← Tributary

WAVERLY ADVISORS, LLC

BIRMINGHAM, AL · CRD 115332 · IAPD ↗ · waverly-advisors.com · 205-871-3334

$29.87BRegulatory AUM
197Advisory reps
414Employees
69Clients
More than 500Planning clients
19Private funds
51States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — WAVERLY ADVISORS, LLC added office(s): 43 -> 48 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
January 2026 — WAVERLY ADVISORS, LLC added office(s): 42 -> 43 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
77
January 2026 — WAVERLY ADVISORS, LLC grew from 190 to 197 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
December 2025 — WAVERLY ADVISORS, LLC notice-filed in VI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
December 2025 — WAVERLY ADVISORS, LLC added office(s): 38 -> 42 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
December 2025 — WAVERLY ADVISORS, LLC reported RAUM up 75% ($16.13B -> $28.26B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
December 2025 — WAVERLY ADVISORS, LLC grew from 152 to 190 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
April 2025 — WAVERLY ADVISORS, LLC notice-filed in AK, HI, RI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2025 — WAVERLY ADVISORS, LLC added office(s): 35 -> 38 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
81
April 2025 — WAVERLY ADVISORS, LLC grew from 141 to 152 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2025 — WAVERLY ADVISORS, LLC added office(s): 34 -> 35 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
January 2025 — WAVERLY ADVISORS, LLC notice-filed in ND, UT, VT, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
January 2025 — WAVERLY ADVISORS, LLC added office(s): 28 -> 34 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
December 2024 — WAVERLY ADVISORS, LLC added office(s): 25 -> 28 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
December 2024 — WAVERLY ADVISORS, LLC grew from 119 to 139 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
November 2024 — WAVERLY ADVISORS, LLC notice-filed in MT, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
November 2024 — WAVERLY ADVISORS, LLC added office(s): 18 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
November 2024 — WAVERLY ADVISORS, LLC grew from 92 to 119 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
May 2024 — WAVERLY ADVISORS, LLC notice-filed in IA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
May 2024 — WAVERLY ADVISORS, LLC added office(s): 17 -> 18 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
78
May 2024 — WAVERLY ADVISORS, LLC grew from 84 to 92 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2024 — WAVERLY ADVISORS, LLC notice-filed in ID, NH, NM, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — WAVERLY ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — WAVERLY ADVISORS, LLC added office(s): 12 -> 17 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — WAVERLY ADVISORS, LLC reported RAUM up 27% ($7.89B -> $10.06B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — WAVERLY ADVISORS, LLC grew from 69 to 84 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2024 — WAVERLY ADVISORS, LLC added office(s): 8 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
February 2024 — WAVERLY ADVISORS, LLC notice-filed in AR, CT, IL, KS, MD, ME, MI, MN, NE, NJ, NV, NY, OR, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
February 2024 — WAVERLY ADVISORS, LLC reported RAUM up 37% ($5.78B -> $7.89B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
February 2024 — WAVERLY ADVISORS, LLC grew from 46 to 69 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.