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ALLEGIANCE FINANCIAL GROUP

VIENNA, VA · CRD 313110 · IAPD ↗ · afgas.net · (703) 242-7900

$675.0MRegulatory AUM
12Advisory reps
12Employees
2Clients
251-500Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
April 2026 — ALLEGIANCE FINANCIAL GROUP reported RAUM up 34% ($505.0M -> $675.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2026 — ALLEGIANCE FINANCIAL GROUP now reports custody of client assets ($221.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
74
April 2026 — ALLEGIANCE FINANCIAL GROUP grew from 6 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2025 — ALLEGIANCE FINANCIAL GROUP notice-filed in CO, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — ALLEGIANCE FINANCIAL GROUP crossed $500M in regulatory AUM ($418.8M -> $505.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2025 — ALLEGIANCE FINANCIAL GROUP grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2024 — ALLEGIANCE FINANCIAL GROUP reported RAUM up 27% ($328.6M -> $418.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.