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CONSTITUTION WEALTH LLC

· CRD 313916 · IAPD ↗ · gab.com · 866-463-1776

$53.5MRegulatory AUM
6Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2026 — CONSTITUTION WEALTH LLC (location n/a) left the SEC roster (was $53.5M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
25
May 2025 — CONSTITUTION WEALTH LLC changed its website from constitutionwealth.com to gab.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
44
May 2025 — CONSTITUTION WEALTH LLC notice-filed in AZ, IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — CONSTITUTION WEALTH LLC now reports custody of client assets ($5.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — CONSTITUTION WEALTH LLC reported RAUM up 134% ($22.9M -> $53.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
February 2025 — CONSTITUTION WEALTH LLC notice-filed in CO, KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
January 2025 — CONSTITUTION WEALTH LLC notice-filed in GA, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.