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TRACE WEALTH ADVISORS

· CRD 317542 · IAPD ↗ · tracewealthadvisors.com · 310-569-4534

$295.0MRegulatory AUM
1Advisory reps
1Employees
5Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2025 — TRACE WEALTH ADVISORS now reports custody of client assets ($1.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
April 2024 — TRACE WEALTH ADVISORS began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.