEMENT, LLC — notice-filed in IN, PA. IAPD ↗
47
ROCKY MOUNTAIN ADVISERS, LLC — notice-filed in IA. IAPD ↗
47
CAPITAL INVESTMENT ADVISORY SERVICES, LLC — notice-filed in AZ. IAPD ↗
47
CLEAR HAVEN CAPITAL MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
47
LEAFHOUSE FINANCIAL ADVISORS, LLC — notice-filed in AK. IAPD ↗
47
STILLWATER CAPITAL ADVISORS, LLC — notice-filed in GA. IAPD ↗
47
MONTE FINANCIAL GROUP, LLC — notice-filed in CA, NH. IAPD ↗
47
EFFICIENT ADVISORS — notice-filed in DC. IAPD ↗
47
ANDINA FAMILY OFFICES — notice-filed in OR. IAPD ↗
47
CKW FINANCIAL GROUP, LLC — notice-filed in UT. IAPD ↗
47
VENTURA WEALTH MANAGEMENT — notice-filed in NY, SC. IAPD ↗
47
COASTAL BRIDGE ADVISORS — notice-filed in GA. IAPD ↗
47
EMPIRICAL WEALTH MANAGEMENT — notice-filed in KY. IAPD ↗
47
RED DOOR WEALTH MANAGEMENT, LLC — notice-filed in MO. IAPD ↗
47
ASHTON THOMAS PRIVATE WEALTH — notice-filed in NH. IAPD ↗
47
BELMONT CAPITAL GROUP — notice-filed in LA, NJ. IAPD ↗
47
SOLTIS INVESTMENT ADVISORS, LLC — notice-filed in AR. IAPD ↗
47
WESTFULLER ADVISORS, LLC — notice-filed in NJ. IAPD ↗
47
FLAGSHIP HARBOR ADVISORS, LLC — notice-filed in ID. IAPD ↗
47
ACTIVEST WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
47
FOUNTAINHEAD ADVISORS — notice-filed in NV. IAPD ↗
47
EFG ASSET MANAGEMENT (AMERICAS) CORP. — notice-filed in IL. IAPD ↗
47
TRINITY LEGACY PARTNERS, LLC — notice-filed in FL, GA. IAPD ↗
47
SAPIENT PRIVATE WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
47
TFO FAMILY OFFICE PARTNERS — notice-filed in SC. IAPD ↗
47
JANNEY CAPITAL MANAGEMENT LLC — notice-filed in NE. IAPD ↗
47
ANGELES WEALTH MANAGEMENT, LLC — notice-filed in CT. IAPD ↗
47
THE INVESTMENT HOUSE LLC — notice-filed in AR. IAPD ↗
47
THE PINNACLE FINANCIAL GROUP — notice-filed in IN. IAPD ↗
47
STRATEGY FINANCIAL GROUP — notice-filed in NC, NE. IAPD ↗
47
CORNERSTONE WEALTH MANAGEMENT, LLC — notice-filed in ME. IAPD ↗
47
IRON HORSE WEALTH MANAGEMENT, LLC — notice-filed in AZ, MI. IAPD ↗
47
PRAIRIE WEALTH ADVISORS, INC. — notice-filed in CO, MO. IAPD ↗
47
PRIVATE CAPITAL MANAGEMENT, LLC — notice-filed in MD. IAPD ↗
47
THE PORTFOLIO STRATEGY GROUP, LLC — notice-filed in NH. IAPD ↗
47
ELM WEALTH — notice-filed in DE. IAPD ↗
47
APTUS CAPITAL ADVISORS, LLC — notice-filed in VT. IAPD ↗
47
PRACTICECFO INVESTMENTS — notice-filed in NC, OR. IAPD ↗
47
BAKER TILLY WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
47
GOLDEN STATE WEALTH MANAGEMENT, LLC — notice-filed in AL. IAPD ↗
47
ORGEL WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
47
FLAHARTY ASSET MANAGEMENT, LLC — notice-filed in LA, NH. IAPD ↗
47
CLARIS FINANCIAL, LLC — notice-filed in FL, SC. IAPD ↗
47
OCCIDENTAL ASSET MANAGEMENT, LLC — notice-filed in NC, NH. IAPD ↗
47
SHEPHERD FINANCIAL PARTNERS, LLC — notice-filed in NJ. IAPD ↗
47
SCHECHTER INVESTMENT ADVISORS, LLC — notice-filed in SC. IAPD ↗
47
WT WEALTH MANAGEMENT, LLC — notice-filed in CO, VA. IAPD ↗
47
WEALTHSHIELD PARTNERS, LLC — notice-filed in IL. IAPD ↗
47
VISIONARY WEALTH ADVISORS, LLC — notice-filed in NM. IAPD ↗
47
PETIX & BOTTE FINANCIAL — notice-filed in CO, FL. IAPD ↗
47
KEYSTONE FINANCIAL GROUP, LLC — notice-filed in CO. IAPD ↗
47
MCADAM LLC — notice-filed in NE. IAPD ↗
47
CITRINE CAPITAL — notice-filed in IL, WA. IAPD ↗
47
LWM ADVISORY SERVICES, LLC — notice-filed in MA, MD. IAPD ↗
47
GR FINANCIAL GROUP, LLC — notice-filed in IL, UT. IAPD ↗
47
THE PATRIOT FINANCIAL GROUP, LLC — notice-filed in DC. IAPD ↗
47
INTELLECTUS PARTNERS, LLC — notice-filed in FL. IAPD ↗
47
ARISTOTLE CAPITAL BOSTON, LLC — notice-filed in NE. IAPD ↗
47
MONOGRAPH WEALTH ADVISORS, LLC — notice-filed in NH. IAPD ↗
47
PROSPERITY WEALTH MANAGEMENT, INC. — notice-filed in IA, MS. IAPD ↗
47
FOUNDATIONS INVESTMENT ADVISORS LLC — notice-filed in PR. IAPD ↗
47
ARIES WEALTH MANAGEMENT, LLC — notice-filed in CA, TX. IAPD ↗
47
CASTLE ROCK WEALTH MANAGEMENT, LLC — notice-filed in FL, NM. IAPD ↗
47
PROFICIO CAPITAL PARTNERS LLC — notice-filed in ME. IAPD ↗
47
TRUE LINK FINANCIAL ADVISORS — notice-filed in NY. IAPD ↗
47
KOVITZ INVESTMENT GROUP PARTNERS, LLC — notice-filed in MS. IAPD ↗
47
LONGTAIL ALPHA, LLC — notice-filed in HI, NY. IAPD ↗
47
TRIUMPH CAPITAL MANAGEMENT — notice-filed in KY, OK. IAPD ↗
47
WEALTH QUARTERBACK LLC — notice-filed in CO, MT. IAPD ↗
47
STEWARD PARTNERS INVESTMENT ADVISORY, LLC — notice-filed in ND. IAPD ↗
47
USA FINANCIAL EXCHANGE — notice-filed in WY. IAPD ↗
47
LYELL WEALTH MANAGEMENT LP — notice-filed in NC. IAPD ↗
47
WADDELL & ASSOCIATES, LLC — notice-filed in AZ. IAPD ↗
47
WESTSHORE WEALTH — notice-filed in FL, ID. IAPD ↗
47
CLARK ASSET MANAGEMENT, LLC — notice-filed in MT, NV. IAPD ↗
47
TRAIL RIDGE INVESTMENT ADVISORS, LLC — notice-filed in CA, FL. IAPD ↗
47
INTEGRATED CAPITAL MANAGEMENT — notice-filed in GA, SC. IAPD ↗
47
180 WEALTH ADVISORS, LLC — notice-filed in AL. IAPD ↗
47
THE FIDUCIARY ALLIANCE — notice-filed in AK. IAPD ↗
47
EVOLUTION WEALTH ADVISORS, LLC — notice-filed in NY. IAPD ↗
47
MMBG INVESTMENT ADVISORS CO. — notice-filed in TX. IAPD ↗
47
GPS WEALTH STRATEGIES GROUP, LLC — notice-filed in HI. IAPD ↗
47
SEPIO CAPITAL, LP — notice-filed in HI. IAPD ↗
47
CAPITAL SQUARE, LLC — notice-filed in CO, SC. IAPD ↗
47
OPEROSE ADVISORS LLC — notice-filed in CA. IAPD ↗
47
ALERA INVESTMENT ADVISORS, LLC — notice-filed in CT. IAPD ↗
47
AWM CAPITAL, LLC — notice-filed in NE. IAPD ↗
47
ATLANTA CONSULTING GROUP ADVISORS, LLC — notice-filed in VA. IAPD ↗
47
WINTHROP WEALTH — notice-filed in MN. IAPD ↗
47
PETERSON WEALTH SERVICES INC. — notice-filed in NE, OK. IAPD ↗
47
PRACTICE FINANCIAL GROUP — notice-filed in NM, NV. IAPD ↗
47
HAMILTON WEALTH, LLC — notice-filed in NH, VA. IAPD ↗
47
HENDRICKS WEALTH AND ESTATE MANAGEMENT — notice-filed in KY, LA. IAPD ↗
47
VALLEY WEALTH STRATEGIES, LLC — notice-filed in MN. IAPD ↗
47
OPAL WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗
47
CORNERSTONE WEALTH — notice-filed in NH. IAPD ↗
47
ROOT FINANCIAL PARTNERS — notice-filed in DE. IAPD ↗
47
JGP WEALTH MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
47
BROADWAY WEALTH SOLUTIONS — notice-filed in CA, NH. IAPD ↗
47
MATERETSKY FINANCIAL GROUP — notice-filed in CO, TX. IAPD ↗
47
ATOM INVESTORS LP — notice-filed in CA. IAPD ↗
47
MARTEL WEALTH ADVISORS INC — notice-filed in NY. IAPD ↗
47
ATTICUS WEALTH MANAGEMENT — notice-filed in TN, VA. IAPD ↗
47
ASPIRE CAPITAL ADVISORS LLC — notice-filed in NV. IAPD ↗
47
BISON WEALTH, LLC — notice-filed in KY. IAPD ↗
47
RESOLUTE PARTNERS GROUP — notice-filed in FL. IAPD ↗
47
STERLING FINANCIAL GROUP, INC. — notice-filed in LA, TX. IAPD ↗
47
SOUND VIEW WEALTH ADVISORS GROUP, LLC — notice-filed in WA. IAPD ↗
47
HUDSON VALUE PARTNERS, LLC — notice-filed in NH, TX. IAPD ↗
47
PAINTED PORCH ADVISORS LLC — notice-filed in IL, MA. IAPD ↗
47
EAGLEBROOK ADVISORS — notice-filed in DC, NH. IAPD ↗
47
BURKHOLDER WEALTH MANAGEMENT — notice-filed in AR, CA. IAPD ↗
47
WMS WEALTH PLANNERS — notice-filed in NY, TX. IAPD ↗
47
WEDMONT PRIVATE CAPITAL — notice-filed in OH. IAPD ↗
47
MADISON PARTNERS — notice-filed in OR. IAPD ↗
47
SYNERGY INVESTMENT MANAGEMENT LLC — notice-filed in MA, TX. IAPD ↗
47
GIVERNY CAPITAL ASSET MANAGEMENT — notice-filed in IL, NC. IAPD ↗
47
FORGE FINANCIAL — notice-filed in OH. IAPD ↗
47
CORE ADVISORY GROUP — notice-filed in NY, PA. IAPD ↗
47
FOURTH DIMENSION WEALTH, LLC — notice-filed in IL, SC. IAPD ↗
47
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC — notice-filed in NJ. IAPD ↗
47
ODEON CAPITAL ADVISORS LLC — notice-filed in NJ, TX. IAPD ↗
47
CYNDEO WEALTH PARTNERS — notice-filed in OR. IAPD ↗
47
MAYFLOWER ADVISORS — notice-filed in AZ. IAPD ↗
47
QUENT CAPITAL, LLC — notice-filed in AZ. IAPD ↗
47
CARRICK LANE LLC — notice-filed in IN. IAPD ↗
47
TACTIVE ADVISORS, LLC — notice-filed in OK, TN. IAPD ↗
47
CORDOBA ADVISORY PARTNERS LLC — notice-filed in CA. IAPD ↗
47
HOWARD CAPITAL MANAGEMENT GROUP, LLC — notice-filed in IL. IAPD ↗
47
GREENUP STREET WEALTH MANAGEMENT LLC — notice-filed in IA, MA. IAPD ↗
47
OAK HARBOR WEALTH PARTNERS, LLC — notice-filed in MD, WA. IAPD ↗
47
VISTA FINANCE, LLC — notice-filed in MN, WY. IAPD ↗
47
YOUSIF CAPITAL MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
47
ALLEGIANCE FINANCIAL GROUP — notice-filed in CO, NH. IAPD ↗
47
VICKERMAN INVESTMENT ADVISORS, INC. — notice-filed in AK, UT. IAPD ↗
47
THE ASCENT GROUP, LLC — notice-filed in NE. IAPD ↗
47
THEPARTNERS WEALTH MANAGEMENT — notice-filed in DE, VA. IAPD ↗
47
INNOVATIVE WEALTH BUILDING LLC — notice-filed in AL, NY. IAPD ↗
47
INTERGY PRIVATE WEALTH, LLC — notice-filed in NH, OH. IAPD ↗
47
DOYENNE WEALTH ADVISORS — notice-filed in WA. IAPD ↗
47
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
47
TRANSCE3ND LLC — notice-filed in OR, PA. IAPD ↗
47
PACE FINANCIAL ADVISORS — notice-filed in CO, OH. IAPD ↗
47
3CHOPT INVESTMENT PARTNERS LLC — notice-filed in MD, SC. IAPD ↗
47
DAYMARK WEALTH PARTNERS, LLC — notice-filed in UT. IAPD ↗
47
ADVISOR PARTNERS — notice-filed in AR. IAPD ↗
47
GEARHART & ASSOCIATES — notice-filed in MO, SC. IAPD ↗
47
TFB ADVISORS, LLC — notice-filed in MN, WI. IAPD ↗
47
STRIVE ASSET MANAGEMENT — notice-filed in FL. IAPD ↗
47
GATEWAY WEALTH PARTNERS, LLC — notice-filed in MS. IAPD ↗
47
TWIN PEAKS WEALTH ADVISORS — notice-filed in GA, OR. IAPD ↗
47
CITI GLOBAL ALTERNATIVES, LLC — notice-filed in FL. IAPD ↗
47
ROSSBY FINANCIAL, LLC — notice-filed in CT, MO. IAPD ↗
47
STENGER FAMILY OFFICE, LLC — notice-filed in CO, UT. IAPD ↗
47
FIDUCIARY BENEFITS GROUP — notice-filed in AZ, LA. IAPD ↗
47
THREE SEASONS WEALTH — notice-filed in NV, TX. IAPD ↗
47
QUOTIENT WEALTH PARTNERS, LLC — notice-filed in ME. IAPD ↗
47
FIDUCIARY FAMILY OFFICE, LLC — notice-filed in LA, NY. IAPD ↗
47
WEALTHCARE CAPITAL PARTNERS, LLC — notice-filed in DE, NY. IAPD ↗
47
TOPSAIL WEALTH MANAGEMENT LLC — notice-filed in KY. IAPD ↗
47
MFP FINANCIAL SERVICES, LLC — notice-filed in AZ, TN. IAPD ↗
47
ELEVATED FINANCIAL GROUP — notice-filed in MI, NE. IAPD ↗
46
INNOVEST PORTFOLIO SOLUTIONS LLC — notice-filed in LA, MI, NY. IAPD ↗
46
THE BEDMINSTER GROUP — notice-filed in CA, MA, NY. IAPD ↗
46
THE PRIVATE INVESTMENT GROUP, INC. — notice-filed in FL, SC, TX. IAPD ↗
46
CENTER FOR ASSET MANAGEMENT, LLC — notice-filed in CT, NY, TX. IAPD ↗
46
CAITLIN JOHN, LLC — notice-filed in GA, LA, NH. IAPD ↗
46
FIRST AMERICAN ASSET ADVISORY, LLC — notice-filed in FL, OR, PA. IAPD ↗
46
HESEN & HASLAM — notice-filed in LA, NV, UT. IAPD ↗
46
STRATEGIC ADVISORY SERVICES — notice-filed in FL, GA, LA. IAPD ↗
46
BLACK KNIGHT WEALTH MANAGEMENT, LLC — notice-filed in CA, FL, NE. IAPD ↗
46
OPTIMA CAPITAL MANAGEMENT — notice-filed in IN, UT, WI. IAPD ↗
46
DRIVEN INVESTMENTS LLC — notice-filed in MO, MT, RI. IAPD ↗
46
KURE ADVISORY, LLC — notice-filed in CA, CO, NY. IAPD ↗
46
NINE30 ADVISORS LLC — notice-filed in AZ, IL, OH. IAPD ↗
46
MAIN ADVISORY, INC. — notice-filed in GA, MD, VA. IAPD ↗
46
TRUMAN WEALTH ADVISORS — notice-filed in MN, TN, TX. IAPD ↗
45
SUMMIT GLOBAL INVESTMENTS, LLC — filed an Item 4A succession naming SUMMIT GLOBAL INVESTMENTS, LLC (CRD 157091) — an entity change, not a deal. IAPD ↗
45
CARL P. SHERR & CO., LLC — notice-filed in RI. IAPD ↗
45
ALLEGHENY INVESTMENTS — notice-filed in LA. IAPD ↗
45
LESKO SECURITIES, INC. — notice-filed in CA. IAPD ↗
45
FSB PREMIER WEALTH MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
45
CHAPIN DAVIS ASSET MANAGEMENT — notice-filed in CO. IAPD ↗
45
UNITED BROKERAGE SERVICES INC — notice-filed in GA. IAPD ↗
45
USA FINANCIAL SECURITIES CORPORATION — notice-filed in WY. IAPD ↗
45
FIDUCIARY ADVISORS, LLC — notice-filed in FL. IAPD ↗
45
AUFMAN ASSOCIATES INC — notice-filed in LA. IAPD ↗
45
PEGASUS ASSET MANAGEMENT INC — notice-filed in CT. IAPD ↗
45
BLANKINSHIP & FOSTER, LLC — notice-filed in NH. IAPD ↗
45
THE ARKANSAS FINANCIAL GROUP, INC. — notice-filed in AL. IAPD ↗
45
BRIAUD FINANCIAL ADVISORS — notice-filed in NE. IAPD ↗
45
INDEPENDENT INVESTORS INC — notice-filed in CT. IAPD ↗
45
NIGHT OWL CAPITAL MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
45
CHATHAM CAPITAL GROUP INC — notice-filed in NY. IAPD ↗
45
PETTYJOHN, WOOD & WHITE, INC. — notice-filed in LA. IAPD ↗
45
SNYDER WEALTH GROUP — notice-filed in VA. IAPD ↗
45
SIERRA INVESTMENT MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC — notice-filed in CO. IAPD ↗
45
BRUNI J V & CO — notice-filed in NC. IAPD ↗
45
STERLING CAPITAL MANAGEMENT INC — notice-filed in CO. IAPD ↗
45
DOMINION PORTFOLIO MANAGEMENT, INC. — notice-filed in OK. IAPD ↗
45
TRUST ADVISORY GROUP LTD — notice-filed in WI. IAPD ↗
45
PEAK ASSET MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
45
GRANT STREET ASSET MANAGEMENT INC — notice-filed in SC. IAPD ↗
45
ASPYRE WEALTH PARTNERS — notice-filed in OR. IAPD ↗
45
PREMIER FINANCIAL GROUP INC — notice-filed in TX. IAPD ↗
45
BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. — notice-filed in NC. IAPD ↗
45
GPM GROWTH INVESTORS, INC. — notice-filed in NY. IAPD ↗
45
SOWA FINANCIAL GROUP — notice-filed in LA. IAPD ↗
45
KELMAN LAZAROV INC — notice-filed in SC. IAPD ↗
45
BLUE OCEAN CAPITAL — notice-filed in NC. IAPD ↗
45
SHOKER INVESTMENTS — notice-filed in TX. IAPD ↗
45
HANSON & DOREMUS INVESTMENT MANAGEMENT — notice-filed in IL. IAPD ↗
45
AVISO WEALTH MANAGEMENT — notice-filed in AK. IAPD ↗
45
OLD PORT ADVISORS — notice-filed in CA. IAPD ↗
45
LOMBARD ADVISERS INCORPORATED — notice-filed in KY. IAPD ↗
45
WHITE PINE CAPITAL LLC — notice-filed in WI. IAPD ↗
45
BOUVEL INVESTMENT PARTNERS, LLC — notice-filed in UT. IAPD ↗
45
LEGACY CONSULTING GROUP — notice-filed in CO. IAPD ↗
45
STERLING FINANCIAL PLANNING INC — notice-filed in TN. IAPD ↗
45
SIERRA ASSET MANAGEMENT — notice-filed in LA. IAPD ↗
45
MCGOWAN & CO LLP — notice-filed in LA. IAPD ↗
45
TOWER VIEW WEALTH MANAGEMENT LLC — notice-filed in LA. IAPD ↗
45
VAWTER FINANCIAL LTD — notice-filed in NC. IAPD ↗
45
DUMONT & BLAKE INVESTMENT ADVISORS LLC — notice-filed in DE. IAPD ↗
45
SHAYNE & JACOBS, LLC — notice-filed in NY. IAPD ↗
45
NAVPOINT FINANCIAL, INC. — notice-filed in WI. IAPD ↗
45
TILLMAN HARTLEY LLC — notice-filed in TX. IAPD ↗
45
WAGNER LOFTIN INVESTMENT SERVICES LLC — notice-filed in NY. IAPD ↗
45
LINCOLN CAPITAL CORPORATION — notice-filed in VT. IAPD ↗
45
STRATEGY ASSET MANAGERS L.L.C. — notice-filed in VA. IAPD ↗
45
SCHAEFER FINANCIAL MANAGEMENT, INC. — notice-filed in MA. IAPD ↗
45
KEATING INVESTMENT COUNSELORS INC — notice-filed in SC. IAPD ↗
45
KNIGHTSBRIDGE WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
45
PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
45
OMC FINANCIAL SERVICES LTD — notice-filed in PA. IAPD ↗
45
CLARK FINANCIAL SERVICES GROUP, INC. — notice-filed in CA. IAPD ↗
45
NOESIS CAPITAL MANAGEMENT CORP — notice-filed in CO. IAPD ↗
45
THE MARSHALL FINANCIAL GROUP, INC — notice-filed in OH. IAPD ↗
45
DOCK STREET ASSET MANAGEMENT INC — notice-filed in NE. IAPD ↗
45
BLUME CAPITAL MANAGEMENT, INC. — notice-filed in OR. IAPD ↗
45
THE STERLING GROUP — notice-filed in GA. IAPD ↗
45
CONSULTIVA WEALTH MANAGEMENT, CORP. — notice-filed in WY. IAPD ↗
45
CHICAGO WEALTH MANAGEMENT, INC. — notice-filed in MI. IAPD ↗
45
MWA FINANCIAL SERVICES, INC. — notice-filed in MT. IAPD ↗
45
NEW PERSPECTIVES, INC. — notice-filed in CA. IAPD ↗
45
RADEMACHER FINANCIAL, INC. — notice-filed in NY. IAPD ↗
45
AMERICAN TRUST INVESTMENT ADVISORS, LLC — notice-filed in ME. IAPD ↗
45
PARSONS CAPITAL MANAGEMENT, LLC — notice-filed in UT. IAPD ↗
45
PROFESSIONAL FINANCIAL SOLUTIONS, LLC — notice-filed in DC. IAPD ↗
45
ELEMENT WEALTH, LLC — notice-filed in NC. IAPD ↗
45
BCS WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
HARMONY ASSET MANAGEMENT LLC — notice-filed in SC. IAPD ↗
45
WINDSOR CAPITAL MANAGEMENT, LLC — notice-filed in OR. IAPD ↗
45
HRC WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗
45
AMERANT INVESTMENTS, INC. — notice-filed in CA. IAPD ↗
45
SQUIRE WEALTH ADVISORS — notice-filed in NE. IAPD ↗
45
COLLEGIATE CAPITAL MANAGEMENT, INC. — notice-filed in LA. IAPD ↗
45
FINANCIAL AVENGERS, INC. — notice-filed in OR. IAPD ↗
45
NUVERSE ADVISORS LLC — notice-filed in FL. IAPD ↗
45
NAVALIGN, LLC — notice-filed in LA. IAPD ↗
45
PATTON WEALTH ADVISORS — notice-filed in LA. IAPD ↗
45
HWA FINANCIAL GROUP — notice-filed in GA. IAPD ↗
45
RIDGEWOOD INVESTMENTS — notice-filed in MD. IAPD ↗
45
ALTRIUS CAPITAL MANAGEMENT, INC. — notice-filed in MO. IAPD ↗
45
MATSON FINANCIAL ADVISORS, INC. — notice-filed in FL. IAPD ↗
45
KASSOUF WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗
45
SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
45
CARMEL CAPITAL PARTNERS, LLC — notice-filed in FL. IAPD ↗
45
MOSELEY INVESTMENT MANAGEMENT, INC. — notice-filed in CO. IAPD ↗
45
HELLER WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
45
DICKMEYER BOYCE FINANCIAL MANAGEMENT, INC — notice-filed in NH. IAPD ↗
45
ARCATAUR CAPITAL MANAGEMENT LLC — notice-filed in MN. IAPD ↗
45
OMNI 360 WEALTH, INC. — notice-filed in VA. IAPD ↗
45
CORNERSTONE WEALTH ADVISORS, INC. — notice-filed in LA. IAPD ↗
45
SYMPHONY FINANCIAL SERVICES, INC. — notice-filed in NJ. IAPD ↗
45
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. — notice-filed in CO. IAPD ↗
45
PKS ADVISORY SERVICES, LLC — notice-filed in SD. IAPD ↗
45
RB CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
45
HIGHLAND FINANCIAL ADVISORS, LLC — notice-filed in PA. IAPD ↗
45
FRISCH FINANCIAL GROUP, INC. — notice-filed in NC. IAPD ↗
45
SMITH ASSET MANAGEMENT CO., LLC — notice-filed in CA. IAPD ↗
45
FRANCIS FINANCIAL — notice-filed in NH. IAPD ↗
45
TEMPLETON FINANCIAL SERVICES INC. — notice-filed in TX. IAPD ↗
45
HOGANTAYLOR WEALTH — notice-filed in TN. IAPD ↗
45
NELSON CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC — notice-filed in WI. IAPD ↗
45
BROOK CAPITAL — notice-filed in NC. IAPD ↗
45
WESTWOOD WEALTH MANAGEMENT — notice-filed in WA. IAPD ↗
45
GRYPHON ADVISORS, LLC — notice-filed in IN. IAPD ↗
45
PROSTATIS FINANCIAL ADVISORS GROUP — notice-filed in GA. IAPD ↗
45
SILVERLEAFE CAPITAL PARTNERS, LLC — notice-filed in LA. IAPD ↗
45
CAPITAL TRUST ADVISORS — notice-filed in WA. IAPD ↗
45
KENDALL CAPITAL MANAGEMENT — notice-filed in CO. IAPD ↗
45
MARYLAND CAPITAL ADVISORS, INC. — notice-filed in NC. IAPD ↗
45
CAPITAL MARKETS IQ, LLC — notice-filed in KY. IAPD ↗
45
SPECTRUM WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
THE RICE PARTNERSHIP, LLC — notice-filed in OR. IAPD ↗
45
HOLLAND ADVISORY SERVICES, INC. — notice-filed in TN. IAPD ↗
45
NORTH BERKELEY WEALTH MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
45
IFRAH FINANCIAL SERVICES, INC. — notice-filed in CO. IAPD ↗
45
ELCO MANAGEMENT COMPANY, LLC — notice-filed in LA. IAPD ↗
45
PYA WALTMAN CAPITAL, LLC — notice-filed in NC. IAPD ↗
45
STONE HOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
45
TORREY GROWTH & INCOME ADVISORS, LLC — notice-filed in DC. IAPD ↗
45
USA FINANCIAL FORMULAS CORPORATION — notice-filed in WY. IAPD ↗
45
BLUEPOINTE CAPITAL MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
MERIT FINANCIAL PARTNERS LLC — notice-filed in NH. IAPD ↗
45
PINNACLE CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
45
PEIRCE CAPITAL MANAGEMENT, LLC — notice-filed in NM. IAPD ↗
45
TOTAL CLARITY WEALTH MANAGEMENT, INC — notice-filed in NY. IAPD ↗
45
KEATING FINANCIAL ADVISORY SERVICES — notice-filed in KY. IAPD ↗
45
PEACHTREE INVESTMENT PARTNERS, LLC — notice-filed in NE. IAPD ↗
45
GUARDIAN WEALTH ADVISORS, LLC — notice-filed in LA. IAPD ↗
45
ROBINSWOOD FINANCIAL — notice-filed in CO. IAPD ↗
45
CAIRN INVESTMENT GROUP — notice-filed in SC. IAPD ↗
45
BARRY INVESTMENT ADVISORS, LLC — notice-filed in SC. IAPD ↗
45
PASI INVESTMENTS, LLC — notice-filed in CO. IAPD ↗
45
RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
45
TRADEWINDS CAPITAL MANAGEMENT, LLC — notice-filed in ID. IAPD ↗
45
AVIANCE CAPITAL PARTNERS LLC — notice-filed in NC. IAPD ↗
45
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC — notice-filed in TN. IAPD ↗
45
GREAT POINT WEALTH ADVISORS, LLC — notice-filed in VT. IAPD ↗
45
COURAGE MILLER PARTNERS, LLC — notice-filed in OR. IAPD ↗
45
HT PARTNERS LLC — notice-filed in MA. IAPD ↗
45
THE RETIREMENT SOLUTION LLC — notice-filed in NC. IAPD ↗
45
CONVERGENCE INVESTMENT PARTNERS, LLC — notice-filed in NV. IAPD ↗
45
CENTRAL TRUST BANK — notice-filed in NE. IAPD ↗
45
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. — notice-filed in MI. IAPD ↗
45
ESSEX PRIVATE WEALTH MANAGEMENT LLC — notice-filed in VA. IAPD ↗
45
GIVERNY CAPITAL ADVISORS — notice-filed in CT. IAPD ↗
45
NOVA FINANCIAL SERVICES — notice-filed in OR. IAPD ↗
45
BLOSSOM WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
45
16TH AMENDMENT ADVISORS LLC — notice-filed in OH. IAPD ↗
45
WOODWARD FINANCIAL ADVISORS, INC. — notice-filed in LA. IAPD ↗
45
LODESTONE WEALTH MANAGEMENT LLC — notice-filed in CA. IAPD ↗
45
MISSION CREEK CAPITAL PARTNERS, INC. — notice-filed in NC. IAPD ↗
45
BULLDOG INVESTORS, LLP — notice-filed in CO. IAPD ↗
45
KUBHERA ENTERPRISES LLC — notice-filed in GA. IAPD ↗
45
KEVIN M. GIBNEY AND COMPANY, LLC — notice-filed in FL. IAPD ↗
45
FIRST FINANCIAL COACHING, INC. — notice-filed in TN. IAPD ↗
45
FINANCIAL ADVISORS NETWORK, INC. — notice-filed in MD. IAPD ↗
45
HOEY INVESTMENTS, INC. — notice-filed in AZ. IAPD ↗
45
RIA ADVISORY GROUP, LLC — notice-filed in NH. IAPD ↗
45
POLLOCK INVESTMENT ADVISORS, LLC — notice-filed in LA. IAPD ↗
45
DARA CAPITAL US, INC. — notice-filed in CT. IAPD ↗
45
RENAISSANCE INVESTMENT GROUP, LLC — notice-filed in NC. IAPD ↗
45
MEMBERS ADVISORY GROUP, LLC — notice-filed in TN. IAPD ↗
45
TRELLIS WEALTH ADVISORS, LLC — notice-filed in CO. IAPD ↗
45
GOODHAVEN CAPITAL MANAGEMENT — notice-filed in FL. IAPD ↗
45
AVALAN, LLC — notice-filed in MI. IAPD ↗
45
POST RESCH TALLON GROUP — notice-filed in MA. IAPD ↗
45
COMPASS FINANCIAL MANAGEMENT LLC — notice-filed in ME. IAPD ↗
45
ELLIS INVESTMENT PARTNERS, LLC — notice-filed in NH. IAPD ↗
45
GLOBAL VIEW CAPITAL MANAGEMENT LLC — notice-filed in HI. IAPD ↗
45
RPG FAMILY WEALTH ADVISORY, LLC — notice-filed in NJ. IAPD ↗
45
INVESTOR FAN — notice-filed in NV. IAPD ↗
45
CULTIVAR CAPITAL, INC. — notice-filed in CO. IAPD ↗
45
SEQUENT PLANNING, LLC — notice-filed in NM. IAPD ↗
45
OAKWELL PRIVATE WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗
45
CORE WEALTH MANAGEMENT, INC. — notice-filed in NE. IAPD ↗
45
AMJ FINANCIAL WEALTH MANAGEMENT LLC — notice-filed in SC. IAPD ↗
45
FSA INVESTMENT GROUP, LLC — notice-filed in MT. IAPD ↗
45
PARAGON FINANCIAL SERVICES — notice-filed in NY. IAPD ↗
45
AFFINITY CAPITAL ADVISORS LLC — notice-filed in CO. IAPD ↗
45
FULLCIRCLE WEALTH LLC — notice-filed in IL. IAPD ↗
45
CASCADES CAPITAL ASSET MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
45
CONCENTRUM WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
45
COPPER FINANCIAL — notice-filed in DC. IAPD ↗
45
FINANCIAL PLANNING SOLUTIONS, LLC — notice-filed in ME. IAPD ↗
45
NAVIGOE, LLC — notice-filed in AZ. IAPD ↗
45
LOGICA CAPITAL ADVISERS, LLC — notice-filed in TN. IAPD ↗
45
TROXELL FINANCIAL — notice-filed in AZ. IAPD ↗
45
MBM WEALTH CONSULTANTS, LLC — notice-filed in AZ. IAPD ↗
45
SANCHEZ WEALTH MANAGEMENT GROUP, LLC — notice-filed in NE. IAPD ↗
45
CAPITAL PLANNING, LLC — notice-filed in ID. IAPD ↗
45
TRANSATLANTIQUE PRIVATE WEALTH LLC — notice-filed in VA. IAPD ↗
45
BRIDGEWATER ASSET MANAGEMENT LLC — notice-filed in AZ. IAPD ↗
45
BROPHY WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗
45
FLUENT FINANCIAL, LLC — notice-filed in NM. IAPD ↗
45
SIVIA CAPITAL PARTNERS, LLC — notice-filed in NY. IAPD ↗
45
COIGN CAPITAL ADVISORS LLC — notice-filed in NC. IAPD ↗
45
MFA WEALTH ADVISORS, LLC — notice-filed in MD. IAPD ↗
45
ARCHVEST WEALTH ADVISORS, INC. — notice-filed in FL. IAPD ↗
45
FORTIS CAPITAL MANAGEMENT LLC — notice-filed in NY. IAPD ↗
45
RUEDI WEALTH MANAGEMENT, INC. — notice-filed in AL. IAPD ↗
45
WHITE OAKS WEALTH ADVISORS, INC. — notice-filed in WI. IAPD ↗
45
NARUS FINANCIAL PARTNERS, LLC — notice-filed in LA. IAPD ↗
45
BENTOAK CAPITAL — notice-filed in FL. IAPD ↗
45
NAVIGATE WEALTH MANAGEMENT, LLC — notice-filed in MS. IAPD ↗
45
QUARTZ PARTNERS INVESTMENT MANAGEMENT — notice-filed in IL. IAPD ↗
45
MARSHALL INVESTMENT MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
45
THE GLEASON GROUP, INC. — notice-filed in TN. IAPD ↗
45
INTEGRATED INVESTMENT CONSULTANTS, LLC — notice-filed in CA. IAPD ↗
45
THE MAIN STREET GROUP — notice-filed in NY. IAPD ↗
45
CASTLEPOINT WEALTH ADVISORS — notice-filed in NH. IAPD ↗
45
REDWOOD WEALTH MANAGEMENT GROUP, LLC — notice-filed in TN. IAPD ↗
45
DGS CAPITAL MANAGEMENT — notice-filed in MA. IAPD ↗
45
R2 WEALTH MANAGEMENT PARTNERS — notice-filed in NC. IAPD ↗
45
SWEENEY & MICHEL, LLC — notice-filed in NE. IAPD ↗
45
NICHOLAS WEALTH MANAGEMENT — notice-filed in AZ. IAPD ↗
45
KANEN WEALTH MANAGEMENT LLC — notice-filed in PA. IAPD ↗
45
BMSS WESSON WEALTH SOLUTIONS — notice-filed in TX. IAPD ↗
45
WHIPPLEWOOD ADVISORS, LLC — notice-filed in NE. IAPD ↗
45
PARADIGM WEALTH ADVISORY LLC — notice-filed in NH. IAPD ↗
45
WOLFF FINANCIAL MANAGEMENT LLC — notice-filed in IN. IAPD ↗
45
5C CAPITAL MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
45
MAXIMAI INVESTMENT PARTNERS, LLC — notice-filed in TX. IAPD ↗
45
ORIN GREEN FINANCIAL, LLC — notice-filed in TX. IAPD ↗
45
PSI ADVISORS, LLC — notice-filed in MA. IAPD ↗
45
ROUND ROCK ADVISORS LLC — notice-filed in LA. IAPD ↗
45
1776 WEALTH LLC — notice-filed in NV. IAPD ↗
45
RUNNING OAK CAPITAL LLC — notice-filed in IL. IAPD ↗
45
STORDAHL CAPITAL MANAGEMENT, INC. — notice-filed in SC. IAPD ↗
45
ALLIANCE WEALTH ADVISORS, LLC — notice-filed in VA. IAPD ↗
45
ALLIUM FINANCIAL ADVISORS, LLC — notice-filed in AZ. IAPD ↗
45
LEEWARD FINANCIAL PARTNERS, LLC — notice-filed in AZ. IAPD ↗
45
RESOLUTE WEALTH ADVISOR, INC. — notice-filed in MS. IAPD ↗
45
TRUE NORTH RETIREMENT ADVISORS, LLC — notice-filed in ID. IAPD ↗
45
INNEALTA CAPITAL — notice-filed in MN. IAPD ↗
45
MAIA WEALTH — notice-filed in LA. IAPD ↗
45
BRIDGEWEALTH ADVISORY GROUP, LLC — notice-filed in NH. IAPD ↗
45
SOVEREIGN FINANCIAL GROUP, INC. — notice-filed in SC. IAPD ↗
45
CAPASSO PLANNING PARTNERS LLC — notice-filed in TN. IAPD ↗
45
MCGUIRE WEALTH MANAGEMENT — notice-filed in NY. IAPD ↗
45
INLET PRIVATE WEALTH, LLC — notice-filed in TX. IAPD ↗
45
TRG ADVISORS, INC. — notice-filed in NH. IAPD ↗
45
OXINAS PARTNERS WEALTH MANAGEMENT — notice-filed in NC. IAPD ↗
45
MTM INVESTMENT MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
45
AUSPICIOUS FINANCIAL PLANNING, LLC — notice-filed in WA. IAPD ↗
45
JUNCTURE WEALTH STRATEGIES, LLC — notice-filed in FL. IAPD ↗
45
ASIO CAPITAL LLC — notice-filed in GA. IAPD ↗
45
BLUE INVESTMENT PARTNERS LLC — notice-filed in NY. IAPD ↗
45
BLUE ROCK FINANCIAL GROUP — notice-filed in FL. IAPD ↗
45
WOOD TARVER FINANCIAL — notice-filed in AZ. IAPD ↗
45
EXCEL WEALTH MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
45
MODEL WEALTH — notice-filed in FL. IAPD ↗
45
OPTAS, LLC — notice-filed in WA. IAPD ↗
45
MONTZ HARCUS WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗
45
INVESTMENT RESEARCH PARTNERS — notice-filed in FL. IAPD ↗
45
BALLAST FINANCIAL ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
RHP WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
45
SYNERGY FINANCIAL PARTNERS, LLC — notice-filed in CA. IAPD ↗
45
BOOKENDS FINANCIAL PLANNING — notice-filed in LA. IAPD ↗
45
BLUE ZONE WEALTH ADVISORS, LLC — notice-filed in NV. IAPD ↗
45
SOUTHBRIDGE ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
RUNNING POINT CAPITAL ADVISORS LLC — notice-filed in WA. IAPD ↗
45
MASON & ASSOCIATES, LLC — notice-filed in SC. IAPD ↗
45
ASPEN WEALTH STRATEGIES, LLC — notice-filed in NE. IAPD ↗
45
AIRE ADVISORS, LLC — notice-filed in MT. IAPD ↗
45
PATHVIEW WEALTH ADVISORS — notice-filed in TN. IAPD ↗
45
SAN LUIS WEALTH ADVISORS — notice-filed in OR. IAPD ↗
45
MARKS WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
45
PACIFIC POINT ADVISORS, LLC — notice-filed in ID. IAPD ↗
45
INSTRUMENTAL WEALTH, LLC — notice-filed in NY. IAPD ↗
45
CORVUS WEALTH ADVISORS LLC — notice-filed in TX. IAPD ↗
45
ASPIRE GROWTH PARTNERS LLC — notice-filed in MD. IAPD ↗
45
COGENTBLUE — notice-filed in LA. IAPD ↗
45
OLIVER LAGORE VANVALIN INVESTMENT GROUP, INC. — notice-filed in AL. IAPD ↗
45
VON BERGE WEALTH MANAGEMENT GROUP, LLC — notice-filed in NE. IAPD ↗
45
POINTOAK RETIREMENT ADVISORS — notice-filed in NH. IAPD ↗
45
STRONG TOWER ADVISORY SERVICES — notice-filed in LA. IAPD ↗
45
NOBLE FAMILY WEALTH — notice-filed in NH. IAPD ↗
45
TRACTION FINANCIAL PARTNERS — notice-filed in IL. IAPD ↗
45
THE LEWIS FINANCIAL GROUP — notice-filed in NH. IAPD ↗
45
PROSPERITAS FINANCIAL, LLC — notice-filed in UT. IAPD ↗
45
HERITAGE WEALTH MANAGEMENT, INC. — notice-filed in UT. IAPD ↗
45
UNCONVENTIONAL INVESTOR, LLC — notice-filed in TX. IAPD ↗
45
SAFE HARBOR FAMILY CAPITAL, LLC — notice-filed in TX. IAPD ↗
45
FORTITUDE FAMILY OFFICE — notice-filed in DE. IAPD ↗
45
GADDIS PREMIER WEALTH ADVISORS LLC — notice-filed in AZ. IAPD ↗
45
SPARTA WEALTH PARTNERS — notice-filed in OH. IAPD ↗
45
HIBERNIA WEALTH PARTNERS, LLC — notice-filed in FL. IAPD ↗
45
BREAKWATER CAPITAL GROUP — notice-filed in VA. IAPD ↗
45
ATLAS FIDUCIARY SERVICES, INC. — notice-filed in MA. IAPD ↗
45
CORE WEALTH PARTNERS LLC — notice-filed in AZ. IAPD ↗
45
ACCESS INVESTMENT MANAGEMENT, LLC — notice-filed in MD. IAPD ↗
45
GOLDEN STATE EQUITY PARTNERS, LLC — notice-filed in ID. IAPD ↗
45
UPTICK PARTNERS, LLC — notice-filed in AZ. IAPD ↗
45
BULL HARBOR CAPITAL LLC. — notice-filed in TN. IAPD ↗
45
MARIDEA WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
45
TRIAD WEALTH PARTNERS, LLC — notice-filed in NE. IAPD ↗
45
LEGACY EDGE ADVISORS — notice-filed in NH. IAPD ↗
45
ELYXIUM WEALTH LLC — notice-filed in FL. IAPD ↗
45
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — notice-filed in AZ. IAPD ↗
45
ALLEGIANT WEALTH ADVISORS, LLC — notice-filed in TX. IAPD ↗
45
IMPACT RETIREMENT ADVISORS — notice-filed in CA. IAPD ↗
45
CARRERA CAPITAL ADVISORS — notice-filed in CO. IAPD ↗
45
A&M PRIVATE WEALTH PARTNERS, LLC — notice-filed in DE. IAPD ↗
45
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in ME. IAPD ↗
45
MOREY & QUINN WEALTH PARTNERS — notice-filed in GA. IAPD ↗
45
MAY HILL CAPITAL, LLC — notice-filed in VA. IAPD ↗
45
UNITING WEALTH PARTNERS — notice-filed in OK. IAPD ↗
45
TRADEWELL SECURITIES, LLC — notice-filed in TX. IAPD ↗
45
STONE TEMPLE PARTNERS LLC — notice-filed in UT. IAPD ↗
44
CREWS & ASSOCIATES, INC. — notice-filed in NJ, WI. IAPD ↗
44
STAPP WEALTH MANAGEMENT, PLLC — notice-filed in AR, AZ. IAPD ↗
44
KANE INVESTMENT MANAGEMENT, INC. — notice-filed in AZ, TX. IAPD ↗
44
CAPE ANN CAPITAL, INC. — notice-filed in CA, CT. IAPD ↗
44
OMEGA CAPITAL MANAGEMENT, LLC — notice-filed in MA, PA. IAPD ↗
44
COLLINS ADVISORS, LLC — notice-filed in NC, NM. IAPD ↗
44
READ & POWELL FINANCIAL SERVICES, LLC — notice-filed in NH, UT. IAPD ↗
44
CAMPION ASSET MANAGEMENT, LLC — notice-filed in CA, DC. IAPD ↗
44
TAURUS CAPITAL ADVISORS, LLC — notice-filed in CA, NY. IAPD ↗
44
CANNON BEACH FINANCIAL ADVISORS — notice-filed in LA, NH. IAPD ↗
44
BARNSTONE ADVISORS LLC — notice-filed in DE, TX. IAPD ↗
44
TAYLOR CAPITAL MANAGEMENT — notice-filed in CA, SC. IAPD ↗
44
FINGERLAKES WEALTH MANAGEMENT, INC. — notice-filed in VA, WA. IAPD ↗
44
LANIER FINANCIAL GROUP LLC — notice-filed in FL, NH. IAPD ↗
44
ALERA RETIREMENT ADVISORS, LLC — notice-filed in FL, PA. IAPD ↗
44
DAVINCI FINANCIAL DESIGNS — notice-filed in MD, TN. IAPD ↗
44
DONALIES FINANCIAL PLANNING, LLC — notice-filed in CA, MT. IAPD ↗
44
FELTL ADVISORS — notice-filed in NE, TN. IAPD ↗
44
SABER CAPITAL MANAGEMENT LLC — notice-filed in CA, CT. IAPD ↗
44
INVESTABLE WEALTH, LLC — notice-filed in MT, SD. IAPD ↗
44
STRIDE INVESTMENTS, LLC — notice-filed in AZ, OH. IAPD ↗
44
MEIXLER INVESTMENT MANAGEMENT, LTD. — notice-filed in ID, WA. IAPD ↗
44
HOLDER WEALTH MANAGEMENT — notice-filed in CA, TN. IAPD ↗
44
RICE FINANCIAL CONSULTING, INC. — notice-filed in OR, WA. IAPD ↗
44
SOUNDHAVEN CAPITAL MANAGEMENT — notice-filed in NJ, TX. IAPD ↗
44
LOCKSHIELD PARTNERS, INC. — notice-filed in OH, TX. IAPD ↗
44
STONEBRIDGE WEALTH MANAGEMENT LLC — notice-filed in GA, MI. IAPD ↗
44
TALL PINES CAPITAL, LLC — notice-filed in KY, PA. IAPD ↗
44
GREAT GABLE WEALTH MANAGEMENT, LLC — notice-filed in MD, TX. IAPD ↗
44
ASPEN PRIVATE ADVISORS, LLC — notice-filed in FL, MN. IAPD ↗
44
BIG SIOUX WEALTH MANAGEMENT — notice-filed in FL, ND. IAPD ↗
44
ECIO, INC. — notice-filed in IA, IL. IAPD ↗
44
SMARTPATH ADVISORS — notice-filed in AL, OR. IAPD ↗
44
HUNTER LEWIS LLC — notice-filed in CO, TX. IAPD ↗
44
ADVISOR SHARE WEALTH MANAGEMENT, LLC — notice-filed in SC, WI. IAPD ↗
44
SONOMA PRIVATE WEALTH LLC — notice-filed in IL, NY. IAPD ↗
44
WHALEN FINANCIAL — notice-filed in OR, PA. IAPD ↗
44
AVAIL INVESTMENT PARTNERS, LLC — notice-filed in NH, NY. IAPD ↗
44
GRAETZ WEALTH — notice-filed in CO, FL. IAPD ↗
44
LEGACY WEALTH MANAGEMENT GROUP, INC. — notice-filed in SC, TN. IAPD ↗
44
CROWN POINT WEALTH ADVISORS — notice-filed in AZ, CA. IAPD ↗
44
ECHELONS CAPITAL, LLC — notice-filed in NC, TN. IAPD ↗
44
MDRN CAPITAL — notice-filed in CT, MN. IAPD ↗
44
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC — notice-filed in GA, TX. IAPD ↗
44
COBBLESTONE ASSET MANAGEMENT — notice-filed in MD, SC. IAPD ↗
44
POINTER FINANCIAL ADVISORS LLC — notice-filed in NC, SC. IAPD ↗
44
CAPITAL SQUARED FINANCIAL LLC — notice-filed in DC, NH. IAPD ↗
44
FIRESIDE CAPITAL ADVISORS — notice-filed in CA, FL. IAPD ↗
44
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. — notice-filed in TX, WA. IAPD ↗
44
RDG CAPITAL MANAGEMENT LLC — notice-filed in FL, TX. IAPD ↗
44
CORRALES & CO. — notice-filed in LA, MD. IAPD ↗
44
MARTINSEN WEALTH MANAGEMENT — notice-filed in FL, NE. IAPD ↗
43
RELIANT WEALTH PLANNING, LLC — filed an Item 4A succession naming RELIANT WEALTH PLANNING, LLC (CRD 286230) — an entity change, not a deal. IAPD ↗
43
OAKSTREET WEALTH MANAGEMENT, INC. — filed an Item 4A succession naming OAKSTREET WEALTH MANAGEMENT, INC. (CRD 288723) — an entity change, not a deal. IAPD ↗
42
B.B. GRAHAM & COMPANY, INC. — notice-filed in MD. IAPD ↗
42
SUPREME ALLIANCE LLC — notice-filed in WI. IAPD ↗
42
SLOCUM, GORDON & CO. LLP — notice-filed in NH. IAPD ↗
42
PERKINS CAPITAL MANAGEMENT INC — notice-filed in SD. IAPD ↗
42
ALAN B. LANCZ & ASSOCIATES, INC. — notice-filed in IL. IAPD ↗
42
ROBBINS WEALTH MANAGEMENT — notice-filed in SC. IAPD ↗
42
BEADELL A D INVESTMENT COUNSEL INC — notice-filed in IL. IAPD ↗
42
WALSKY INVESTMENT MANAGEMENT INC — notice-filed in FL. IAPD ↗
42
MONTICELLO ASSOCIATES INC — notice-filed in MA. IAPD ↗
42
MCGINN PENNINGER INVESTMENT MANAGEMENT INC. — notice-filed in NY. IAPD ↗
42
MASON CAPITAL PARTNERS — notice-filed in CO. IAPD ↗
42
BOYD FINANCIAL STRATEGIES, INC. — notice-filed in TX. IAPD ↗
42
BANYAN CAPITAL MANAGEMENT, INC. — notice-filed in NE. IAPD ↗
42
BROADMARK ASSET MANAGEMENT LLC — notice-filed in TX. IAPD ↗
42
OTTO & ASSOCIATES, INC. — notice-filed in CA. IAPD ↗
42
PKS INVESTMENT ADVISORS LLC — notice-filed in NH. IAPD ↗
42
STEWARDSHIP CAPITAL — notice-filed in LA. IAPD ↗
42
PILE WEALTH MANAGEMENT — notice-filed in IN. IAPD ↗
42
THE PUTNEY FINANCIAL GROUP LLC — notice-filed in AL. IAPD ↗
42
TRIBECA FINANCIAL, LLC — notice-filed in UT. IAPD ↗
42
LOUDON INVESTMENT MANAGEMENT, LLC — notice-filed in VT. IAPD ↗
42
KOHLHEPP INVESTMENT ADVISORS, LTD. — notice-filed in NC. IAPD ↗
42
WEALTHKARE.COM, INC. — notice-filed in FL. IAPD ↗
42
CEF ADVISORS — notice-filed in NC. IAPD ↗
42
D.H. HILL ADVISORS, INC. — notice-filed in OR. IAPD ↗
42
CONWAY FINANCIAL GROUP, LLC — notice-filed in IN. IAPD ↗
42
VISION CAPITAL & MANAGEMENT — notice-filed in OH. IAPD ↗
42
AWR INVESTMENT MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
42
CHESAPEAKE INVESTMENT MANAGEMENT LLC — notice-filed in FL. IAPD ↗
42
IVY LEAGUE FINANCIAL ADVISORS LLC — notice-filed in CA. IAPD ↗
42
SENSIBLE PORTFOLIOS, LLC — notice-filed in WI. IAPD ↗
42
LEGACY PLANNING ADVISORS, LLC — notice-filed in NC. IAPD ↗
42
ABEL FINANCIAL MANAGEMENT CO. — notice-filed in TX. IAPD ↗
42
TSW WEALTH MANAGEMENT — notice-filed in CT. IAPD ↗
42
CREW CAPITAL MANAGEMENT, LTD. — notice-filed in NH. IAPD ↗
42
ECONOLOGICS FINANCIAL ADVISORS — notice-filed in NM. IAPD ↗
42
LESLIE MARIE GIORDANO — notice-filed in PA. IAPD ↗
42
ENGLESON & ASSOCIATES — notice-filed in VA. IAPD ↗
42
THE MONITOR GROUP, INC. — notice-filed in TN. IAPD ↗
42
DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLC — notice-filed in WA. IAPD ↗
42
WEINGARTEN ASSOCIATES, L.L.C. — notice-filed in PA. IAPD ↗
42
CAPSTONE WEALTH MANAGEMENT GROUP, LLC — notice-filed in NM. IAPD ↗
42
4WEALTH ADVISORS, INC. — notice-filed in TN. IAPD ↗
42
FEDERMANN FINANCIAL ADVISORS INC. — notice-filed in FL. IAPD ↗
42
LESA SROUFE & COMPANY, INC. — notice-filed in CA. IAPD ↗
42
SIERRA FINANCIAL ADVISORY — notice-filed in CO. IAPD ↗
42
CLARION ADVISORS INC. — notice-filed in WA. IAPD ↗
42
GRANGE CAPITAL, LLC — notice-filed in NH. IAPD ↗
42
JEFFREY CHARLES LLOYD WOLMAN — notice-filed in NY. IAPD ↗
42
HAWKINS INVESTMENT COUNSEL, LLC — notice-filed in CA. IAPD ↗
42
MJC ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
NEWPORT WEALTH ADVISORS, INC. — notice-filed in NV. IAPD ↗
42
SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC — notice-filed in PA. IAPD ↗
42
PHYSICIAN FAMILY FINANCIAL ADVISORS INC — notice-filed in GA. IAPD ↗
42
ADVANCED ADVISOR GROUP, LLC — notice-filed in FL. IAPD ↗
42
WEALTHMD CORPORATION — notice-filed in TN. IAPD ↗
42
GLOBAL AUTOTRADING — notice-filed in MN. IAPD ↗
42
LOTUSGROUP ADVISORS — notice-filed in FL. IAPD ↗
42
SCHNEIDER WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
42
PARKER FINANCIAL LLC — notice-filed in NC. IAPD ↗
42
GREEN ALPHA INVESTMENTS — notice-filed in VA. IAPD ↗
42
KANON BLOCH CARRE — notice-filed in NH. IAPD ↗
42
ADVANTAGE INVESTMENT MANAGEMENT — notice-filed in CA. IAPD ↗
42
SPRAKER WEST WEALTH MANAGEMENT, INC — notice-filed in TN. IAPD ↗
42
HERITAGE WEALTH MANAGEMENT GROUP, LTD — notice-filed in FL. IAPD ↗
42
CLARITY INVESTMENTS + PLANNING LLC — notice-filed in MD. IAPD ↗
42
INFINIUM INVESTMENT ADVISORS, LLC — notice-filed in IL. IAPD ↗
42
RGA INVESTMENT ADVISORS, LLC — notice-filed in MN. IAPD ↗
42
GUIDESTREAM FINANCIAL, INC. — notice-filed in IA. IAPD ↗
42
MCBROOM & ASSOCIATES, LLC — notice-filed in TX. IAPD ↗
42
BELLINGHAM CAPITAL — notice-filed in AZ. IAPD ↗
42
ALLIANCE INVESTMENT MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
42
PROFICIENT WEALTH COUNSELORS, LLC — notice-filed in MD. IAPD ↗
42
PRINCIPIA WEALTH ADVISORY, LLC — notice-filed in NE. IAPD ↗
42
1650 WEALTH MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
42
BAUMAN WEALTH ADVISORS — notice-filed in FL. IAPD ↗
42
LOGIC WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
42
SKYOAK CAPITAL, INC. — notice-filed in TX. IAPD ↗
42
LIVE OAK WEALTH ADVISORY GROUP, LLC — notice-filed in AR. IAPD ↗
42
CLARITY WEALTH DEVELOPMENT, LLC — notice-filed in CA. IAPD ↗
42
SAGE STONE WEALTH MANAGEMENT LLC — notice-filed in MA. IAPD ↗
42
BOX FINANCIAL ADVISORS, LLC — notice-filed in LA. IAPD ↗
42
FISCHER INVESTMENT STRATEGIES, LLC — notice-filed in ID. IAPD ↗
42
IMPERIUM WEALTH MANAGEMENT, LLC — notice-filed in MO. IAPD ↗
42
CAPSTONE INVESTMENT GROUP — notice-filed in WI. IAPD ↗
42
ATMOS ADVISORY, LLC — notice-filed in CO. IAPD ↗
42
ONE ADVISORY PARTNERS, LLC — notice-filed in CA. IAPD ↗
42
ARGYLE CAPITAL PARTNERS, LLC — notice-filed in FL. IAPD ↗
42
JCSD CAPITAL, LLC — notice-filed in TX. IAPD ↗
42
RETIREMENT STRATEGIES, LTD. — notice-filed in VA. IAPD ↗
42
MAXELE ADVISORS, LLC — notice-filed in TX. IAPD ↗
42
JGC TAX & WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗
42
PIEDMONT CAPITAL MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
42
TREASURE COAST FINANCIAL PLANNING, INC. — notice-filed in IN. IAPD ↗
42
STASH WEALTH, LLC — notice-filed in GA. IAPD ↗
42
INTEGRITY WEALTH PARTNERS, LLC — notice-filed in OR. IAPD ↗
42
HICKORY ASSET MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
42
OCEANIQ CAPITAL, LLC — notice-filed in WA. IAPD ↗
42
OAKTREE ADVISORS LLC — notice-filed in NH. IAPD ↗
42
IADVISE PARTNERS — notice-filed in FL. IAPD ↗
42
O'CONNOR FINANCIAL GROUP LLC — notice-filed in TN. IAPD ↗
42
LUKEN INVESTMENT ANALYTICS, LLC — notice-filed in KS. IAPD ↗
42
HIPPOCRATIC FINANCIAL ADVISORS — notice-filed in AL. IAPD ↗
42
SECTOR ANALYSTS LLC — notice-filed in NY. IAPD ↗
42
BIRCHVIEW CAPITAL, LP — notice-filed in MA. IAPD ↗
42
CENTER FOR WEALTH MANAGEMENT ADVISORY — notice-filed in NC. IAPD ↗
42
CAERUS INVESTMENT ADVISORS, LLC — notice-filed in CT. IAPD ↗
42
PR WEALTH MANAGEMENT GROUP — notice-filed in HI. IAPD ↗
42
EVERGREEN WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
42
OCTO CAPITAL, LLC — notice-filed in FL. IAPD ↗
42
ABBINGTON INVESTMENT GROUP, LLC — notice-filed in VA. IAPD ↗
42
MUNN WEALTH MANAGEMENT, LLC — notice-filed in MO. IAPD ↗
42
LAKEWOOD ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
MURRAY FINANCIAL SERVICES, INC — notice-filed in NH. IAPD ↗
42
MUTUAL TRUST ADVISORY GROUP — notice-filed in NC. IAPD ↗
42
POLARIS FINANCIAL, LLC — notice-filed in ID. IAPD ↗
42
COMPASS RETIREMENT GROUP LLC — notice-filed in CA. IAPD ↗
42
GIBSON WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
SJHL FINANCIAL GROUP — notice-filed in NM. IAPD ↗
42
ROBBINS FARLEY LLC — notice-filed in MI. IAPD ↗
42
AUTHENTIKOS WEALTH ADVISORY LLC — notice-filed in NV. IAPD ↗
42
PRAIRIE RIVERS INVESTMENTS, LLC — notice-filed in OH. IAPD ↗
42
KANANI ADVISORY GROUP INC. — notice-filed in GA. IAPD ↗
42
RING MOUNTAIN CAPITAL, LLC — notice-filed in FL. IAPD ↗
42
AN EXCEPTIONAL LIFE FINANCIAL, LLC — notice-filed in IL. IAPD ↗
42
MADISON GLOBAL ADVISORS LLC — notice-filed in CA. IAPD ↗
42
MILESTONES PRIVATE INVESTMENT ADVISORS LLC — notice-filed in NE. IAPD ↗
42
KINWELL LLC — notice-filed in TX. IAPD ↗
42
FENIX TRADING — notice-filed in DE. IAPD ↗
42
SAPPHIRE BLUE INVESTMENT PARTNERS — notice-filed in KY. IAPD ↗
42
STEWARDS ADVISORY SERVICES — notice-filed in PA. IAPD ↗
42
FOLIOBEYOND, LLC — notice-filed in TX. IAPD ↗
42
KAIZEN FINANCIAL STRATEGIES, LLC — notice-filed in VA. IAPD ↗
42
SAGE TREE WEALTH — notice-filed in TX. IAPD ↗
42
CIMARRON WEALTH MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
42
MCNAUGHTON WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
42
PARLIN ADVISORS LLC — notice-filed in CA. IAPD ↗
42
ALAPOCAS INVESTMENT PARTNERS, INC. — notice-filed in FL. IAPD ↗
42
HUDSON CAPITAL ADVISORY, INC. — notice-filed in FL. IAPD ↗
42
QUILITY FINANCIAL ADVISORS — notice-filed in ID. IAPD ↗
42
GLENORCHY CAPITAL LIMITED — notice-filed in MI. IAPD ↗
42
FIRST GROWTH CAPITAL LLC — notice-filed in FL. IAPD ↗
42
INDEPENDENCE WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
SECFI ADVISORY LIMITED — notice-filed in CO. IAPD ↗
42
WICKHAM FINANCIAL & INSURANCE SERVICES — notice-filed in NC. IAPD ↗
42
SFG WEALTH ADVISORS, LLC — notice-filed in GA. IAPD ↗
42
GREAT POINT ADVISORS, LLC — notice-filed in KS. IAPD ↗
42
ALPHA CAPITAL FAMILY OFFICE, LLC — notice-filed in OH. IAPD ↗
42
EMISSARY WEALTH — notice-filed in TX. IAPD ↗
42
CHANNEL INVESTMENT PARTNERS — notice-filed in NC. IAPD ↗
42
STARK WEALTH MANAGEMENT LLC — notice-filed in NC. IAPD ↗
42
ATHOS PRIVATE WEALTH LLC — notice-filed in NY. IAPD ↗
42
DELTA WEALTH ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
MY PROSPER TEAM — notice-filed in WI. IAPD ↗
42
TETON WEALTH GROUP LLC — notice-filed in TX. IAPD ↗
42
INVESTED ADVISORS — notice-filed in TN. IAPD ↗
42
CHROME ADVISORS — notice-filed in TX. IAPD ↗
42
BRIGHT ANGEL ADVISORS LLC — notice-filed in TX. IAPD ↗
42
BLOM & HOWELL FINANCIAL PLANNING, INC. — notice-filed in TN. IAPD ↗
42
THE WEALTHGARDEN F.S. LLC — notice-filed in NY. IAPD ↗
42
SEEK FIRST INC. — notice-filed in TX. IAPD ↗
42
J.M. ARBOUR, LLC — notice-filed in MA. IAPD ↗
42
SAGE ADVISORS LLC — notice-filed in KY. IAPD ↗
42
GEORGIA WEALTH PARTNERS, LLC — notice-filed in LA. IAPD ↗
42
MINT ASSET MANAGEMENT LLC — notice-filed in FL. IAPD ↗
42
BLUEPRINT FINANCIAL ADVISORS — notice-filed in WI. IAPD ↗
42
X ADVISORS, LLC — notice-filed in MD. IAPD ↗
42
OPTIMIZE FINANCIAL INC. — notice-filed in IA. IAPD ↗
42
RABE INVESTMENT CONSULTING GROUP — notice-filed in TX. IAPD ↗
42
MORALIS TECHNOLOGIES, LLC — notice-filed in NY. IAPD ↗
42
KERUSSO CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
42
HDA WEALTH MANAGEMENT, LLC — notice-filed in NE. IAPD ↗
42
ENTREWEALTH — notice-filed in CO. IAPD ↗
42
WILKINSON WEALTH MANAGEMENT, LLC — notice-filed in MN. IAPD ↗
42
SAYBROOK WEALTH GROUP, INC. — notice-filed in TX. IAPD ↗
42
SENIOR TAX ADVISORY GROUP, INC. — notice-filed in TN. IAPD ↗
42
WILLIAMSON LEGACY GROUP, LLC — notice-filed in CA. IAPD ↗
42
THE CLIFFORD GROUP LLC — notice-filed in LA. IAPD ↗
42
ALPHA ZERO LLC — notice-filed in IA. IAPD ↗
42
ICW HOLDINGS, LLC — notice-filed in CT. IAPD ↗
42
TABLEAUX WEALTH — notice-filed in FL. IAPD ↗
42
AXIM PLANNING & WEALTH — notice-filed in WA. IAPD ↗
42
NEIL JESANI WEALTH MANAGEMENT — notice-filed in LA. IAPD ↗
42
TIER ONE WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
42
PLENTY FINANCIAL RIA, LLC — notice-filed in SC. IAPD ↗
42
PANORAMA WEALTH ADVISORS — notice-filed in LA. IAPD ↗
42
LAKESHORE CAPITAL GROUP, INC. — notice-filed in TX. IAPD ↗
42
JEFFERSON BRIDGE CAPITAL, LLC — notice-filed in MO. IAPD ↗
42
BPM WEALTH ADVISORS, LLC — notice-filed in IL. IAPD ↗
42
STRATEGIC WEALTH CAPITAL — notice-filed in OH. IAPD ↗
42
LYNX ADVISORY PARTNERS — notice-filed in TX. IAPD ↗
42
INDEX TECHNOLOGIES GROUP LLC — notice-filed in TX. IAPD ↗
42
EVANSBROOK CAPITAL MANAGEMENT — notice-filed in CO. IAPD ↗
42
JN PRIVATE WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗
42
LMPG WEALTH ADVISORS, LLC — notice-filed in TX. IAPD ↗
42
WAYSTONE ADVISORS LLC — notice-filed in ID. IAPD ↗
42
FCIG WEALTH MANAGEMENT, LLC — notice-filed in MA. IAPD ↗
42
SMART STEPS WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗
42
CONCURRENT ASSET MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
THE KIECKHEFER GROUP — notice-filed in IL. IAPD ↗
42
EMPOWER PRIVATE WEALTH — notice-filed in NY. IAPD ↗
42
TOTAL WEALTH SERVICES, LLC — notice-filed in TX. IAPD ↗
42
SANDRO WEALTH MANAGEMENT LLC — notice-filed in MO. IAPD ↗
42
PERSPECTIVE WEALTH ADVISORS — notice-filed in NE. IAPD ↗
42
YANDELL INVESTMENTS, LLC — notice-filed in GA. IAPD ↗
42
THE WELLINGTON GRP LLC — notice-filed in TX. IAPD ↗
42
TRITONPOINT PARTNERS, LLC — notice-filed in MD. IAPD ↗
42
PRESIDIO WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗
42
SMARTHARVEST PORTFOLIOS — notice-filed in CA. IAPD ↗
42
CAPSTONE RIA — notice-filed in IN. IAPD ↗
42
STORGATE, LLC — notice-filed in NC. IAPD ↗
40
SCHAFFER & COMPANY ASSET MANAGEMENT, INC. — filed an Item 4A succession naming SCHAFFER & COMPANY ASSET MANAGEMENT, INC. (CRD 138463) — an entity change, not a deal. IAPD ↗
40
SCHNEIDER WEALTH MANAGEMENT — filed an Item 4A succession naming SCHNEIDER WEALTH MANAGEMENT (CRD 144166) — an entity change, not a deal. IAPD ↗
40
HERITAGE FINANCIAL ADVISORS, LLC — filed an Item 4A succession naming HERITAGE FINANCIAL ADVISORS, LLC (CRD 154955) — an entity change, not a deal. IAPD ↗
40
RBF CAPITAL MANAGEMENT, INC. — filed an Item 4A succession naming RBF CAPITAL MANAGEMENT, INC. (CRD 164524) — an entity change, not a deal. IAPD ↗
85
HACKMAN CAPITAL PARTNERS, LLC — (CULVER CITY, CA) is newly SEC-registered with $2.31B RAUM and 17 advisory reps. IAPD ↗fund
85
WAYSTONE ASSET MANAGEMENT (USA) LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
C1 ADVISORS LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
VARIADIC LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $25.0M RAUM and 11 advisory reps. IAPD ↗institutional
85
SECONDMARKET FINANCIAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
LATTIS MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
AUDAX PDB MANAGEMENT COMPANY, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 71 advisory reps. IAPD ↗institutional
85
MOZAYYX MANAGEMENT LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
FREMEN CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CAIRD INVESTMENTS — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
BLACK LAKE INVESTMENTS LLC — (SHOREWOOD, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CIBRA CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
FBMC RETIREMENT SOLUTIONS, LLC — (TALLAHASSEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DERBY LANE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
GARNET CREDIT MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
SIMPLEADVISORY LLC — (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ASPEN RENEWABLE INVESTMENTS, L.L.C. — (NEW YORK, NY) is newly SEC-registered with $1.02B RAUM and 6 advisory reps. IAPD ↗fund
85
REPOWER HOLDINGS LLP — (DOVER, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
2E CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
DARWINS RIVER CAPITAL — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TIAA WEALTH INVESTMENT MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
THREE FIFTY EIGHT INVESTMENT GROUP, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ROYALTY PHARMA MANAGER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional
85
AMPLIUS ASSET MANAGEMENT, LLC — (BLUE BELL, PA) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
SEABURY CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
MPACT CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ROYALTY PHARMA SUB-MANAGER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗institutional
85
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SMA CAPITAL LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SAVA CAPITAL LLC — (DORADO, PR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PANTHEON INFRA ADVISORS, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
83
TELESCOPE PARTNERS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $819.7M RAUM and 7 advisory reps. IAPD ↗fund
83
4D ADVISORS, LLC — (REDONDO BEACH, CA) is newly SEC-registered with $262.2M RAUM and 2 advisory reps. IAPD ↗fund
83
VELOCITY CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $256.4M RAUM and 7 advisory reps. IAPD ↗fund
83
10 EAST PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered with $253.4M RAUM and 6 advisory reps. IAPD ↗fund
83
ONE BOW RIVER ADVISERS, LLC. — (COLORADO SPRINGS, CO) is newly SEC-registered with $519.0M RAUM and 8 advisory reps. IAPD ↗fund
83
BROADVIEW MANAGEMENT, LLC — (ST. LOUIS, MO) is newly SEC-registered with $335.0M RAUM and 12 advisory reps. IAPD ↗fund
80
WOODLOCK HOUSE FAMILY CAPITAL — (location n/a) is newly SEC-registered with $189.9M RAUM and 1 advisory reps. IAPD ↗fund
80
ALTRIARCH ASSET MANAGEMENT, LLC — (CHARLESTON, SC) is newly SEC-registered with $163.6M RAUM and 5 advisory reps. IAPD ↗fund
80
PROSPERA FUNDS, INC. — (ISLE OF PALMS, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
80
EREZ ASSET MANAGEMENT, LLC — (NEW ROCHELLE, NY) is newly SEC-registered with $30.1M RAUM and 1 advisory reps. IAPD ↗fund
80
M37 MANAGEMENT LP — (MENLO PARK, CA) is newly SEC-registered with $232.6M RAUM and 4 advisory reps. IAPD ↗fund
80
TOWNSHIP CAPITAL, LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $80.8M RAUM and 6 advisory reps. IAPD ↗fund
80
SABA LT, LP — (NEW YORK, NY) is newly SEC-registered with $178.4M RAUM and 6 advisory reps. IAPD ↗fund
80
PEACHTREE GROUP — (ATLANTA, GA) is newly SEC-registered with $155.7M RAUM and 68 advisory reps. IAPD ↗fund
80
COASTLANDS CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
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NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. — crossed $1B in regulatory AUM ($884.0M -> $1.26B). IAPD ↗institutional
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THE INFORMED MOMENTUM COMPANY LLC — crossed $1B in regulatory AUM ($932.6M -> $1.10B). IAPD ↗institutional
75
DYNASTY WEALTH MANAGEMENT, LLC — crossed $1B in regulatory AUM ($916.8M -> $8.67B). IAPD ↗institutional
75
RIVER CANYON FUND MANAGEMENT LLC — crossed $1B in regulatory AUM ($884.6M -> $1.14B). IAPD ↗institutional
75
CORNERSTONE TRUST MANAGEMENT SERVICES LLC — crossed $1B in regulatory AUM ($999.8M -> $1.16B). IAPD ↗institutional
75
APOLLO CAPITAL CREDIT ADVISER, LLC — crossed $1B in regulatory AUM ($976.9M -> $1.44B). IAPD ↗institutional
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CHURCHILL INVESTMENT MANAGEMENT, LLC — crossed $1B in regulatory AUM ($187.1M -> $10.01B). IAPD ↗institutional
75
NEBULA RESEARCH & DEVELOPMENT LLC — crossed $1B in regulatory AUM ($727.3M -> $2.19B). IAPD ↗institutional
75
FRANKLIN BSP CAPITAL ADVISER LLC — crossed $1B in regulatory AUM ($453.0M -> $4.17B). IAPD ↗institutional
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ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC — crossed $1B in regulatory AUM ($311.6M -> $1.35B). IAPD ↗institutional
75
VELOCITY CAPITAL ADVISORS LLC — crossed $1B in regulatory AUM ($818.2M -> $1.33B). IAPD ↗institutional
75
VISTA CREDIT BDC MANAGEMENT, L.P. — crossed $1B in regulatory AUM ($575.1M -> $1.15B). IAPD ↗institutional
75
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DIAMETER PRINCIPAL FINANCE LLC — crossed $1B in regulatory AUM ($622.9M -> $2.47B). IAPD ↗institutional
75
GUGGENHEIM PRIVATE INVESTMENTS, LLC — crossed $1B in regulatory AUM ($925.0M -> $2.90B). IAPD ↗institutional
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ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC — grew from 92 to 106 advisory reps. IAPD ↗institutional
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LIGHT STREET CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($821.2M -> $1.13B). IAPD ↗fund
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GRANITE STATE CAPITAL MANAGEMENT, LP — crossed $1B in regulatory AUM ($877.8M -> $1.09B). IAPD ↗fund
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INTEGRAL HEALTH ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($815.2M -> $1.19B). IAPD ↗fund
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DIVISADERO STREET CAPITAL MANAGEMENT, LP — crossed $1B in regulatory AUM ($634.2M -> $1.05B). IAPD ↗fund
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BLACKSTONE PRIVATE INVESTMENTS ADVISORS L.L.C. — crossed $1B in regulatory AUM ($100,000 -> $7.32B). IAPD ↗fund
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SHORECLIFF ASSET MANAGEMENT COMPANY LLC — crossed $1B in regulatory AUM ($614.0M -> $1.27B). IAPD ↗fund
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NEUBERGER BERMAN LOAN ADVISERS IV LLC — crossed $1B in regulatory AUM ($865.2M -> $3.44B). IAPD ↗fund
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BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS LLC — grew from 98 to 108 advisory reps. IAPD ↗institutional
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BLUE OWL ALTERNATIVE CREDIT ADVISORS II LLC — grew from 170 to 210 advisory reps. IAPD ↗institutional
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VINVA INVESTMENT MANAGEMENT — (SYDNEY, NSW, Australia) is newly SEC-registered with $14.67B RAUM and 15 advisory reps. IAPD ↗foreign
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BROOKFIELD ASSET MGMT PRIVATE INST CAPITAL ADVISER (CREDIT), LLC — grew from 1175 to 1219 advisory reps. IAPD ↗fund
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ASTARIS CAPITAL MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $721.0M RAUM and 5 advisory reps. IAPD ↗foreign
68
INTERNATIONAL MONEY MATTERS PVT LTD — (BANGALORE, KARNATAKA, India) is newly SEC-registered with $311.6M RAUM and 21 advisory reps. IAPD ↗foreign
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SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC — grew from 103 to 109 advisory reps. IAPD ↗institutional
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DRAGON CAPITAL MANAGEMENT (HK) LIMITED — (CENTRAL, Hong Kong) is newly SEC-registered with $95.8M RAUM and 1 advisory reps. IAPD ↗foreign
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TAULA CAPITAL MANAGEMENT (DIFC) LTD — (DUBAI, United Arab Emirates) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign
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HIGHGATE GROUP USA INC. — (MONTREAL, QUEBEC, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
SYGNUS CAPITAL SL LIMITED — (CASTRIES, Saint Lucia) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
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Q WEALTH USA INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
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VENICE CAPITAL LLC — (SAO PAULO, Brazil) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
ALAMUT CAPITAL — (TORONTO, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
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PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLC — grew from 18 to 27 advisory reps. IAPD ↗fund
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DRC INVESTMENT ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
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ERIC M FLANAGAN TRADING, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
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DWIGHT SECURITIES MANAGEMENT LLC — now reports custody of client assets ($2.32B). IAPD ↗institutional
60
JEFFERIES CREDIT MANAGEMENT LLC — now reports custody of client assets ($38.1M). IAPD ↗institutional
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PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLC — grew from 7 to 9 advisory reps. IAPD ↗institutional
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HYPATIA CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗institutional
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GEMCORP CAPITAL ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
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IDIRECT PRIVATE CREDIT ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
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SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC — now reports 1 private fund(s) ($235.4M gross). IAPD ↗fund
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CYPRESS POINT INVESTMENT MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗fund
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MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — now reports 1 private fund(s) ($350.0M gross). IAPD ↗fund
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TANGENCY CAPITAL INVESTMENT ADVISORY LTD. — crossed $1B in regulatory AUM ($860.4M -> $2.06B). IAPD ↗foreign
55
PATRIA PRIVATE EQUITY (EUROPE) LIMITED — crossed $1B in regulatory AUM ($606.8M -> $6.94B). IAPD ↗foreign
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STARWOOD CAPITAL GROUP MANAGEMENT, L.L.C. — now reports custody of client assets ($142.31B). IAPD ↗fund
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CARLYLE AVIATION SECURITIES PARTNERS LLC — now reports custody of client assets ($74.1M). IAPD ↗fund
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PRIMARY WAVE IP INVESTMENT MANAGEMENT LLC — now reports custody of client assets ($8.80B). IAPD ↗fund
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SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC — now reports custody of client assets ($235.4M). IAPD ↗fund
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SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD — grew from 317 to 430 advisory reps. IAPD ↗foreign
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BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P. — grew from 1175 to 1219 advisory reps. IAPD ↗foreign
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GOLDMAN SACHS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. — grew from 30 to 46 advisory reps. IAPD ↗foreign
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MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC — now reports custody of client assets ($300.0M). IAPD ↗fund
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M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC — grew from 1 to 3 advisory reps. IAPD ↗fund
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PALMER SQUARE PRIVATE CREDIT MANAGEMENT LLC — now reports custody of client assets ($75.1M). IAPD ↗fund
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BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED — grew from 11 to 17 advisory reps. IAPD ↗foreign
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HSBC GLOBAL ASSET MANAGEMENT (USA) INC. — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗institutional
45
SUNAMERICA ASSET MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 2 (26 -> 28). IAPD ↗institutional
45
FIDUCIARY COUNSELORS INC. — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗institutional
45
MASON STREET ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (12 -> 13). IAPD ↗institutional
45
SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. — 's Item 11 disclosure-reporting entries rose by 5 (28 -> 33). IAPD ↗institutional
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MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED — now reports 2 private fund(s) ($741.2M gross). IAPD ↗foreign
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NEWPORT GROUP CONSULTING, LLC — notice-filed in AK, AR, DC, DE, HI, ID, KS, KY, MT, ND, NH, NM, NV, OK, RI, UT, VT, WY. IAPD ↗institutional
45
GUGGENHEIM PRIVATE INVESTMENTS, LLC — notice-filed in AK, AL, AR, AZ, CA, CO, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗institutional
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ALPHACENTRIC ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 4 (11 -> 15). IAPD ↗institutional
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J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD — grew from 3 to 8 advisory reps. IAPD ↗foreign
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SUMITOMO MITSUI DS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. — now reports 1 private fund(s) ($0 gross). IAPD ↗foreign
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BLACKROCK ASSET MANAGEMENT SCHWEIZ AG — now reports custody of client assets ($2.71B). IAPD ↗foreign
40
GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED — now reports custody of client assets ($2.90B). IAPD ↗foreign
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GAOTENG GLOBAL ASSET MANAGEMENT LIMITED — now reports custody of client assets ($5.1M). IAPD ↗foreign
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TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED — now reports custody of client assets ($320.75B). IAPD ↗foreign
40
BNY MELLON INVESTMENT ADVISER, INC. — 's Item 11 disclosure-reporting entries rose by 2 (19 -> 21). IAPD ↗fund
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40
TRUSTAGE INVESTMENT MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
40
UBS FARMLAND INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (99 -> 101). IAPD ↗institutional
40
UBS REALTY INVESTORS LLC — 's Item 11 disclosure-reporting entries rose by 2 (100 -> 102). IAPD ↗fund
40
MH INVESTMENT MANAGEMENT INC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗institutional
40
SSGA FUNDS MANAGEMENT, INC. — 's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗fund
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40
PENTWATER CAPITAL MANAGEMENT LP — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
40
VANGUARD GLOBAL ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 22 (25 -> 47). IAPD ↗fund
40
40
GPB CAPITAL HOLDINGS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (17 -> 18). IAPD ↗fund
40
GALAXY DIGITAL CAPITAL MANAGEMENT LP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
40
FNY INVESTMENT ADVISERS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund
40
MADISON AVENUE SOLUTIONS, LLC — 's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗fund
40
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — 's Item 11 disclosure-reporting entries rose by 1 (12 -> 13). IAPD ↗fund
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40
BERNSTEIN INSTITUTIONAL SERVICES LLC — 's Item 11 disclosure-reporting entries rose by 34 (43 -> 77). IAPD ↗institutional
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GALLIARD CAPITAL MANAGEMENT — notice-filed in AK, AL, AR, AZ, DE, HI, ID, LA, ME, MS, MT, ND, NE, NH, NV, OK, PR, SD, UT, VT, WA, WV, WY. IAPD ↗fund
40
FRANCIS LLC — notice-filed in CT, DE, KY, LA, MA, MD, ME, MT, NE, NM, NV, RI, SC, VT, WV, WY. IAPD ↗institutional
40
GLOBAL INFRASTRUCTURE MANAGEMENT, LLC — notice-filed in AK, AL, AR, CA, CO, DC, FL, GA, IA, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NM, OH, OK, OR, PA, TN, TX, UT, VA, WA, WI, WY. IAPD ↗fund
40
GUGGENHEIM CORPORATE FUNDING, LLC — notice-filed in AK, AL, AR, AZ, CA, CO, DC, FL, GA, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗fund
40
SOVEREIGN'S CAPITAL MANAGEMENT, LLC — notice-filed in AL, CA, FL, IL, IN, KY, LA, MD, MI, MN, MO, NH, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA. IAPD ↗fund
40
FIDELITY DIVERSIFYING SOLUTIONS LLC — notice-filed in AK, AL, CA, CT, DC, DE, FL, GA, HI, IA, IN, KS, MD, MI, MN, MO, NM, NV, NY, OH, OR, PA, TN, TX, VA, VT, WA, WI, WV, WY. IAPD ↗fund
40
CHOREO PARTNER ALLIANCE, LLC — notice-filed in CO, CT, FL, IA, IN, NY, PA, SC, TX, WI, WV. IAPD ↗institutional
40
MONEY PICKLE — notice-filed in AL, AZ, CO, CT, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, WA, WI. IAPD ↗institutional
40
NERDWALLET ADVISORY — notice-filed in AK, AL, AR, CT, DC, DE, GA, IA, IN, KY, LA, MD, MI, MN, MO, MS, NC, NV, OH, OK, PR, SC, TN, WI, WV. IAPD ↗institutional
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WOLF POINT ASSET MANAGEMENT LP — 's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
35
QUARTUS INVESTMENT ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
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CATALYST INTERNATIONAL ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 4 (11 -> 15). IAPD ↗fund
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GLP CAPITAL PARTNERS LLC — filed an Item 4A succession naming GLP CAPITAL PARTNERS, INC. (CRD 304917) — an entity change, not a deal. IAPD ↗fund
30
GROWTH LENDING LLC — filed an Item 4A succession naming GROWTH LENDING LLC (CRD 334044) — an entity change, not a deal. IAPD ↗institutional
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ADVANTAGE CAPITAL — filed an Item 4A succession naming ADVANTAGE CAPITAL (CRD 171365) — an entity change, not a deal. IAPD ↗fund
28
IG4 CAPITAL ADVISORS US LLC — filed an Item 4A succession naming IG4 CAPITAL ADVISORS (US) LP (CRD 316972) — an entity change, not a deal. IAPD ↗fund
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25
HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (14 -> 15). IAPD ↗foreign
25
NORTHERN TRUST GLOBAL INVESTMENTS LTD — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗foreign
25
WAVERTON INVESTMENT MANAGEMENT LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
25
CREDIT SUISSE ASSET MANAGEMENT LIMITED — 's Item 11 disclosure-reporting entries rose by 8 (64 -> 72). IAPD ↗foreign
25
HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED — 's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗foreign
25
THE CATALYST CAPITAL GROUP INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
25
SAMSUNG ASSET MANAGEMENT COMPANY, LTD. — 's Item 11 disclosure-reporting entries rose by 4 (19 -> 23). IAPD ↗foreign
25
VANGUARD ASSET MANAGEMENT, LIMITED — 's Item 11 disclosure-reporting entries rose by 22 (22 -> 44). IAPD ↗foreign
25
VANGUARD INVESTMENTS AUSTRALIA LIMITED — 's Item 11 disclosure-reporting entries rose by 22 (22 -> 44). IAPD ↗foreign
25
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗foreign
23
ANDA ASSET MANAGEMENT CO., LTD. — 's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗foreign
23
23
SCHRODER WEALTH MANAGEMENT (US) LIMITED — notice-filed in CO, CT, MD, ME, MS, NH, SC, VA. IAPD ↗foreign
21
J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD — notice-filed in CT, GA, NV, VA. IAPD ↗foreign
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Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.