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MODERA WEALTH MANAGEMENT, LLC

WESTWOOD, NJ · CRD 155649 · IAPD ↗ · moderawealth.com · (201) 768-4600

$17.68BRegulatory AUM
106Advisory reps
238Employees
43Clients
More than 500Planning clients
0Private funds
44States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — MODERA WEALTH MANAGEMENT, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
October 2026 — MODERA WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — MODERA WEALTH MANAGEMENT, LLC shrank from 113 to 106 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2026 — MODERA WEALTH MANAGEMENT, LLC added office(s): 28 -> 30 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
December 2025 — MODERA WEALTH MANAGEMENT, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2025 — MODERA WEALTH MANAGEMENT, LLC notice-filed in KS, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — MODERA WEALTH MANAGEMENT, LLC added office(s): 26 -> 29 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
83
April 2025 — MODERA WEALTH MANAGEMENT, LLC grew from 100 to 113 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
January 2025 — MODERA WEALTH MANAGEMENT, LLC added office(s): 21 -> 26 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
August 2024 — MODERA WEALTH MANAGEMENT, LLC notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
August 2024 — MODERA WEALTH MANAGEMENT, LLC added office(s): 20 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2024 — MODERA WEALTH MANAGEMENT, LLC reported RAUM up 84% ($6.80B -> $12.53B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — MODERA WEALTH MANAGEMENT, LLC grew from 64 to 100 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.