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OFS CLO MANAGEMENT II, LLC

CHICAGO, IL · CRD 323411 · IAPD ↗ · ofsmanagement.com · 847.734.2000

$1.31BRegulatory AUM
23Advisory reps
47Employees
0Clients
n/aPlanning clients
5Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — OFS CLO MANAGEMENT II, LLC now reports custody of client assets ($41.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — OFS CLO MANAGEMENT II, LLC crossed $1B in regulatory AUM ($303.5M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.