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CITIZENS PRIVATE WEALTH

TARRYTOWN, NY · CRD 106743 · IAPD ↗ · citizensbank.com · 914-846-0100

$16.63BRegulatory AUM
214Advisory reps
214Employees
2567Clients
101-250Planning clients
0Private funds
53States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

80
August 2026 — CITIZENS PRIVATE WEALTH grew from 204 to 214 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
65
April 2026 — CITIZENS PRIVATE WEALTH reported RAUM up 28% ($12.18B -> $15.54B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — CITIZENS PRIVATE WEALTH began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
75
April 2026 — CITIZENS PRIVATE WEALTH reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
80
April 2026 — CITIZENS PRIVATE WEALTH now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
55
April 2025 — CITIZENS PRIVATE WEALTH's Item 11 disclosure-reporting entries rose by 20 (7 -> 27).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
April 2025 — CLARFELD is now doing business as CITIZENS PRIVATE WEALTH.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
85
April 2025 — CITIZENS PRIVATE WEALTH grew from 160 to 200 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2025 — CLARFELD notice-filed in AK, AL, AR, HI, ID, IN, KS, KY, MO, MS, MT, ND, NE, OK, SD, TN, UT, VI, WI, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
December 2024 — CLARFELD reported RAUM up 33% ($9.52B -> $12.69B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
49
October 2024 — CLARFELD notice-filed in MN, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2024 — CLARFELD added office(s): 30 -> 31 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — CLARFELD added office(s): 22 -> 30 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2024 — CLARFELD reported RAUM up 34% ($7.11B -> $9.52B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — CLARFELD grew from 140 to 160 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.