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SYNERGY INVESTMENT MANAGEMENT LLC

ALTAMONTE SPRINGS, FL · CRD 305961 · IAPD ↗ · synergywealthalliance.com · 321-203-4458

$681.5MRegulatory AUM
16Advisory reps
22Employees
16Clients
11-25Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — SYNERGY INVESTMENT MANAGEMENT LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — SYNERGY INVESTMENT MANAGEMENT LLC crossed $500M in regulatory AUM ($461.2M -> $681.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
75
April 2026 — SYNERGY INVESTMENT MANAGEMENT LLC grew from 9 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
January 2026 — SYNERGY INVESTMENT MANAGEMENT LLC notice-filed in AZ, IL, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — SYNERGY INVESTMENT MANAGEMENT LLC notice-filed in LA, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
July 2025 — SYNERGY INVESTMENT MANAGEMENT LLC notice-filed in NH, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — SYNERGY INVESTMENT MANAGEMENT LLC notice-filed in MA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — SYNERGY INVESTMENT MANAGEMENT LLC added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2025 — SYNERGY INVESTMENT MANAGEMENT LLC reported RAUM up 354% ($101.6M -> $461.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
October 2024 — SYNERGY INVESTMENT MANAGEMENT LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
October 2024 — SYNERGY INVESTMENT MANAGEMENT LLC notice-filed in CA, GA, MD, MI, SC, TN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
October 2024 — SYNERGY INVESTMENT MANAGEMENT LLC grew from 5 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
44
September 2024 — SYNERGY INVESTMENT MANAGEMENT LLC notice-filed in NC, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — SYNERGY INVESTMENT MANAGEMENT LLC (ALTAMONTE SPRINGS, FL) is newly SEC-registered with $101.6M RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.