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AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN · CRD 6363 · IAPD ↗ · 612-671-3131

$660.47BRegulatory AUM
12681Advisory reps
14056Employees
124349Clients
More than 500Planning clients
0Private funds
51States
243Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — AMERIPRISE FINANCIAL SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (241 -> 243).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
May 2026 — AMERIPRISE FINANCIAL SERVICES, LLC's Item 11 disclosure-reporting entries rose by 1 (242 -> 243).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2026 — AMERIPRISE FINANCIAL SERVICES, LLC added office(s): 157 -> 158 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2026 — AMERIPRISE FINANCIAL SERVICES, LLC grew from 12636 to 12681 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — AMERIPRISE FINANCIAL SERVICES, LLC added office(s): 150 -> 157 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — AMERIPRISE FINANCIAL SERVICES, LLC grew from 12518 to 12636 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2024 — AMERIPRISE FINANCIAL SERVICES, LLC's Item 11 disclosure-reporting entries rose by 1 (241 -> 242).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
October 2024 — AMERIPRISE FINANCIAL SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (239 -> 241).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
September 2024 — AMERIPRISE FINANCIAL SERVICES, LLC's Item 11 disclosure-reporting entries rose by 4 (235 -> 239).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — AMERIPRISE FINANCIAL SERVICES, LLC shrank from 12542 to 12518 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.