← Tributary

FAROL INVESTMENT ADVISERS LP

NEW YORK, NY · CRD 166565 · IAPD ↗ · 646-722-2941

$543.7MRegulatory AUM
5Advisory reps
5Employees
0Clients
n/aPlanning clients
7Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2025 — FAROL INVESTMENT ADVISERS LP crossed $500M in regulatory AUM ($422.6M -> $592.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
April 2025 — FAROL INVESTMENT ADVISERS LP grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.