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VISDOM INVESTMENT GROUP LLC

RYE BROOK, NY · CRD 327619 · IAPD ↗ · 203.429.5633

$53.1MRegulatory AUM
4Advisory reps
4Employees
43Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
October 2026 — VISDOM INVESTMENT GROUP LLC added office(s): 1 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2026 — VISDOM INVESTMENT GROUP LLC reported RAUM down 71% ($183.5M -> $53.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
45
April 2026 — VISDOM INVESTMENT GROUP LLC moved its main office from WESTPORT, CT to RYE BROOK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
April 2026 — VISDOM INVESTMENT GROUP LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — VISDOM INVESTMENT GROUP LLC reported RAUM up 66% ($110.5M -> $183.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
69
April 2025 — VISDOM INVESTMENT GROUP LLC grew from 1 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
December 2024 — VISDOM INVESTMENT GROUP LLC notice-filed in FL, MD, MI, NE, TX, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
December 2024 — VISDOM INVESTMENT GROUP LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
August 2024 — VISDOM INVESTMENT GROUP LLC (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
50
June 2024 — VISDOM INVESTMENT GROUP LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
February 2024 — VISDOM INVESTMENT GROUP LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.