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SOUND FINANCIAL MANAGEMENT, INC.

RALEIGH, NC · CRD 122670 · IAPD ↗ · 919-845-6600

$134.1MRegulatory AUM
2Advisory reps
2Employees
4Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
April 2025 — SOUND FINANCIAL MANAGEMENT, INC. (RALEIGH, NC) is newly SEC-registered with $110.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.