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WINDJAMMER CAPITAL INVESTORS

NEWPORT BEACH, CA · CRD 160396 · IAPD ↗ · windjammercapital.com · (949) 721-9944

$3.10BRegulatory AUM
24Advisory reps
27Employees
0Clients
n/aPlanning clients
6Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

62
April 2025 — WINDJAMMER CAPITAL INVESTORS grew from 17 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — WINDJAMMER CAPITAL INVESTORS shrank from 24 to 17 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
54
April 2024 — WINDJAMMER CAPITAL INVESTORS reported RAUM up 50% ($2.49B -> $3.73B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.