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AUSTIN PRIVATE WEALTH, LLC

AUSTIN, TX · CRD 304344 · IAPD ↗ · (512) 886-4114

$0Regulatory AUM
20Advisory reps
25Employees
0Clients
More than 500Planning clients
0Private funds
25States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2026 — AUSTIN PRIVATE WEALTH, LLC (AUSTIN, TX) left the SEC roster (was $0 RAUM, 20 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
64
March 2026 — AUSTIN PRIVATE WEALTH, LLC reports More than 500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
49
April 2025 — AUSTIN PRIVATE WEALTH, LLC notice-filed in OR, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — AUSTIN PRIVATE WEALTH, LLC reported RAUM up 26% ($1.06B -> $1.33B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
October 2024 — AUSTIN PRIVATE WEALTH, LLC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — AUSTIN PRIVATE WEALTH, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — AUSTIN PRIVATE WEALTH, LLC reports 251-500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2024 — AUSTIN PRIVATE WEALTH, LLC crossed $1B in regulatory AUM ($823.1M -> $1.06B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.