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PINAFORE WEALTH COUNSEL INC.

DURHAM, NC · CRD 170540 · IAPD ↗ · pinaforewealth.com · 919-213-0458

$173.6MRegulatory AUM
2Advisory reps
2Employees
15Clients
11-25Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
March 2026 — PINAFORE WEALTH COUNSEL INC. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
March 2026 — PINAFORE WEALTH COUNSEL INC. reported RAUM up 31% ($132.8M -> $173.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2025 — PINAFORE WEALTH COUNSEL INC. now reports custody of client assets ($3.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
August 2024 — PINAFORE WEALTH COUNSEL INC. (DURHAM, NC) is newly SEC-registered with $128.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.