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CANNON BEACH FINANCIAL ADVISORS

SAN RAMON, CA · CRD 140959 · IAPD ↗ · 888-839-9399

$209.2MRegulatory AUM
2Advisory reps
2Employees
2Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — CANNON BEACH FINANCIAL ADVISORS notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — CANNON BEACH FINANCIAL ADVISORS added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
44
April 2025 — CANNON BEACH FINANCIAL ADVISORS notice-filed in LA, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2025 — CANNON BEACH FINANCIAL ADVISORS now reports custody of client assets ($173.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
February 2025 — CANNON BEACH FINANCIAL ADVISORS reported RAUM down 32% ($259.5M -> $175.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.