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AGW CAPITAL ADVISORS

TAMPA, FL · CRD 150570 · IAPD ↗ · agwcapital.com · 813-254-4700

$1.73BRegulatory AUM
14Advisory reps
21Employees
16Clients
n/aPlanning clients
1Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
April 2026 — AGW CAPITAL ADVISORS grew from 11 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
February 2026 — AGW CAPITAL ADVISORS notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — AGW CAPITAL ADVISORS reported RAUM up 29% ($1.15B -> $1.48B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2025 — AGW CAPITAL ADVISORS grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
July 2024 — AGW CAPITAL ADVISORS notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — AGW CAPITAL ADVISORS reported RAUM down 60% ($2.86B -> $1.15B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.