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MONTICELLOAM, LLC

NEW YORK, NY · CRD 173553 · IAPD ↗ · 646-844-3600

$923.3MRegulatory AUM
62Advisory reps
73Employees
0Clients
n/aPlanning clients
41Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
September 2026 — MONTICELLOAM, LLC added office(s): 5 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
33
April 2026 — MONTICELLOAM, LLC reported RAUM down 46% ($1.72B -> $923.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
April 2025 — MONTICELLOAM, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — MONTICELLOAM, LLC grew from 49 to 62 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
December 2024 — MONTICELLOAM, LLC added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
59
May 2024 — MONTICELLOAM, LLC reported RAUM up 73% ($1.10B -> $1.90B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
35
April 2024 — MONTICELLOAM, LLC reported RAUM down 53% ($2.35B -> $1.10B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
69
April 2024 — MONTICELLOAM, LLC grew from 35 to 49 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.