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CURAFIN ADVISORS

PHOENIX, AZ · CRD 329091 · IAPD ↗ · curafinadvisors.com · 480-284-7080

$748.4MRegulatory AUM
2Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

60
April 2026 — CURAFIN ADVISORS crossed $500M in regulatory AUM ($448.4M -> $748.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
35
December 2025 — CURAFIN ADVISORS notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
April 2025 — CURAFIN ADVISORS notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2025 — CURAFIN ADVISORS reported RAUM up 96% ($229.2M -> $448.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
July 2024 — CURAFIN ADVISORS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
35
May 2024 — CURAFIN ADVISORS moved its main office from SCOTTSDALE, AZ to PHOENIX, AZ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
85
March 2024 — CURAFIN ADVISORS (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.