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J.P. MORGAN INVESTMENT MANAGEMENT INC.

NEW YORK, NY · CRD 107038 · IAPD ↗ · (800) 343-1113

$3519.41BRegulatory AUM
2260Advisory reps
3194Employees
59Clients
n/aPlanning clients
239Private funds
53States
22Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2026 — J.P. MORGAN INVESTMENT MANAGEMENT INC. grew from 2143 to 2260 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2025 — J.P. MORGAN INVESTMENT MANAGEMENT INC. grew from 2112 to 2143 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2024 — J.P. MORGAN INVESTMENT MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 6 (23 -> 29).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — J.P. MORGAN INVESTMENT MANAGEMENT INC. added office(s): 262 -> 279 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — J.P. MORGAN INVESTMENT MANAGEMENT INC. reported RAUM up 27% ($2011.99B -> $2549.09B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — J.P. MORGAN INVESTMENT MANAGEMENT INC. grew from 2070 to 2112 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.