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MMA SECURITIES LLC

NEW YORK, NY · CRD 44254 · IAPD ↗ · mmaprosperwise.com · 212-345-5000

$0Regulatory AUM
164Advisory reps
211Employees
10839Clients
0Planning clients
0Private funds
52States
6Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

70
April 2026 — MMA SECURITIES LLC grew from 110 to 164 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
December 2025 — MMA SECURITIES LLC notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — MMA SECURITIES LLC grew from 87 to 110 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
February 2025 — MMA SECURITIES LLC added office(s): 27 -> 32 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2024 — MMA SECURITIES LLC's Item 11 disclosure-reporting entries rose by 1 (5 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.