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MIDOCEAN US ADVISOR, L.P.

NEW YORK, NY · CRD 151488 · IAPD ↗ · midoceanpartners.com · 212-497-1400

$3.70BRegulatory AUM
23Advisory reps
40Employees
0Clients
n/aPlanning clients
10Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2025 — MIDOCEAN US ADVISOR, L.P. now reports custody of client assets ($4.02B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
61
April 2024 — MIDOCEAN US ADVISOR, L.P. grew from 17 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.