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AON SECURITIES LLC

CHICAGO, IL · CRD 4138 · IAPD ↗ · 312-381-4488

$0Regulatory AUM
14Advisory reps
14Employees
0Clients
n/aPlanning clients
0Private funds
2States
5Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

32
April 2026 — AON SECURITIES LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2026 — AON SECURITIES LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2025 — AON SECURITIES LLC grew from 11 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
59
April 2024 — AON SECURITIES LLC grew from 7 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
March 2024 — AON SECURITIES LLC's Item 11 disclosure-reporting entries rose by 4 (1 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.