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VANGUARD GROUP INC

MALVERN, PA · CRD 105958 · IAPD ↗ · 610-669-1000

$11092.67BRegulatory AUM
19Advisory reps
1702Employees
0Clients
n/aPlanning clients
0Private funds
0States
122Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
August 2026 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 2 (120 -> 122).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
April 2026 — VANGUARD GROUP INC shrank from 330 to 19 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
January 2026 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 8 (112 -> 120).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
December 2025 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 25 (87 -> 112).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
August 2025 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 12 (75 -> 87).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
June 2025 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 14 (61 -> 75).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
May 2025 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 14 (47 -> 61).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2025 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 21 (26 -> 47).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2025 — VANGUARD GROUP INC shrank from 445 to 330 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — VANGUARD GROUP INC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
April 2025 — VANGUARD GROUP INC reported RAUM up 30% ($7909.76B -> $10246.60B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
March 2025 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 5 (21 -> 26).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
January 2025 — VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 1 (20 -> 21).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
70
April 2024 — VANGUARD GROUP INC grew from 301 to 445 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.