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FINANCIAL STRATEGIES GROUP, INC

OKEMOS, MI · CRD 289054 · IAPD ↗ · (800) 804-0420

$677.4MRegulatory AUM
7Advisory reps
27Employees
2Clients
1-10Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — FINANCIAL STRATEGIES GROUP, INC shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2026 — FINANCIAL STRATEGIES GROUP, INC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
December 2025 — FINANCIAL STRATEGIES GROUP, INC notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2025 — FINANCIAL STRATEGIES GROUP, INC now reports custody of client assets ($164.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — FINANCIAL STRATEGIES GROUP, INC crossed $500M in regulatory AUM ($468.6M -> $550.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
71
April 2025 — FINANCIAL STRATEGIES GROUP, INC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
February 2025 — FINANCIAL STRATEGIES GROUP, INC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
October 2024 — FINANCIAL STRATEGIES GROUP, INC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — FINANCIAL STRATEGIES GROUP, INC notice-filed in NE, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — FINANCIAL STRATEGIES GROUP, INC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.