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CAPITAL ADVANTAGE, INC.

WALNUT CREEK, CA · CRD 108985 · IAPD ↗ · 925-299-1500

$1.28BRegulatory AUM
8Advisory reps
16Employees
0Clients
51-100Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — CAPITAL ADVANTAGE, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
January 2026 — CAPITAL ADVANTAGE, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
47
April 2025 — CAPITAL ADVANTAGE, INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — CAPITAL ADVANTAGE, INC. moved its main office from LAFAYETTE, CA to WALNUT CREEK, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
72
April 2024 — CAPITAL ADVANTAGE, INC. grew from 7 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
April 2024 — CAPITAL ADVANTAGE, INC. crossed $1B in regulatory AUM ($905.2M -> $1.00B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.