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ICW HOLDINGS, LLC

· CRD 319296 · IAPD ↗ · icwinvest.co · 347-413-4750

$136.2MRegulatory AUM
5Advisory reps
7Employees
0Clients
n/aPlanning clients
3Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — ICW HOLDINGS, LLC reported RAUM up 26% ($107.7M -> $136.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
69
April 2026 — ICW HOLDINGS, LLC grew from 1 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2026 — ICW HOLDINGS, LLC now reports 3 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
42
April 2025 — ICW HOLDINGS, LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — ICW HOLDINGS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — ICW HOLDINGS, LLC reported RAUM up 160% ($41.4M -> $107.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
April 2024 — ICW HOLDINGS, LLC reported RAUM up 35% ($30.7M -> $41.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.