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BULLDOG INVESTORS, LLP

SADDLE BROOK, NJ · CRD 151585 · IAPD ↗ · bulldoginvestors.com · 201-556-0092

$561.0MRegulatory AUM
3Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — BULLDOG INVESTORS, LLP crossed $500M in regulatory AUM ($456.0M -> $561.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
45
April 2025 — BULLDOG INVESTORS, LLP notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — BULLDOG INVESTORS, LLP reported RAUM up 36% ($334.8M -> $456.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.