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TRAPHAGEN FINANCIAL GROUP

ORADELL, NJ · CRD 107764 · IAPD ↗ · 201-262-1040

$2.28BRegulatory AUM
16Advisory reps
18Employees
0Clients
101-250Planning clients
0Private funds
16States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — TRAPHAGEN FINANCIAL GROUP notice-filed in MD, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — TRAPHAGEN FINANCIAL GROUP's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
74
April 2025 — TRAPHAGEN FINANCIAL GROUP grew from 10 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
March 2024 — TRAPHAGEN FINANCIAL GROUP notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
March 2024 — TRAPHAGEN FINANCIAL GROUP reported RAUM up 33% ($1.15B -> $1.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.