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WWM FINANCIAL

CARSLBAD, CA · CRD 157620 · IAPD ↗ · (760) 692-5190

$381.8MRegulatory AUM
6Advisory reps
8Employees
0Clients
11-25Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — WWM FINANCIAL grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
28
December 2025 — WWM FINANCIAL changed its website from wwmfinancialcarlsbad.com to savvyupnow.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
49
April 2025 — WWM FINANCIAL notice-filed in NY, UT, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2025 — WWM FINANCIAL reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.