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LITTLE RIVER CAPITAL PARTNERS, LP

· CRD 331057 · IAPD ↗ · littleriverinvest.com · 917-224-7259

$160.1MRegulatory AUM
7Advisory reps
8Employees
0Clients
0Planning clients
1Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — LITTLE RIVER CAPITAL PARTNERS, LP added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2026 — LITTLE RIVER CAPITAL PARTNERS, LP grew from 4 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
April 2025 — LITTLE RIVER CAPITAL PARTNERS, LP shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
68
April 2025 — LITTLE RIVER CAPITAL PARTNERS, LP reported RAUM up 67% ($90.0M -> $150.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — LITTLE RIVER CAPITAL PARTNERS, LP now reports 1 private fund(s) ($0 gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
November 2024 — LITTLE RIVER CAPITAL PARTNERS, LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
85
July 2024 — LITTLE RIVER CAPITAL PARTNERS, LP (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.