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STERLING CAPITAL MANAGEMENT INC

BROOKFIELD, WI · CRD 106822 · IAPD ↗ · 262-970-9700

$296.9MRegulatory AUM
3Advisory reps
3Employees
338Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — STERLING CAPITAL MANAGEMENT INC notice-filed in CA, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — STERLING CAPITAL MANAGEMENT INC reports 101-250 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
April 2025 — STERLING CAPITAL MANAGEMENT INC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — STERLING CAPITAL MANAGEMENT INC notice-filed in CA, FL, IA, IL, MN, NM, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.