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ALM FIRST FINANCIAL ADVISORS LLC

DALLAS, TX · CRD 108561 · IAPD ↗ · 800-752-4628

$76.17BRegulatory AUM
10Advisory reps
23Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

75
April 2025 — ALM FIRST FINANCIAL ADVISORS LLC now reports 1 private fund(s) ($28.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
August 2024 — ALM FIRST FINANCIAL ADVISORS LLC now reports custody of client assets ($25.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.