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CLIFFORD SWAN INVESTMENT COUNSELORS

PASADENA, CA · CRD 108033 · IAPD ↗ · 626-792-2228

$4.48BRegulatory AUM
17Advisory reps
40Employees
6Clients
101-250Planning clients
0Private funds
18States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
March 2026 — CLIFFORD SWAN INVESTMENT COUNSELORS notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — CLIFFORD SWAN INVESTMENT COUNSELORS notice-filed in HI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.