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SAXONY CAPITAL MANAGEMENT, LLC

SAINT LOUIS, MO · CRD 122692 · IAPD ↗ · 314-963-9336

$367.9MRegulatory AUM
0Advisory reps
6Employees
0Clients
1-10Planning clients
0Private funds
29States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in MD, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
October 2026 — SAXONY CAPITAL MANAGEMENT, LLC added office(s): 20 -> 22 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
September 2026 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
August 2026 — SAXONY CAPITAL MANAGEMENT, LLC added office(s): 18 -> 20 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
July 2026 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2026 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in NH, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2026 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2026 — SAXONY CAPITAL MANAGEMENT, LLC added office(s): 18 -> 19 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
December 2025 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in IN, KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — SAXONY CAPITAL MANAGEMENT, LLC added office(s): 18 -> 20 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
July 2025 — SAXONY CAPITAL MANAGEMENT, LLC added office(s): 18 -> 19 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
28
May 2025 — SAXONY CAPITAL MANAGEMENT, LLC changed its website from saxonycapitalmanagement.com to saxonyadvisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
April 2025 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
March 2025 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in AZ, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
February 2025 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in CA, CT, LA, MI, MN, NC, NE, OH, OK, PA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
September 2024 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
August 2024 — SAXONY CAPITAL MANAGEMENT, LLC added office(s): 19 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
June 2024 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — SAXONY CAPITAL MANAGEMENT, LLC notice-filed in AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — SAXONY CAPITAL MANAGEMENT, LLC reported RAUM up 47% ($163.1M -> $239.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
February 2024 — SAXONY CAPITAL MANAGEMENT, LLC added office(s): 18 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.