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COMPASS INVESTMENTS LLC

PITTSBURGH, PA · CRD 141323 · IAPD ↗ · compassinvestmentsllc.com · 570-916-2208

$93.2MRegulatory AUM
4Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — COMPASS INVESTMENTS LLC now reports custody of client assets ($22.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
April 2024 — COMPASS INVESTMENTS LLC notice-filed in ID.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.