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SCHAEFER FINANCIAL MANAGEMENT, INC.

CENTENNIAL, CO · CRD 110110 · IAPD ↗ · 303-770-6700

$1.11BRegulatory AUM
7Advisory reps
9Employees
0Clients
251-500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — SCHAEFER FINANCIAL MANAGEMENT, INC. crossed $1B in regulatory AUM ($979.1M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2025 — SCHAEFER FINANCIAL MANAGEMENT, INC. notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2024 — SCHAEFER FINANCIAL MANAGEMENT, INC. notice-filed in FL, NC, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.