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CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

NEW YORK, NY · CRD 164198 · IAPD ↗ · 212-850-4260

$40.25BRegulatory AUM
153Advisory reps
193Employees
105Clients
0Planning clients
0Private funds
21States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

37
October 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
37
August 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
43
May 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS notice-filed in IN, NV, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS added office(s): 29 -> 33 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
May 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS reported RAUM up 93% ($20.82B -> $40.25B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
May 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS grew from 75 to 153 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS added office(s): 21 -> 29 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS grew from 68 to 75 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
37
March 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
37
January 2026 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
December 2025 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS added office(s): 19 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
39
June 2025 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS notice-filed in AZ, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS added office(s): 17 -> 19 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2025 — CERITY PARTNERS RETIREMENT PLAN ADVISORS is now doing business as CERITY PARTNERS RETIREMENT PLAN CONSULTANTS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
75
April 2025 — CERITY PARTNERS RETIREMENT PLAN CONSULTANTS grew from 53 to 68 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2024 — CERITY PARTNERS RETIREMENT PLAN ADVISORS added office(s): 12 -> 17 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — CERITY PARTNERS RETIREMENT PLAN ADVISORS reported RAUM up 27% ($12.81B -> $16.22B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2024 — CERITY PARTNERS RETIREMENT PLAN ADVISORS grew from 40 to 53 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.