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CASTLE ROCK WEALTH MANAGEMENT, LLC

WALNUT CREEK, CA · CRD 199513 · IAPD ↗ · crwmadvisors.com · 925-478-8800

$587.1MRegulatory AUM
7Advisory reps
7Employees
2Clients
1-10Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — CASTLE ROCK WEALTH MANAGEMENT, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — CASTLE ROCK WEALTH MANAGEMENT, LLC notice-filed in FL, NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — CASTLE ROCK WEALTH MANAGEMENT, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — CASTLE ROCK WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($485.8M -> $521.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.