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SER CAPITAL PARTNERS MANAGEMENT, LP

REDWOOD CITY, CA · CRD 307713 · IAPD ↗ · sercapitalpartners.com · 415-873-1011

$685.8MRegulatory AUM
7Advisory reps
11Employees
0Clients
n/aPlanning clients
13Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2026 — SER CAPITAL PARTNERS MANAGEMENT, LP shrank from 10 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — SER CAPITAL PARTNERS MANAGEMENT, LP crossed $500M in regulatory AUM ($471.4M -> $676.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
57
April 2025 — SER CAPITAL PARTNERS MANAGEMENT, LP grew from 6 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.