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ARIS MANAGEMENT, LLC

NEW YORK, NY · CRD 317315 · IAPD ↗ · 212-515-3200

$2.08BRegulatory AUM
912Advisory reps
3564Employees
0Clients
n/aPlanning clients
1Private funds
1States
5Disclosures
fundSegment
ApprovedSEC status

Filing changes

58
April 2026 — ARIS MANAGEMENT, LLC reported RAUM up 66% ($1.25B -> $2.08B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2026 — ARIS MANAGEMENT, LLC grew from 842 to 912 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — ARIS MANAGEMENT, LLC crossed $1B in regulatory AUM ($608.6M -> $1.25B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
April 2025 — ARIS MANAGEMENT, LLC grew from 774 to 842 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
38
February 2025 — ARIS MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
38
April 2024 — ARIS MANAGEMENT, LLC shrank from 2540 to 774 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — ARIS MANAGEMENT, LLC crossed $500M in regulatory AUM ($236.0M -> $608.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.