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SEQUENT PLANNING, LLC

OMAHA, NE · CRD 160381 · IAPD ↗ · 402-953-3544

$589.5MRegulatory AUM
76Advisory reps
102Employees
13Clients
11-25Planning clients
0Private funds
41States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
June 2026 — SEQUENT PLANNING, LLC notice-filed in RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
May 2026 — SEQUENT PLANNING, LLC notice-filed in AR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — SEQUENT PLANNING, LLC added office(s): 21 -> 63 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2026 — SEQUENT PLANNING, LLC crossed $500M in regulatory AUM ($394.7M -> $589.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
74
April 2026 — SEQUENT PLANNING, LLC grew from 70 to 76 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
December 2025 — SEQUENT PLANNING, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2025 — SEQUENT PLANNING, LLC added office(s): 20 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — SEQUENT PLANNING, LLC notice-filed in NM.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — SEQUENT PLANNING, LLC shrank from 75 to 70 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
March 2025 — SEQUENT PLANNING, LLC notice-filed in MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — SEQUENT PLANNING, LLC shrank from 84 to 75 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
68
April 2024 — SEQUENT PLANNING, LLC reported RAUM up 50% ($248.2M -> $373.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.