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CASTLE CREEK CAPITAL

SAN DIEGO, CA · CRD 158079 · IAPD ↗ · 858-756-8300

$1.14BRegulatory AUM
11Advisory reps
12Employees
0Clients
n/aPlanning clients
9Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2025 — CASTLE CREEK ADVISORS IV LLC is now doing business as CASTLE CREEK CAPITAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
60
April 2025 — CASTLE CREEK CAPITAL grew from 6 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2025 — CASTLE CREEK CAPITAL crossed $1B in regulatory AUM ($978.7M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.