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PATTEN AND PATTEN, INC.

CHATTANOOGA, TN · CRD 105414 · IAPD ↗ · patteninc.com · 423.756.3480

$2.21BRegulatory AUM
3Advisory reps
13Employees
0Clients
n/aPlanning clients
0Private funds
38States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2025 — PATTEN AND PATTEN, INC. notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
December 2024 — PATTEN AND PATTEN, INC. notice-filed in KS, UT, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
November 2024 — PATTEN AND PATTEN, INC. now reports custody of client assets ($523.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.