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OTTO & ASSOCIATES, INC.

NORWICH, VT · CRD 109493 · IAPD ↗ · ottoandassociates.com · 802-649-1946

$286.6MRegulatory AUM
3Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2025 — OTTO & ASSOCIATES, INC. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — OTTO & ASSOCIATES, INC. notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.