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NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.

NEW YORK, NY · CRD 116837 · IAPD ↗ · 212-318-9300

$1.05BRegulatory AUM
2Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
0States
9Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

75
April 2025 — NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. crossed $1B in regulatory AUM ($884.0M -> $1.26B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
43
October 2024 — NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.'s Item 11 disclosure-reporting entries rose by 1 (9 -> 10).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
43
September 2024 — NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.'s Item 11 disclosure-reporting entries rose by 1 (8 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.