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POLLOCK INVESTMENT ADVISORS, LLC

ANN ARBOR, MI · CRD 153350 · IAPD ↗ · pollockinvestmentadvisors.com · 734-929-2520

$335.5MRegulatory AUM
3Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — POLLOCK INVESTMENT ADVISORS, LLC (ANN ARBOR, MI) left the SEC roster (was $335.5M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2025 — POLLOCK INVESTMENT ADVISORS, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.