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SECONDMARKET FINANCIAL, LLC

NEW YORK, NY · CRD 333332 · IAPD ↗ · secondmarket.com · 646-968-7000

$150.0MRegulatory AUM
3Advisory reps
19Employees
0Clients
n/aPlanning clients
25Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
February 2026 — SECONDMARKET FINANCIAL, LLC reported RAUM up 370% ($29.9M -> $140.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
10
December 2025 — SECONDMARKET FINANCIAL, LLC changed its website from vimeo.com to secondmarket.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
52
August 2025 — SECONDMARKET FINANCIAL, LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
August 2025 — SECONDMARKET FINANCIAL, LLC now reports 7 private fund(s) ($29.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
April 2025 — SECONDMARKET FINANCIAL, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.