← Tributary

NORTH BERKELEY WEALTH MANAGEMENT, LLC

BERKELEY, CA · CRD 136431 · IAPD ↗ · 510-528-5820

$829.8MRegulatory AUM
11Advisory reps
16Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — NORTH BERKELEY WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
71
April 2026 — NORTH BERKELEY WEALTH MANAGEMENT, LLC grew from 8 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2025 — NORTH BERKELEY WEALTH MANAGEMENT, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — NORTH BERKELEY WEALTH MANAGEMENT, LLC now reports custody of client assets ($31.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.